-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RYn4dQ75Ulw/qjNkNvWy+PXtXx5L9uJH56T0QNrIEtQ9Sx2a3k7xqIff2O2tHFZN QcxA6l+kuJhguLmRHcpXUw== 0000897436-04-000206.txt : 20040528 0000897436-04-000206.hdr.sgml : 20040528 20040528132525 ACCESSION NUMBER: 0000897436-04-000206 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20040331 FILED AS OF DATE: 20040528 EFFECTIVENESS DATE: 20040528 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HARRIS ASSOCIATES INVESTMENT TRUST CENTRAL INDEX KEY: 0000872323 STATE OF INCORPORATION: MA FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-06279 FILM NUMBER: 04837691 BUSINESS ADDRESS: STREET 1: HARRIS ASSOCIATES LP STREET 2: TWO N LASALLE ST STE 500 CITY: CHICAGO STATE: IL ZIP: 60602-3790 BUSINESS PHONE: 8004769625 MAIL ADDRESS: STREET 1: HARRIS ASSOCIATES LP STREET 2: TWO NORTH LASALLE STREET STE 500 CITY: CHICAGO STATE: IL ZIP: 60602-3790 NSAR-A 1 answer.fil PAGE 1 000 A000000 03/31/2004 000 C000000 0000872323 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 HARRIS ASSOCIATES INVESTMENT TRUST 001 B000000 811-06279 001 C000000 3126210600 002 A000000 TWO NORTH LASALLE STREET 002 B000000 CHICAGO 002 C000000 IL 002 D010000 60602 002 D020000 3790 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 7 007 C010100 1 007 C020100 THE OAKMARK FUND 007 C030100 N 007 C010200 2 007 C020200 THE OAKMARK INTERNATIONAL FUND 007 C030200 N 007 C010300 3 007 C020300 THE OAKMARK SMALL CAP FUND 007 C030300 N 007 C010400 4 007 C020400 THE OAKMARK EQUITY AND INCOME FUND 007 C030400 N 007 C010500 5 007 C020500 THE OAKMARK INTERNATIONAL SMALL CAP FUND 007 C030500 N 007 C010600 6 007 C020600 THE OAKMARK SELECT FUND 007 C030600 N 007 C010700 7 007 C020700 THE OAKMARK GLOBAL FUND 007 C030700 N 007 C010800 8 007 C010900 9 007 C011000 10 008 A00AA01 HARRIS ASSOCIATES L.P. 008 B00AA01 A 008 C00AA01 801-50333 008 D01AA01 CHICAGO PAGE 2 008 D02AA01 IL 008 D03AA01 60602 008 D04AA01 3790 012 A00AA01 CDC IXIS ASSET MANAGEMENT SERVICES, INC. 012 B00AA01 84-5731 012 C01AA01 BOSTON 012 C02AA01 MA 012 C03AA01 02116 013 A00AA01 DELOITTE & TOUCHE LLP 013 B01AA01 CHICAGO 013 B02AA01 IL 013 B03AA01 60601 013 B04AA01 6779 014 A00AA01 AEW SECURITIES LIMITED PARTNERSHIP 014 B00AA01 8-45099 014 A00AA02 CDC FINANCE - CDC IXIS 014 B00AA02 8-xxxxx 014 A00AA03 CDC FUNDING CORP. 014 B00AA03 8-xxxxx 014 A00AA04 CDC IXIS ASSET MANAGEMENT 014 B00AA04 8-xxxxx 014 A00AA05 CDC IXIS ASSET MANAGEMENT AUSTRALIA LIMITED 014 B00AA05 8-xxxxx 014 A00AA06 CDC IXIS ASSET MANAGEMENT DISTRIBUTORS, L.P. 014 B00AA06 8-46325 014 A00AA07 CDC IXIS CAPITAL MARKETS 014 B00AA07 8-xxxxx 014 A00AA08 CAISSE DES DEPOTS SECURITIES, INC. 014 B00AA08 8-xxxxx 014 A00AA09 CDC COMMERCIAL PAPER CORP. 014 B00AA09 8-xxxxx 014 A00AA10 CDC IXIS INVESTMENT SERVICES JAPAN, INC. 014 B00AA10 8-xxxxx 014 A00AA11 CDC INVESTMENT MANAGEMENT CORPORATION 014 B00AA11 8-xxxxx 014 A00AA12 CDC MUNICIPAL PRODUCTS INC. 014 B00AA12 8-xxxxx 014 A00AA13 ECUREUIL GESTION 014 B00AA13 8-xxxxx 014 A00AA14 HARRIS ASSOCIATES SECURITIES L.P. 014 B00AA14 8-19988 014 A00AA15 LOOMIS, SAYLES DISTRIBUTORS, L.P. 014 B00AA15 8-49575 014 A00AA16 REICH & TANG DISTRIBUTORS, INC. 014 B00AA16 8-43429 014 A00AA17 VEGA FINANCE 014 B00AA17 8-xxxxx 014 A00AA18 CAISSE DES DEPOTS ET CONSIGNATIONS 014 B00AA18 8-xxxxx 014 A00AA19 CAISSE NATIONALE DES CAISSES D'EPARGNE 014 B00AA19 8-xxxxx PAGE 3 014 A00AA20 CDC DERIVATIVES INC. 014 B00AA20 8-xxxxx 014 A00AA21 CDC FINANCIAL PRODUCTS INC. 014 B00AA21 8-xxxxx 014 A00AA22 CDC MORTGAGE CAPITAL INC. 014 B00AA22 8-xxxxx 014 A00AA23 DELETE 014 A00AA24 DELETE 014 A00AA25 DELETE 015 A00AA01 INVESTORS BANK & TRUST COMPANY 015 B00AA01 C 015 C01AA01 BOSTON 015 C02AA01 MA 015 C03AA01 02117 015 C04AA01 9130 015 E01AA01 X 015 A00AA02 CITIBANK, N.A. 015 B00AA02 S 015 C01AA02 BUENOS AIRES 015 D01AA02 ARGENTINA 015 E04AA02 X 015 A00AA03 NATIONAL AUSTRALIA BANK LTD. 015 B00AA03 S 015 C01AA03 MELBOURNE 015 D01AA03 AUSTRALIA 015 E04AA03 X 015 A00AA04 BANK AUSTRIA CREDITANSTALT AG 015 B00AA04 S 015 C01AA04 VIENNA 015 D01AA04 AUSTRIA 015 E04AA04 X 015 A00AA05 BNP PARIBAS 015 B00AA05 S 015 C01AA05 BRUSSELS 015 D01AA05 BELGIUM 015 E04AA05 X 015 A00AA06 CITIBANK N.A. 015 B00AA06 S 015 C01AA06 SAO PAULO 015 D01AA06 BRAZIL 015 E04AA06 X 015 A00AA07 ROYAL BANK OF CANADA 015 B00AA07 S 015 C01AA07 TORONTO 015 D01AA07 CANADA 015 E04AA07 X 015 A00AA08 CITIBANK, N.A. 015 B00AA08 S 015 C01AA08 SANTIAGO 015 D01AA08 CHILE 015 E04AA08 X PAGE 4 015 A00AA09 CITIBANK, A.S. 015 B00AA09 S 015 C01AA09 PRAGUE 015 D01AA09 CZECH REPUBLIC 015 E04AA09 X 015 A00AA10 BNP PARIBAS 015 B00AA10 S 015 C01AA10 PARIS 015 D01AA10 FRANCE 015 E04AA10 X 015 A00AA11 SKANDINAVISKA ENSKILDA BANKEN 015 B00AA11 S 015 C01AA11 COPENHAGEN 015 D01AA11 DENMARK 015 E04AA11 X 015 A00AA12 SKANDINAVISKA ENSKILDA BANKEN 015 B00AA12 S 015 C01AA12 HELSINKI 015 D01AA12 FINLAND 015 E04AA12 X 015 A00AA13 BNP PARIBAS 015 B00AA13 S 015 C01AA13 FRANKFURT 015 D01AA13 GERMANY 015 E04AA13 X 015 A00AA14 BNP PARIBAS 015 B00AA14 S 015 C01AA14 ATHENS 015 D01AA14 GREECE 015 E04AA14 X 015 A00AA15 STANDARD CHARTERED BANK 015 B00AA15 S 015 C01AA15 HONG KONG 015 D01AA15 HONG KONG 015 E04AA15 X 015 A00AA16 HVB BANK 015 B00AA16 S 015 C01AA16 BUDAPEST 015 D01AA16 HUNGARY 015 E04AA16 X 015 A00AA17 STANDARD CHARTERED BANK 015 B00AA17 S 015 C01AA17 DHAKA 015 D01AA17 BANGLADESH 015 E04AA17 X 015 A00AA18 STANDARD CHARTERED BANK 015 B00AA18 S 015 C01AA18 JAKARTA 015 D01AA18 INDONESIA 015 E04AA18 X 015 A00AA19 BANK OF IRELAND PAGE 5 015 B00AA19 S 015 C01AA19 DUBLIN 015 D01AA19 IRELAND 015 E04AA19 X 015 A00AA20 BNP PARIBAS 015 B00AA20 S 015 C01AA20 MILAN 015 D01AA20 ITALY 015 E04AA20 X 015 A00AA21 UNION BANK OF NORWAY 015 B00AA21 S 015 C01AA21 OSLO 015 D01AA21 NORWAY 015 E04AA21 X 015 A00AA22 STANDARD CHARTERED BANK 015 B00AA22 S 015 C01AA22 SEOUL 015 D01AA22 KOREA 015 E04AA22 X 015 A00AA23 STANDARD CHARTERED BANK 015 B00AA23 S 015 C01AA23 KUALA LUMPUR 015 D01AA23 MALAYSIA 015 E04AA23 X 015 A00AA24 BANAMEX 015 B00AA24 S 015 C01AA24 MEXICO CITY 015 D01AA24 MEXICO 015 E04AA24 X 015 A00AA25 FORTIS BANK 015 B00AA25 S 015 C01AA25 AMSTERDAM 015 D01AA25 NETHERLANDS 015 E04AA25 X 015 A00AA26 NATIONAL NOMINEES LTD 015 B00AA26 S 015 C01AA26 AUCKLAND 015 D01AA26 NEW ZEALAND 015 E04AA26 X 015 A00AA27 STANDARD CHARTERED BANK 015 B00AA27 S 015 C01AA27 KARACHI 015 D01AA27 PAKISTAN 015 E04AA27 X 015 A00AA28 STANDARD CHARTERED BANK 015 B00AA28 S 015 C01AA28 COLOMBO 015 D01AA28 SRI LANKA 015 E04AA28 X 015 A00AA29 STANDARD CHARTERED BANK 015 B00AA29 S PAGE 6 015 C01AA29 MANILA 015 D01AA29 PHILIPPINES 015 E04AA29 X 015 A00AA30 BANK PRZEMYSLOWO-HANDLOWY PBK SA 015 B00AA30 S 015 C01AA30 WARSAW 015 D01AA30 POLAND 015 E04AA30 X 015 A00AA31 CITIBANK 015 B00AA31 S 015 C01AA31 LISBON 015 D01AA31 PORTUGAL 015 E04AA31 X 015 A00AA32 STANDARD CHARTERED BANK 015 B00AA32 S 015 C01AA32 SINGAPORE 015 D01AA32 SINGAPORE 015 E04AA32 X 015 A00AA33 BNP PARIBAS 015 B00AA33 S 015 C01AA33 MADRID 015 D01AA33 SPAIN 015 E04AA33 X 015 A00AA34 THE BANK OF BERMUDA LTD 015 B00AA34 S 015 C01AA34 HAMILTON 015 D01AA34 BERMUDA 015 E04AA34 X 015 A00AA35 SVENSKA HANDELSBANKEN 015 B00AA35 S 015 C01AA35 STOCKHOLM 015 D01AA35 SWEDEN 015 E04AA35 X 015 A00AA36 BANK LEU LTD. 015 B00AA36 S 015 C01AA36 ZURICH 015 D01AA36 SWITZERLAND 015 E04AA36 X 015 A00AA37 CITIBANK, N.A. 015 B00AA37 S 015 C01AA37 LIMA 015 D01AA37 PERU 015 E04AA37 X 015 A00AA38 STANDARD CHARTERED BANK 015 B00AA38 S 015 C01AA38 BANGKOK 015 D01AA38 THAILAND 015 E04AA38 X 015 A00AA39 GARANTI BANK 015 B00AA39 S 015 C01AA39 ISTANBUL PAGE 7 015 D01AA39 TURKEY 015 E04AA39 X 015 A00AA40 HSBC BANK PLC 015 B00AA40 S 015 C01AA40 LONDON 015 D01AA40 UNITED KINGDOM 015 E04AA40 X 015 A00AA41 SOCIETE GENERALE 015 B00AA41 S 015 C01AA41 ABIDJAN 015 D01AA41 IVORY COAST 015 E04AA41 X 015 A00AA42 BANKBOSTON 015 B00AA42 S 015 C01AA42 BUENOS AIRES 015 D01AA42 ARGENTINA 015 E04AA42 X 015 A00AA43 BARCLAYS BANK 015 B00AA43 S 015 C01AA43 GABORONE 015 D01AA43 BOTSWANA 015 E04AA43 X 015 A00AA44 ING BANK 015 B00AA44 S 015 C01AA44 SOFIA 015 D01AA44 BULGARIA 015 E04AA44 X 015 A00AA45 BANK HAPOALIM B.M. 015 B00AA45 S 015 C01AA45 TEL AVIV 015 D01AA45 ISRAEL 015 E04AA45 X 015 A00AA46 STANDARD CHARTERED BANK 015 B00AA46 S 015 C01AA46 TOKYO 015 D01AA46 JAPAN 015 E04AA46 X 015 A00AA47 STANDARD CHARTERED BANK 015 B00AA47 S 015 C01AA47 SHANGHAI & SHENZHEN 015 D01AA47 CHINA 015 E04AA47 X 015 A00AA48 CITITRUST 015 B00AA48 S 015 C01AA48 SANTA FE DE BOGOTA 015 D01AA48 COLOMBIA 015 E04AA48 X 015 A00AA49 BANCO BCT S.A. 015 B00AA49 S 015 C01AA49 SAN JOSE 015 D01AA49 COSTA RICA PAGE 8 015 E04AA49 X 015 A00AA50 HVB BANK 015 B00AA50 S 015 C01AA50 ZAGREB 015 D01AA50 CROATIA 015 E04AA50 X 015 A00AA51 THE CYPRUS POPULAR BANK 015 B00AA51 S 015 C01AA51 NICOSIA 015 D01AA51 CYPRUS 015 E04AA51 X 015 A00AA52 CITIBANK, N.A. 015 B00AA52 S 015 C01AA52 QUITO 015 D01AA52 ECUADOR 015 E04AA52 X 015 A00AA53 CITIBANK, N.A. 015 B00AA53 S 015 C01AA53 CAIRO 015 D01AA53 EGYPT 015 E04AA53 X 015 A00AA54 HANSABANK 015 B00AA54 S 015 C01AA54 TALLINN 015 D01AA54 ESTONIA 015 E04AA54 X 015 A00AA55 BARCLAYS BANK 015 B00AA55 S 015 C01AA55 ACCRA 015 D01AA55 GHANA 015 E04AA55 X 015 A00AA56 ARION CUSTODY SERVICES 015 B00AA56 S 015 C01AA56 REYKJAVIK 015 D01AA56 ICELAND 015 E04AA56 X 015 A00AA57 STANDARD CHARTERED BANK 015 B00AA57 S 015 C01AA57 MUMBAI 015 D01AA57 INDIA 015 E04AA57 X 015 A00AA58 HSBC 015 B00AA58 S 015 C01AA58 AMMAN 015 D01AA58 JORDAN 015 E04AA58 X 015 A00AA59 BANKBOSTON 015 B00AA59 S 015 C01AA59 SAO PAULO 015 D01AA59 BRAZIL 015 E04AA59 X PAGE 9 015 A00AA60 BARCLAYS BANK 015 B00AA60 S 015 C01AA60 NAIROBI 015 D01AA60 KENYA 015 E04AA60 X 015 A00AA61 HANSABANK 015 B00AA61 S 015 C01AA61 RIGA 015 D01AA61 LATVIA 015 E04AA61 X 015 A00AA62 VILNIAUS BANKAS AB 015 B00AA62 S 015 C01AA62 VILNIUS 015 D01AA62 LITHUANIA 015 E04AA62 X 015 A00AA63 EUROCLEAR 015 B00AA63 S 015 C01AA63 LUXEMBOURG 015 D01AA63 LUXEMBOURG 015 E04AA63 X 015 A00AA64 HSBC 015 B00AA64 S 015 C01AA64 VALLETTA 015 D01AA64 MALTA 015 E04AA64 X 015 A00AA65 HSBC 015 B00AA65 S 015 C01AA65 PORT LOUIS 015 D01AA65 MAURITIUS 015 E04AA65 X 015 A00AA66 CITIBANK 015 B00AA66 S 015 C01AA66 CASABLANCA 015 D01AA66 MOROCCO 015 E04AA66 X 015 A00AA67 HSBC 015 B00AA67 S 015 C01AA67 RUWI 015 D01AA67 OMAN 015 E04AA67 X 015 A00AA68 BANKBOSTON 015 B00AA68 S 015 C01AA68 PANAMA CITY 015 D01AA68 PANAMA 015 E04AA68 X 015 A00AA69 HVB BANK 015 B00AA69 S 015 C01AA69 BUCHAREST 015 D01AA69 ROMANIA 015 E04AA69 X 015 A00AA70 ZAO CITIBANK PAGE 10 015 B00AA70 S 015 C01AA70 MOSCOW 015 D01AA70 RUSSIA 015 E04AA70 X 015 A00AA71 ING BANK 015 B00AA71 S 015 C01AA71 BRATISLAVA 015 D01AA71 SLOVAK REPUBLIC 015 E04AA71 X 015 A00AA72 BANKAUSTRIA CREDITANSTALT 015 B00AA72 S 015 C01AA72 LJUBLJANA 015 D01AA72 SLOVENIA 015 E04AA72 X 015 A00AA73 THE STANDARD BANK OF SOUTH AFRICA LTD 015 B00AA73 S 015 C01AA73 JOHANNESBURG 015 D01AA73 SOUTH AFRICA 015 E04AA73 X 015 A00AA74 STANDARD CHARTERED BANK 015 B00AA74 S 015 C01AA74 TAIPEI 015 D01AA74 TAIWAN 015 E04AA74 X 015 A00AA75 ING BANK 015 B00AA75 S 015 C01AA75 KIEV 015 D01AA75 UKRAINE 015 E04AA75 X 015 A00AA76 BANKBOSTON 015 B00AA76 S 015 C01AA76 MONTEVIDEO 015 D01AA76 URUGUAY 015 E04AA76 X 015 A00AA77 CITIBANK, N.A. 015 B00AA77 S 015 C01AA77 CARACAS 015 D01AA77 VENEZUELA 015 E04AA77 X 015 A00AA78 HVB BANK 015 B00AA78 S 015 C01AA78 BELGRADE 015 D01AA78 SERBIA & MONTENEGRO 015 E04AA78 X 015 A00AA79 BARCLAYS BANK 015 B00AA79 S 015 C01AA79 LUSAKA 015 D01AA79 ZAMBIA 015 E04AA79 X 015 A00AA80 BARCLAYS BANK 015 B00AA80 S PAGE 11 015 C01AA80 HARERE 015 D01AA80 ZIMBABWE 015 E04AA80 X 015 A00AA81 HSBC 015 B00AA81 S 015 C01AA81 MANAMA 015 D01AA81 BAHRAIN 015 E04AA81 X 015 A00AA82 HSBC 015 B00AA82 S 015 C01AA82 BEIRUT 015 D01AA82 LEBANON 015 E04AA82 X 015 A00AA83 HSBC 015 B00AA83 S 015 C01AA83 MUMBAI 015 D01AA83 INDIA 015 E04AA83 X 015 A00AA84 CITIBANK, N.A. 015 B00AA84 S 015 C01AA84 AMMAN 015 D01AA84 JORDAN 015 E04AA84 X 015 A00AA85 BBVA BANCOMER 015 B00AA85 S 015 C01AA85 MEXICO CITY 015 D01AA85 MEXICO 015 E04AA85 X 015 A00AA86 EUROCLEAR 015 B00AA86 S 015 C01AA86 BRUSSELS 015 D01AA86 BELGIUM 015 E04AA86 X 015 A00AA87 BANK ONE N.A. 015 B00AA87 S 015 C01AA87 LONDON 015 D01AA87 UNITED KINGDOM 015 E04AA87 X 015 A00AA88 CLEARSTREAM 015 B00AA88 S 015 C01AA88 LUXEMBOURG 015 D01AA88 LUXEMBOURG 015 E04AA88 X 018 00AA00 Y 019 A00AA00 Y 019 B00AA00 7 019 C00AA00 THEOAKMARK 020 A000001 UBS AG 020 B000001 13-3873456 020 C000001 1952 020 A000002 MERRILL LYNCH & CO., INC. PAGE 12 020 B000002 13-5674085 020 C000002 1276 020 A000003 MORGAN STANLEY & CO., INC. 020 B000003 13-2655998 020 C000003 949 020 A000004 LEHMAN BROTHERS, INC. 020 B000004 13-2518466 020 C000004 874 020 A000005 DEUTSCHE BANK 020 B000005 13-2730828 020 C000005 633 020 A000006 HARRIS ASSOCIATES SECURITIES L.P. 020 B000006 36-3482833 020 C000006 446 020 A000007 CITIGROUP INC. 020 C000007 397 020 A000008 BOSTON INSTITUTIONAL SERVICES, INC. 020 B000008 42-479358 020 C000008 324 020 A000009 BEAR STEARNS & CO., INC. 020 B000009 13-3299429 020 C000009 316 020 A000010 SANFORD C. BERNSTEIN & CO., LLC 020 B000010 12-4132953 020 C000010 316 021 000000 11129 022 A000001 INVESTORS BANK & TRUST CO. 022 B000001 04-2447211 022 C000001 80407939 022 D000001 169616 022 A000002 BARCLAYS BANK PLC 022 B000002 06-1031656 022 C000002 1354835 022 D000002 0 022 A000003 G.X. CLARKE & CO. 022 B000003 13-2969143 022 C000003 1253177 022 D000003 89818 022 A000004 GOLDMAN SACHS & CO. 022 B000004 13-5108880 022 C000004 1282234 022 D000004 45093 022 A000005 ZIONS FIRST NATIONAL BANK 022 B000005 87-0432248 022 C000005 279480 022 D000005 0 022 A000006 LEGG MASON WOOD WALKER, INC. 022 B000006 52-0902557 022 C000006 53983 022 D000006 0 022 A000007 STATE STREET BANK & TRUST CO. PAGE 13 022 B000007 04-1867445 022 C000007 53000 022 D000007 0 022 A000008 A.G. EDWARDS & SONS, INC. 022 B000008 43-0895447 022 C000008 20905 022 D000008 0 022 A000009 CITIGROUP INC. 022 C000009 10025 022 D000009 0 022 A000010 ROYAL BANK OF CANADA 022 C000010 6199 022 D000010 0 023 C000000 84735651 023 D000000 304527 026 A000000 N 026 B000000 Y 026 C000000 N 026 D000000 Y 026 E000000 N 026 F000000 Y 026 G010000 N 026 G020000 N 026 H000000 N 027 000000 Y 029 00AA00 N 030 A00AA00 0 030 B00AA00 0.00 030 C00AA00 0.00 031 A00AA00 0 031 B00AA00 0 032 00AA00 0 033 00AA00 0 034 00AA00 N 035 00AA00 0 036 B00AA00 0 042 A00AA00 0 042 B00AA00 0 042 C00AA00 0 042 D00AA00 0 042 E00AA00 0 042 F00AA00 0 042 G00AA00 0 042 H00AA00 0 043 00AA00 0 044 00AA00 0 054 A00AA00 Y 054 B00AA00 Y 054 C00AA00 Y 054 D00AA00 N 054 E00AA00 N PAGE 14 054 F00AA00 N 054 G00AA00 Y 054 H00AA00 Y 054 I00AA00 N 054 J00AA00 Y 054 K00AA00 N 054 L00AA00 N 054 M00AA00 Y 054 N00AA00 N 054 O00AA00 N 062 A00AA00 N 062 B00AA00 0.0 062 C00AA00 0.0 062 D00AA00 0.0 062 E00AA00 0.0 062 F00AA00 0.0 062 G00AA00 0.0 062 H00AA00 0.0 062 I00AA00 0.0 062 J00AA00 0.0 062 K00AA00 0.0 062 L00AA00 0.0 062 M00AA00 0.0 062 N00AA00 0.0 062 O00AA00 0.0 062 P00AA00 0.0 062 Q00AA00 0.0 062 R00AA00 0.0 063 A00AA00 0 063 B00AA00 0.0 077 A000000 Y 077 B000000 N 077 C000000 N 077 D000000 N 077 E000000 N 077 F000000 N 077 G000000 N 077 H000000 N 077 I000000 N 077 J000000 N 077 K000000 N 077 L000000 N 077 M000000 N 077 N000000 N 077 O000000 N 077 P000000 N 077 Q010000 Y 077 Q020000 N 077 Q030000 N 078 000000 N 080 C00AA00 0 PAGE 15 081 B00AA00 0 082 B00AA00 0 083 B00AA00 0 084 B00AA00 0 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 024 000100 N 025 D000101 0 025 D000102 0 025 D000103 0 025 D000104 0 025 D000105 0 025 D000106 0 025 D000107 0 025 D000108 0 028 A010100 165427 028 A020100 0 028 A030100 0 028 A040100 102106 028 B010100 125757 028 B020100 18852 028 B030100 0 028 B040100 57618 028 C010100 151821 028 C020100 0 028 C030100 0 028 C040100 84103 028 D010100 187018 028 D020100 0 028 D030100 0 028 D040100 125569 028 E010100 161649 028 E020100 0 028 E030100 0 028 E040100 95625 028 F010100 181477 028 F020100 0 028 F030100 0 028 F040100 88163 028 G010100 973149 028 G020100 18852 PAGE 16 028 G030100 0 028 G040100 553184 028 H000100 0 037 000100 Y 038 000100 46 039 000100 N 040 000100 N 041 000100 N 045 000100 Y 046 000100 N 047 000100 Y 048 000100 0.000 048 A010100 2000000 048 A020100 1.000 048 B010100 1000000 048 B020100 0.900 048 C010100 2000000 048 C020100 0.800 048 D010100 0 048 D020100 0.000 048 E010100 0 048 E020100 0.000 048 F010100 0 048 F020100 0.000 048 G010100 0 048 G020100 0.000 048 H010100 0 048 H020100 0.000 048 I010100 0 048 I020100 0.000 048 J010100 0 048 J020100 0.000 048 K010100 5000000 048 K020100 0.750 049 000100 N 050 000100 N 051 000100 N 052 000100 N 053 A000100 N 055 A000100 N 055 B000100 N 056 000100 Y 057 000100 N 058 A000100 N 059 000100 Y 060 A000100 Y 060 B000100 Y 061 000100 500 066 A000100 Y 066 B000100 N 066 C000100 Y PAGE 17 066 D000100 N 066 E000100 N 066 F000100 N 066 G000100 N 067 000100 N 068 A000100 N 068 B000100 N 069 000100 N 070 A010100 Y 070 A020100 Y 070 B010100 Y 070 B020100 Y 070 C010100 Y 070 C020100 N 070 D010100 Y 070 D020100 N 070 E010100 N 070 E020100 N 070 F010100 N 070 F020100 N 070 G010100 N 070 G020100 N 070 H010100 N 070 H020100 N 070 I010100 N 070 I020100 N 070 J010100 Y 070 J020100 N 070 K010100 Y 070 K020100 N 070 L010100 Y 070 L020100 Y 070 M010100 Y 070 M020100 N 070 N010100 N 070 N020100 N 070 O010100 Y 070 O020100 N 070 P010100 Y 070 P020100 N 070 Q010100 N 070 Q020100 N 070 R010100 Y 070 R020100 Y 071 A000100 675068 071 B000100 404099 071 C000100 4927008 071 D000100 8 072 A000100 6 072 B000100 2272 072 C000100 41240 PAGE 18 072 D000100 0 072 E000100 40 072 F000100 23865 072 G000100 0 072 H000100 0 072 I000100 3743 072 J000100 295 072 K000100 0 072 L000100 775 072 M000100 159 072 N000100 142 072 O000100 0 072 P000100 0 072 Q000100 0 072 R000100 22 072 S000100 42 072 T000100 0 072 U000100 0 072 V000100 0 072 W000100 172 072 X000100 29215 072 Y000100 0 072 Z000100 14337 072AA000100 27419 072BB000100 0 072CC010100 590396 072CC020100 0 072DD010100 20506 072DD020100 37 072EE000100 0 073 A010100 0.1424 073 A020100 0.0496 073 B000100 0.0000 073 C000100 0.0000 074 A000100 0 074 B000100 199551 074 C000100 409526 074 D000100 0 074 E000100 0 074 F000100 5278593 074 G000100 0 074 H000100 0 074 I000100 0 074 J000100 12571 074 K000100 0 074 L000100 22360 074 M000100 79 074 N000100 5922680 074 O000100 74606 074 P000100 138 074 Q000100 0 PAGE 19 074 R010100 0 074 R020100 0 074 R030100 0 074 R040100 6949 074 S000100 0 074 T000100 5840987 074 U010100 152358 074 U020100 1033 074 V010100 38.08 074 V020100 37.92 074 W000100 0.0000 074 X000100 118872 074 Y000100 0 075 A000100 0 075 B000100 5459556 076 000100 0.00 024 000200 Y 025 A000201 DAIWA SECURITIES GROUP INC. 025 C000201 E 025 D000201 83586 025 A000202 EURONEXT 025 C000202 E 025 D000202 137363 025 A000203 BANCO POPOLARE DI VERONA E NOVARA SCRL 025 C000203 E 025 D000203 47874 025 A000204 BNP PARIBAS SA 025 C000204 E 025 D000204 70742 025 A000205 SANPAOLO IMI S.P.A. 025 C000205 E 025 D000205 44876 025 A000206 UNITED OVERSEAS BANK LIMITED, FOREIGN SHARES 025 C000206 E 025 D000206 49451 025 A000207 CREDIT SUISSE GROUP 025 C000207 E 025 D000207 49010 025 A000208 BANK OF IRELAND 025 C000208 E 025 D000208 106843 025 A000209 DEUTSCHE BOERSE AG 025 C000209 E 025 D000209 80415 025 A000210 UNICREDITO ITALIANO SPA 025 C000210 E 025 D000210 16978 025 D000211 0 025 D000212 0 025 D000213 0 025 D000214 0 PAGE 20 025 D000215 0 025 D000216 0 028 A010200 202733 028 A020200 0 028 A030200 0 028 A040200 67061 028 B010200 184822 028 B020200 18442 028 B030200 0 028 B040200 43783 028 C010200 211170 028 C020200 0 028 C030200 0 028 C040200 61195 028 D010200 217520 028 D020200 0 028 D030200 0 028 D040200 74310 028 E010200 180285 028 E020200 0 028 E030200 0 028 E040200 120787 028 F010200 144956 028 F020200 0 028 F030200 0 028 F040200 90133 028 G010200 1141486 028 G020200 18442 028 G030200 0 028 G040200 457269 028 H000200 0 037 000200 Y 038 000200 280 039 000200 N 040 000200 N 041 000200 N 045 000200 Y 046 000200 N 047 000200 Y 048 000200 0.000 048 A010200 2000000 048 A020200 1.000 048 B010200 1000000 048 B020200 0.950 048 C010200 0 048 C020200 0.000 048 D010200 0 048 D020200 0.000 048 E010200 0 048 E020200 0.000 048 F010200 0 PAGE 21 048 F020200 0.000 048 G010200 0 048 G020200 0.000 048 H010200 0 048 H020200 0.000 048 I010200 0 048 I020200 0.000 048 J010200 0 048 J020200 0.000 048 K010200 3000000 048 K020200 0.850 049 000200 N 050 000200 N 051 000200 N 052 000200 N 053 A000200 N 055 A000200 N 055 B000200 N 056 000200 Y 057 000200 N 058 A000200 N 059 000200 Y 060 A000200 Y 060 B000200 Y 061 000200 500 066 A000200 Y 066 B000200 N 066 C000200 Y 066 D000200 N 066 E000200 N 066 F000200 N 066 G000200 N 067 000200 N 068 A000200 N 068 B000200 Y 069 000200 N 070 A010200 Y 070 A020200 Y 070 B010200 Y 070 B020200 N 070 C010200 Y 070 C020200 N 070 D010200 Y 070 D020200 N 070 E010200 N 070 E020200 N 070 F010200 N 070 F020200 N 070 G010200 N 070 G020200 N 070 H010200 N PAGE 22 070 H020200 N 070 I010200 N 070 I020200 N 070 J010200 Y 070 J020200 N 070 K010200 Y 070 K020200 N 070 L010200 Y 070 L020200 Y 070 M010200 Y 070 M020200 Y 070 N010200 Y 070 N020200 Y 070 O010200 Y 070 O020200 N 070 P010200 Y 070 P020200 N 070 Q010200 N 070 Q020200 N 070 R010200 Y 070 R020200 N 071 A000200 863589 071 B000200 207925 071 C000200 3410566 071 D000200 6 072 A000200 6 072 B000200 774 072 C000200 18822 072 D000200 0 072 E000200 0 072 F000200 16818 072 G000200 0 072 H000200 0 072 I000200 2395 072 J000200 1866 072 K000200 0 072 L000200 519 072 M000200 125 072 N000200 142 072 O000200 0 072 P000200 0 072 Q000200 0 072 R000200 16 072 S000200 33 072 T000200 0 072 U000200 0 072 V000200 0 072 W000200 126 072 X000200 22040 072 Y000200 0 072 Z000200 -2444 PAGE 23 072AA000200 78865 072BB000200 0 072CC010200 527585 072CC020200 0 072DD010200 20085 072DD020200 571 072EE000200 0 073 A010200 0.1092 073 A020200 0.0636 073 B000200 0.0000 073 C000200 0.0000 074 A000200 0 074 B000200 97411 074 C000200 59989 074 D000200 0 074 E000200 0 074 F000200 3923784 074 G000200 0 074 H000200 0 074 I000200 0 074 J000200 4943 074 K000200 0 074 L000200 29141 074 M000200 62 074 N000200 4115330 074 O000200 22267 074 P000200 104 074 Q000200 0 074 R010200 0 074 R020200 0 074 R030200 0 074 R040200 6825 074 S000200 0 074 T000200 4086134 074 U010200 206490 074 U020200 12424 074 V010200 18.67 074 V020200 18.58 074 W000200 0.0000 074 X000200 45947 074 Y000200 0 075 A000200 0 075 B000200 3608463 076 000200 0.00 024 000300 Y 025 A000301 BANKATLANTIC BANCORP, INC. 025 C000301 E 025 D000301 5015 025 D000302 0 025 D000303 0 025 D000304 0 PAGE 24 025 D000305 0 025 D000306 0 025 D000307 0 025 D000308 0 028 A010300 4787 028 A020300 0 028 A030300 0 028 A040300 7452 028 B010300 3275 028 B020300 0 028 B030300 0 028 B040300 6296 028 C010300 5436 028 C020300 0 028 C030300 0 028 C040300 10386 028 D010300 11873 028 D020300 0 028 D030300 0 028 D040300 12845 028 E010300 5484 028 E020300 0 028 E030300 0 028 E040300 11202 028 F010300 6804 028 F020300 0 028 F030300 0 028 F040300 9852 028 G010300 37659 028 G020300 0 028 G030300 0 028 G040300 58033 028 H000300 0 037 000300 Y 038 000300 30 039 000300 N 040 000300 N 041 000300 N 045 000300 Y 046 000300 N 047 000300 Y 048 000300 1.000 048 A010300 0 048 A020300 0.000 048 B010300 0 048 B020300 0.000 048 C010300 0 048 C020300 0.000 048 D010300 0 048 D020300 0.000 048 E010300 0 PAGE 25 048 E020300 0.000 048 F010300 0 048 F020300 0.000 048 G010300 0 048 G020300 0.000 048 H010300 0 048 H020300 0.000 048 I010300 0 048 I020300 0.000 048 J010300 0 048 J020300 0.000 048 K010300 0 048 K020300 0.000 049 000300 N 050 000300 N 051 000300 N 052 000300 N 053 A000300 N 055 A000300 N 055 B000300 N 056 000300 Y 057 000300 N 058 A000300 N 059 000300 Y 060 A000300 Y 060 B000300 Y 061 000300 500 066 A000300 Y 066 B000300 N 066 C000300 Y 066 D000300 N 066 E000300 N 066 F000300 N 066 G000300 N 067 000300 N 068 A000300 N 068 B000300 N 069 000300 N 070 A010300 Y 070 A020300 Y 070 B010300 Y 070 B020300 Y 070 C010300 Y 070 C020300 N 070 D010300 Y 070 D020300 N 070 E010300 N 070 E020300 N 070 F010300 N 070 F020300 N 070 G010300 N PAGE 26 070 G020300 N 070 H010300 N 070 H020300 N 070 I010300 N 070 I020300 N 070 J010300 Y 070 J020300 N 070 K010300 Y 070 K020300 N 070 L010300 Y 070 L020300 Y 070 M010300 Y 070 M020300 Y 070 N010300 Y 070 N020300 N 070 O010300 Y 070 O020300 N 070 P010300 Y 070 P020300 N 070 Q010300 N 070 Q020300 N 070 R010300 Y 070 R020300 N 071 A000300 74334 071 B000300 98627 071 C000300 350633 071 D000300 21 072 A000300 6 072 B000300 136 072 C000300 1298 072 D000300 0 072 E000300 6 072 F000300 1888 072 G000300 0 072 H000300 0 072 I000300 312 072 J000300 29 072 K000300 0 072 L000300 42 072 M000300 66 072 N000300 14 072 O000300 0 072 P000300 0 072 Q000300 0 072 R000300 7 072 S000300 17 072 T000300 0 072 U000300 0 072 V000300 0 072 W000300 45 072 X000300 2420 PAGE 27 072 Y000300 0 072 Z000300 -980 072AA000300 0 072BB000300 6261 072CC010300 71751 072CC020300 0 072DD010300 0 072DD020300 0 072EE000300 0 073 A010300 0.0000 073 A020300 0.0000 073 B000300 0.0000 073 C000300 0.0000 074 A000300 0 074 B000300 5657 074 C000300 19994 074 D000300 0 074 E000300 0 074 F000300 368968 074 G000300 0 074 H000300 0 074 I000300 0 074 J000300 7880 074 K000300 0 074 L000300 730 074 M000300 33 074 N000300 403262 074 O000300 7310 074 P000300 10 074 Q000300 0 074 R010300 0 074 R020300 0 074 R030300 0 074 R040300 763 074 S000300 0 074 T000300 395179 074 U010300 19315 074 U020300 54 074 V010300 20.40 074 V020300 20.26 074 W000300 0.0000 074 X000300 15233 074 Y000300 0 075 A000300 0 075 B000300 383338 076 000300 0.00 024 000400 N 025 D000401 0 025 D000402 0 025 D000403 0 025 D000404 0 PAGE 28 025 D000405 0 025 D000406 0 025 D000407 0 025 D000408 0 028 A010400 273108 028 A020400 0 028 A030400 0 028 A040400 81613 028 B010400 314685 028 B020400 29870 028 B030400 0 028 B040400 51743 028 C010400 314197 028 C020400 0 028 C030400 0 028 C040400 74977 028 D010400 491085 028 D020400 0 028 D030400 0 028 D040400 91308 028 E010400 314182 028 E020400 0 028 E030400 0 028 E040400 58665 028 F010400 375312 028 F020400 0 028 F030400 0 028 F040400 84987 028 G010400 2082569 028 G020400 29870 028 G030400 0 028 G040400 443293 028 H000400 0 037 000400 Y 038 000400 84 039 000400 N 040 000400 N 041 000400 N 045 000400 Y 046 000400 N 047 000400 Y 048 000400 0.000 048 A010400 5000000 048 A020400 0.750 048 B010400 2500000 048 B020400 0.700 048 C010400 2500000 048 C020400 0.675 048 D010400 0 048 D020400 0.000 048 E010400 0 PAGE 29 048 E020400 0.000 048 F010400 0 048 F020400 0.000 048 G010400 0 048 G020400 0.000 048 H010400 0 048 H020400 0.000 048 I010400 0 048 I020400 0.000 048 J010400 0 048 J020400 0.000 048 K010400 10000000 048 K020400 0.650 049 000400 N 050 000400 N 051 000400 N 052 000400 N 053 A000400 N 055 A000400 N 055 B000400 N 056 000400 Y 057 000400 N 058 A000400 N 059 000400 Y 060 A000400 Y 060 B000400 Y 061 000400 500 066 A000400 Y 066 B000400 N 066 C000400 N 066 D000400 N 066 E000400 Y 066 F000400 N 066 G000400 N 067 000400 Y 068 A000400 N 068 B000400 N 069 000400 N 070 A010400 Y 070 A020400 Y 070 B010400 Y 070 B020400 Y 070 C010400 Y 070 C020400 N 070 D010400 Y 070 D020400 N 070 E010400 N 070 E020400 N 070 F010400 N 070 F020400 N 070 G010400 N PAGE 30 070 G020400 N 070 H010400 N 070 H020400 N 070 I010400 N 070 I020400 N 070 J010400 Y 070 J020400 Y 070 K010400 Y 070 K020400 N 070 L010400 Y 070 L020400 Y 070 M010400 Y 070 M020400 Y 070 N010400 Y 070 N020400 N 070 O010400 Y 070 O020400 N 070 P010400 Y 070 P020400 N 070 Q010400 N 070 Q020400 N 070 R010400 Y 070 R020400 N 071 A000400 1867734 071 B000400 414647 071 C000400 4997474 071 D000400 8 072 A000400 6 072 B000400 25736 072 C000400 14428 072 D000400 0 072 E000400 4 072 F000400 19882 072 G000400 0 072 H000400 0 072 I000400 4128 072 J000400 354 072 K000400 0 072 L000400 768 072 M000400 159 072 N000400 300 072 O000400 0 072 P000400 0 072 Q000400 0 072 R000400 21 072 S000400 42 072 T000400 0 072 U000400 0 072 V000400 0 072 W000400 171 072 X000400 25825 PAGE 31 072 Y000400 0 072 Z000400 14343 072AA000400 80722 072BB000400 0 072CC010400 584111 072CC020400 0 072DD010400 30409 072DD020400 1531 072EE000400 0 073 A010400 0.1379 073 A020400 0.1052 073 B000400 0.0000 073 C000400 0.0000 074 A000400 0 074 B000400 238719 074 C000400 469453 074 D000400 2089645 074 E000400 448 074 F000400 3955546 074 G000400 0 074 H000400 0 074 I000400 0 074 J000400 7888 074 K000400 0 074 L000400 59947 074 M000400 78 074 N000400 6821724 074 O000400 114935 074 P000400 126 074 Q000400 0 074 R010400 0 074 R020400 0 074 R030400 0 074 R040400 5548 074 S000400 0 074 T000400 6701115 074 U010400 275262 074 U020400 16958 074 V010400 22.94 074 V020400 22.87 074 W000400 0.0000 074 X000400 68886 074 Y000400 0 075 A000400 0 075 B000400 5544035 076 000400 0.00 024 000500 Y 025 A000501 JULIUS BAER HOLDING LTD., ZURICH 025 C000501 E 025 D000501 14190 025 A000502 ICHIYOSHI SECURITIES CO., LTD. PAGE 32 025 C000502 E 025 D000502 13713 025 A000503 DELETE 025 D000503 0 025 A000504 DELETE 025 D000504 0 025 A000505 DELETE 025 D000505 0 025 D000506 0 025 D000507 0 025 D000508 0 028 A010500 19439 028 A020500 0 028 A030500 0 028 A040500 8314 028 B010500 17011 028 B020500 3865 028 B030500 0 028 B040500 6489 028 C010500 19835 028 C020500 0 028 C030500 0 028 C040500 7684 028 D010500 24324 028 D020500 0 028 D030500 0 028 D040500 8108 028 E010500 15409 028 E020500 0 028 E030500 0 028 E040500 10598 028 F010500 13564 028 F020500 0 028 F030500 0 028 F040500 16134 028 G010500 109582 028 G020500 3865 028 G030500 0 028 G040500 57327 028 H000500 0 037 000500 Y 038 000500 249 039 000500 N 040 000500 N 041 000500 N 045 000500 Y 046 000500 N 047 000500 Y 048 000500 0.000 048 A010500 500000 048 A020500 1.250 PAGE 33 048 B010500 0 048 B020500 0.000 048 C010500 0 048 C020500 0.000 048 D010500 0 048 D020500 0.000 048 E010500 0 048 E020500 0.000 048 F010500 0 048 F020500 0.000 048 G010500 0 048 G020500 0.000 048 H010500 0 048 H020500 0.000 048 I010500 0 048 I020500 0.000 048 J010500 0 048 J020500 0.000 048 K010500 500000 048 K020500 1.100 049 000500 N 050 000500 N 051 000500 N 052 000500 N 053 A000500 N 055 A000500 N 055 B000500 N 056 000500 Y 057 000500 N 058 A000500 N 059 000500 Y 060 A000500 Y 060 B000500 Y 061 000500 500 066 A000500 Y 066 B000500 N 066 C000500 Y 066 D000500 N 066 E000500 N 066 F000500 N 066 G000500 N 067 000500 N 068 A000500 N 068 B000500 Y 069 000500 N 070 A010500 Y 070 A020500 Y 070 B010500 Y 070 B020500 N 070 C010500 Y 070 C020500 N PAGE 34 070 D010500 Y 070 D020500 N 070 E010500 N 070 E020500 N 070 F010500 N 070 F020500 N 070 G010500 N 070 G020500 N 070 H010500 N 070 H020500 N 070 I010500 N 070 I020500 N 070 J010500 Y 070 J020500 N 070 K010500 Y 070 K020500 Y 070 L010500 Y 070 L020500 Y 070 M010500 Y 070 M020500 Y 070 N010500 Y 070 N020500 N 070 O010500 Y 070 O020500 N 070 P010500 Y 070 P020500 N 070 Q010500 N 070 Q020500 N 070 R010500 Y 070 R020500 N 071 A000500 105821 071 B000500 54340 071 C000500 563400 071 D000500 10 072 A000500 6 072 B000500 124 072 C000500 5135 072 D000500 0 072 E000500 0 072 F000500 3559 072 G000500 0 072 H000500 0 072 I000500 350 072 J000500 336 072 K000500 0 072 L000500 70 072 M000500 70 072 N000500 26 072 O000500 0 072 P000500 0 072 Q000500 0 PAGE 35 072 R000500 7 072 S000500 18 072 T000500 0 072 U000500 0 072 V000500 0 072 W000500 50 072 X000500 4486 072 Y000500 0 072 Z000500 773 072AA000500 5493 072BB000500 0 072CC010500 120677 072CC020500 0 072DD010500 4209 072DD020500 3 072EE000500 0 073 A010500 0.1169 073 A020500 0.0896 073 B000500 0.0000 073 C000500 0.0000 074 A000500 332 074 B000500 12745 074 C000500 9996 074 D000500 0 074 E000500 0 074 F000500 631592 074 G000500 0 074 H000500 0 074 I000500 0 074 J000500 1103 074 K000500 0 074 L000500 5169 074 M000500 35 074 N000500 660972 074 O000500 1882 074 P000500 22 074 Q000500 0 074 R010500 0 074 R020500 0 074 R030500 0 074 R040500 1723 074 S000500 0 074 T000500 657345 074 U010500 38403 074 U020500 26 074 V010500 17.11 074 V020500 17.08 074 W000500 0.0000 074 X000500 6790 074 Y000500 0 075 A000500 0 PAGE 36 075 B000500 596847 076 000500 0.00 024 000600 Y 025 A000601 JANUS CAPITAL GROUP INC. 025 C000601 E 025 D000601 150198 025 D000602 0 025 D000603 0 025 D000604 0 025 D000605 0 025 D000606 0 025 D000607 0 025 D000608 0 028 A010600 80017 028 A020600 0 028 A030600 0 028 A040600 69781 028 B010600 70662 028 B020600 13134 028 B030600 0 028 B040600 45237 028 C010600 95371 028 C020600 4381 028 C030600 0 028 C040600 67437 028 D010600 106260 028 D020600 0 028 D030600 0 028 D040600 103629 028 E010600 89010 028 E020600 0 028 E030600 0 028 E040600 179230 028 F010600 105764 028 F020600 0 028 F030600 0 028 F040600 93215 028 G010600 547084 028 G020600 17515 028 G030600 0 028 G040600 558529 028 H000600 0 037 000600 Y 038 000600 61 039 000600 N 040 000600 N 041 000600 N 045 000600 Y 046 000600 N 047 000600 Y 048 000600 0.000 PAGE 37 048 A010600 1000000 048 A020600 1.000 048 B010600 500000 048 B020600 0.950 048 C010600 500000 048 C020600 0.900 048 D010600 500000 048 D020600 0.850 048 E010600 2500000 048 E020600 0.800 048 F010600 0 048 F020600 0.000 048 G010600 0 048 G020600 0.000 048 H010600 0 048 H020600 0.000 048 I010600 0 048 I020600 0.000 048 J010600 0 048 J020600 0.000 048 K010600 5000000 048 K020600 0.750 049 000600 N 050 000600 N 051 000600 N 052 000600 N 053 A000600 N 055 A000600 N 055 B000600 N 056 000600 Y 057 000600 N 058 A000600 N 059 000600 Y 060 A000600 N 060 B000600 N 061 000600 500 066 A000600 Y 066 B000600 N 066 C000600 Y 066 D000600 N 066 E000600 N 066 F000600 N 066 G000600 N 067 000600 N 068 A000600 N 068 B000600 N 069 000600 N 070 A010600 Y 070 A020600 Y 070 B010600 Y 070 B020600 Y PAGE 38 070 C010600 Y 070 C020600 N 070 D010600 Y 070 D020600 N 070 E010600 N 070 E020600 N 070 F010600 N 070 F020600 N 070 G010600 N 070 G020600 N 070 H010600 N 070 H020600 N 070 I010600 N 070 I020600 N 070 J010600 Y 070 J020600 N 070 K010600 Y 070 K020600 N 070 L010600 Y 070 L020600 N 070 M010600 Y 070 M020600 N 070 N010600 Y 070 N020600 N 070 O010600 Y 070 O020600 N 070 P010600 Y 070 P020600 N 070 Q010600 N 070 Q020600 N 070 R010600 Y 070 R020600 Y 071 A000600 432191 071 B000600 415890 071 C000600 5192018 071 D000600 8 072 A000600 6 072 B000600 1979 072 C000600 42847 072 D000600 0 072 E000600 53 072 F000600 23959 072 G000600 0 072 H000600 0 072 I000600 3031 072 J000600 306 072 K000600 0 072 L000600 633 072 M000600 162 072 N000600 47 072 O000600 0 PAGE 39 072 P000600 0 072 Q000600 0 072 R000600 23 072 S000600 43 072 T000600 0 072 U000600 0 072 V000600 0 072 W000600 177 072 X000600 28381 072 Y000600 0 072 Z000600 16498 072AA000600 86031 072BB000600 0 072CC010600 628914 072CC020600 0 072DD010600 18711 072DD020600 119 072EE000600 0 073 A010600 0.1025 073 A020600 0.0350 073 B000600 0.0000 073 C000600 0.0000 074 A000600 0 074 B000600 122687 074 C000600 219854 074 D000600 0 074 E000600 0 074 F000600 5450176 074 G000600 0 074 H000600 0 074 I000600 0 074 J000600 0 074 K000600 0 074 L000600 18595 074 M000600 82 074 N000600 5811394 074 O000600 660 074 P000600 134 074 Q000600 0 074 R010600 0 074 R020600 0 074 R030600 0 074 R040600 5769 074 S000600 0 074 T000600 5804831 074 U010600 181580 074 U020600 3474 074 V010600 31.37 074 V020600 31.20 074 W000600 0.0000 074 X000600 60739 PAGE 40 074 Y000600 0 075 A000600 0 075 B000600 5641698 076 000600 0.00 024 000700 Y 025 A000701 DAIWA SECURITIES GROUP INC. 025 C000701 E 025 D000701 16807 025 A000702 BANCO POPOLARE DI VERONA E NOVARA SCRL 025 C000702 E 025 D000702 14070 025 A000703 JULIUS BAER HOLDING LTD., ZURICH 025 C000703 E 025 D000703 19974 025 A000704 CREDIT SUISSE GROUP 025 C000704 E 025 D000704 6612 025 A000705 EURONEXT 025 C000705 E 025 D000705 54131 025 A000706 BANK OF IRELAND 025 C000706 E 025 D000706 35122 025 D000707 0 025 D000708 0 028 A010700 164481 028 A020700 0 028 A030700 0 028 A040700 5712 028 B010700 103655 028 B020700 2825 028 B030700 0 028 B040700 10031 028 C010700 110841 028 C020700 0 028 C030700 0 028 C040700 14611 028 D010700 98661 028 D020700 0 028 D030700 0 028 D040700 19365 028 E010700 62224 028 E020700 0 028 E030700 0 028 E040700 11235 028 F010700 56808 028 F020700 0 028 F030700 0 028 F040700 58775 028 G010700 596670 028 G020700 2825 PAGE 41 028 G030700 0 028 G040700 119729 028 H000700 0 037 000700 Y 038 000700 218 039 000700 N 040 000700 N 041 000700 N 045 000700 Y 046 000700 N 047 000700 Y 048 000700 0.000 048 A010700 2000000 048 A020700 1.000 048 B010700 2000000 048 B020700 0.950 048 C010700 0 048 C020700 0.000 048 D010700 0 048 D020700 0.000 048 E010700 0 048 E020700 0.000 048 F010700 0 048 F020700 0.000 048 G010700 0 048 G020700 0.000 048 H010700 0 048 H020700 0.000 048 I010700 0 048 I020700 0.000 048 J010700 0 048 J020700 0.000 048 K010700 4000000 048 K020700 0.900 049 000700 N 050 000700 N 051 000700 N 052 000700 N 053 A000700 N 055 A000700 N 055 B000700 N 056 000700 Y 057 000700 N 058 A000700 N 059 000700 Y 060 A000700 Y 060 B000700 Y 061 000700 500 066 A000700 Y 066 B000700 N 066 C000700 Y PAGE 42 066 D000700 N 066 E000700 N 066 F000700 N 066 G000700 N 067 000700 N 068 A000700 N 068 B000700 Y 069 000700 N 070 A010700 Y 070 A020700 Y 070 B010700 Y 070 B020700 Y 070 C010700 Y 070 C020700 N 070 D010700 Y 070 D020700 N 070 E010700 N 070 E020700 N 070 F010700 N 070 F020700 N 070 G010700 N 070 G020700 N 070 H010700 N 070 H020700 N 070 I010700 N 070 I020700 N 070 J010700 Y 070 J020700 N 070 K010700 Y 070 K020700 N 070 L010700 Y 070 L020700 Y 070 M010700 Y 070 M020700 Y 070 N010700 Y 070 N020700 Y 070 O010700 Y 070 O020700 N 070 P010700 Y 070 P020700 N 070 Q010700 N 070 Q020700 N 070 R010700 Y 070 R020700 N 071 A000700 505727 071 B000700 72426 071 C000700 1018204 071 D000700 7 072 A000700 6 072 B000700 499 072 C000700 4847 PAGE 43 072 D000700 0 072 E000700 0 072 F000700 5394 072 G000700 0 072 H000700 0 072 I000700 703 072 J000700 497 072 K000700 0 072 L000700 129 072 M000700 80 072 N000700 125 072 O000700 0 072 P000700 0 072 Q000700 0 072 R000700 8 072 S000700 21 072 T000700 0 072 U000700 0 072 V000700 0 072 W000700 64 072 X000700 7021 072 Y000700 0 072 Z000700 -1675 072AA000700 15200 072BB000700 0 072CC010700 155203 072CC020700 0 072DD010700 52 072DD020700 0 072EE000700 2879 073 A010700 0.0010 073 A020700 0.0000 073 B000700 0.0527 073 C000700 0.0000 074 A000700 0 074 B000700 30107 074 C000700 69982 074 D000700 0 074 E000700 0 074 F000700 1258752 074 G000700 0 074 H000700 0 074 I000700 0 074 J000700 0 074 K000700 0 074 L000700 16104 074 M000700 50 074 N000700 1374995 074 O000700 17308 074 P000700 36 074 Q000700 0 PAGE 44 074 R010700 0 074 R020700 0 074 R030700 0 074 R040700 1273 074 S000700 0 074 T000700 1356378 074 U010700 66819 074 U020700 913 074 V010700 20.03 074 V020700 19.84 074 W000700 0.0000 074 X000700 18261 074 Y000700 0 075 A000700 0 075 B000700 1136232 076 000700 0.00 SIGNATURE KRISTI L. ROWSELL TITLE TREASURER EX-99 2 feeschedule.txt The Oakmark Funds' Fee Schedules October 30, 2003 through October 31, 2004 Oakmark Fund 1.00% up to $2 billion; 0.90% on the next $1 billion; 0.80% on the next $2 billion; and 0.75% over $5 billion Select Fund 1.00% up to $1 billion; 0.95% on the next $500 million; 0.90% on the next $500 million; 0.85% on the next $500 million; 0.80% over $2.5 billion; and 0.75% over $5 billion Small Cap Fund 1.00% Equity and Income Fund 0.75% up to $5 billion; 0.70% on the next $2.5 billion; 0.675% on the next $2.5 billion; and 0.65% over $10 billion Global Fund 1.00% up to $2 billion; 0.95% on the next $2 billion; and 0.90% over $4 billion International Fund 1.00% up to $2 billion; 0.95% on the next $1 billion; and 0.85% over $3 billion International Small Cap Fund 1.25% up to $500 million; and 1.10% over $500 million -----END PRIVACY-ENHANCED MESSAGE-----