-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RbhE/rpoMZAjaB0Oqy6JheM2ujOZAW1rwOzFMuGVLlhynqbaIJz4Pau6XP4dLBK0 o5S4HqjSIF2aQqmtEXSerQ== 0000872323-96-000023.txt : 19960702 0000872323-96-000023.hdr.sgml : 19960702 ACCESSION NUMBER: 0000872323-96-000023 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 19960430 FILED AS OF DATE: 19960701 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: HARRIS ASSOCIATES INVESTMENT TRUST CENTRAL INDEX KEY: 0000872323 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: MA FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-06279 FILM NUMBER: 96588907 BUSINESS ADDRESS: STREET 1: HARRIS ASSOCIATES LP STREET 2: TWO NORTH LASALLE STREET SUITE 500 CITY: CHICAGO STATE: IL ZIP: 60602-3790 BUSINESS PHONE: 8004769625 MAIL ADDRESS: STREET 1: HARRIS ASSOCIATES LP STREET 2: TWO NORTH LASALLE STREET STE 500 CITY: CHICAGO STATE: IL ZIP: 60602-3790 NSAR-A 1 PAGE 1 000 A000000 04/30/96 000 C000000 0000872323 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 3.0.a 000 J000000 U 001 A000000 HARRIS ASSOCIATES INVESTMENT TRUST 001 B000000 811-06279 001 C000000 3126210600 002 A000000 TWO NORTH LASALLE STREET 002 B000000 CHICAGO 002 C000000 IL 002 D010000 60602 002 D020000 3790 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 5 013 A00AA01 ARTHUR ANDERSON LLP 013 B01AA01 CHICAGO 013 B02AA01 IL 013 B03AA01 60603 022 A000001 FORD MOTOR CREDIT 022 B000001 36-0549190 022 C000001 1251938 022 D000001 20549 022 A000002 AMERICAN EXPRESS CREDIT CORP 022 B000002 11-1988350 022 C000002 777445 022 D000002 9800 022 A000003 GENERAL ELECTRIC CAPITAL 022 B000003 13-1500700 022 C000003 703454 022 D000003 15338 022 A000004 STATE STREET BANK & CO. 022 B000004 04-1867445 022 C000004 256426 022 D000004 0 022 A000005 LEHMAN BROS. 022 B000005 13-2518466 022 C000005 352 022 D000005 28744 022 A000006 DAIN BOSWORTH 022 B000006 41-0212020 022 C000006 850 022 D000006 20746 PAGE 2 022 A000007 COWEN & COMPANY 022 B000007 13-5616116 022 C000007 8 022 D000007 18243 022 A000008 JEFFERIES & CO 022 B000008 13-3064104 022 C000008 3484 022 D000008 9773 022 A000009 CANTOR FITZGERALD 022 B000009 13-3680187 022 C000009 3439 022 D000009 7740 022 A000010 CJ LAWRENCE 022 B000010 13-2730828 022 C000010 9438 022 D000010 0 023 C000000 3070608 023 D000000 172430 062 A00AA00 N 062 B00AA00 0.0 062 C00AA00 0.0 062 D00AA00 0.0 062 E00AA00 0.0 062 F00AA00 0.0 062 G00AA00 0.0 062 H00AA00 0.0 062 I00AA00 0.0 062 J00AA00 0.0 062 K00AA00 0.0 062 L00AA00 0.0 062 M00AA00 0.0 062 N00AA00 0.0 062 O00AA00 0.0 062 P00AA00 0.0 062 Q00AA00 0.0 062 R00AA00 0.0 077 A000000 Y 077 C000000 Y 028 A010100 137033 028 A020100 0 028 A030100 0 028 A040100 40072 028 B010100 194890 028 B020100 110930 028 B030100 0 028 B040100 48007 028 C010100 296926 028 C020100 0 028 C030100 0 028 C040100 54307 028 D010100 264145 PAGE 3 028 D020100 0 028 D030100 0 028 D040100 51857 028 E010100 206157 028 E020100 0 028 E030100 0 028 E040100 110350 028 F010100 166628 028 F020100 0 028 F030100 0 028 F040100 210624 028 G010100 1265779 028 G020100 110930 028 G030100 0 028 G040100 515217 028 H000100 0 070 A010100 Y 070 A020100 Y 070 B010100 N 070 B020100 N 070 C010100 N 070 C020100 N 070 D010100 N 070 D020100 N 070 E010100 N 070 E020100 N 070 F010100 N 070 F020100 N 070 G010100 N 070 G020100 N 070 H010100 N 070 H020100 N 070 I010100 N 070 I020100 N 070 J010100 Y 070 J020100 Y 070 K010100 Y 070 K020100 N 070 L010100 Y 070 L020100 Y 070 M010100 Y 070 M020100 N 070 N010100 N 070 N020100 N 070 O010100 Y 070 O020100 N 070 P010100 N 070 P020100 N 070 Q010100 N 070 Q020100 N 070 R010100 Y PAGE 4 070 R020100 N 071 A000100 939978 071 B000100 236765 071 C000100 3257838 071 D000100 7 072 A000100 6 072 B000100 7808 072 C000100 32975 072 D000100 0 072 E000100 0 072 F000100 17007 072 G000100 0 072 H000100 0 072 Y000100 0 072 Z000100 20529 072AA000100 53848 072BB000100 0 072CC010100 341926 072CC020100 0 072DD010100 29455 072DD020100 0 072EE000100 87159 073 A010100 0.2841 073 A020100 0.0000 073 B000100 0.8407 073 C000100 0.0000 074 N000100 3998478 074 T000100 3988249 075 A000100 0 075 B000100 3528979 028 A010200 15088 028 A020200 0 028 A030200 0 028 A040200 44507 028 B010200 14325 028 B020200 57836 028 B030200 0 028 B040200 44406 028 C010200 51414 028 C020200 0 028 C030200 0 028 C040200 27077 028 D010200 37761 028 D020200 0 028 D030200 0 028 D040200 22758 028 E010200 41193 028 E020200 0 028 E030200 0 028 E040200 22567 028 F010200 152667 PAGE 5 028 F020200 0 028 F030200 0 028 F040200 18786 028 G010200 312448 028 G020200 57836 028 G030200 0 028 G040200 180101 028 H000200 0 070 A010200 Y 070 A020200 Y 070 B010200 N 070 B020200 N 070 C010200 N 070 C020200 N 070 D010200 N 070 D020200 N 070 E010200 N 070 E020200 N 070 F010200 N 070 F020200 N 070 G010200 N 070 G020200 N 070 H010200 N 070 H020200 N 070 I010200 N 070 I020200 N 070 J010200 Y 070 J020200 N 070 K010200 Y 070 K020200 Y 070 L010200 Y 070 L020200 Y 070 M010200 Y 070 M020200 Y 070 N010200 Y 070 N020200 Y 070 O010200 Y 070 O020200 N 070 P010200 N 070 P020200 N 070 Q010200 N 070 Q020200 N 070 R010200 Y 070 R020200 N 071 A000200 256910 071 B000200 213226 071 C000200 848364 071 D000200 25 072 A000200 6 072 B000200 817 072 C000200 12790 PAGE 6 072 D000200 0 072 E000200 0 072 F000200 4253 072 G000200 0 072 H000200 0 072 Y000200 0 072 Z000200 7529 072AA000200 0 072BB000200 16673 072CC010200 199005 072CC020200 0 072DD010200 0 072DD020200 0 072EE000200 62116 073 A010200 0.0000 073 A020200 0.0000 073 B000200 1.0430 073 C000200 0.0000 074 N000200 1192502 074 T000200 1137660 075 A000200 0 075 B000200 891416 076 000200 0.00 028 A010300 23000 028 A020300 0 028 A030300 0 028 A040300 253 028 B010300 3163 028 B020300 0 028 B030300 0 028 B040300 124 028 C010300 3236 028 C020300 0 028 C030300 0 028 C040300 287 028 D010300 3337 028 D020300 0 028 D030300 0 028 D040300 490 028 E010300 8804 028 E020300 0 028 E030300 0 028 E040300 103 028 F010300 32819 028 F020300 0 028 F030300 0 028 F040300 397 028 G010300 74359 028 G020300 0 028 G030300 0 028 G040300 1654 PAGE 7 028 H000300 0 070 A010300 Y 070 A020300 N 070 B010300 N 070 B020300 N 070 C010300 N 070 C020300 N 070 D010300 N 070 D020300 N 070 E010300 N 070 E020300 N 070 F010300 N 070 F020300 N 070 G010300 N 070 G020300 N 070 H010300 N 070 H020300 N 070 I010300 N 070 I020300 N 070 J010300 Y 070 J020300 N 070 K010300 Y 070 K020300 N 070 L010300 Y 070 L020300 N 070 M010300 Y 070 M020300 N 070 N010300 Y 070 N020300 Y 070 O010300 Y 070 O020300 N 070 P010300 N 070 P020300 N 070 Q010300 N 070 Q020300 N 070 R010300 Y 070 R020300 N 071 A000300 76362 071 B000300 5910 071 C000300 37340 071 D000300 16 072 A000300 6 072 B000300 76 072 C000300 189 072 D000300 0 072 E000300 0 072 F000300 160 072 G000300 0 072 H000300 0 074 N000300 91077 074 T000300 81244 PAGE 8 075 A000300 0 075 B000300 33244 028 A010400 5883 028 A020400 0 028 A030400 0 028 A040400 158 028 B010400 875 028 B020400 0 028 B030400 0 028 B040400 129 028 C010400 1369 028 C020400 0 028 C030400 0 028 C040400 134 028 D010400 1781 028 D020400 0 028 D030400 0 028 D040400 73 028 E010400 611 028 E020400 0 028 E030400 0 028 E040400 128 028 F010400 646 028 F020400 0 028 F030400 0 028 F040400 430 028 G010400 11165 028 G020400 0 028 G030400 0 028 G040400 1052 028 H000400 0 049 000400 N 050 000400 N 051 000400 N 052 000400 N 053 A000400 Y 053 B000400 Y 053 C000400 N 066 A000400 Y 066 B000400 N 066 C000400 N 066 D000400 N 066 E000400 Y 066 F000400 N 066 G000400 N 067 000400 Y 068 A000400 N 068 B000400 N 069 000400 N 070 A010400 Y 070 A020400 Y PAGE 9 070 B010400 N 070 B020400 N 070 C010400 N 070 C020400 N 070 D010400 N 070 D020400 N 070 E010400 N 070 E020400 N 070 F010400 N 070 F020400 N 070 G010400 N 070 G020400 N 070 H010400 N 070 H020400 N 070 I010400 N 070 I020400 N 070 J010400 Y 070 J020400 N 070 K010400 Y 070 K020400 N 070 L010400 Y 070 L020400 N 070 M010400 Y 070 M020400 N 070 N010400 Y 070 N020400 Y 070 O010400 Y 070 O020400 N 070 P010400 N 070 P020400 N 070 Q010400 N 070 Q020400 N 070 R010400 Y 070 R020400 N 071 A000400 10156 071 B000400 598 071 C000400 7523 071 D000400 8 072 A000400 6 072 B000400 98 072 C000400 49 072 D000400 0 072 E000400 0 072 F000400 24 072 G000400 0 072 H000400 0 072 Y000400 24 072 Z000400 52 072AA000400 85 072BB000400 0 072CC010400 312 PAGE 10 072CC020400 0 072DD010400 0 072DD020400 0 072EE000400 0 073 A010400 0.0000 073 A020400 0.0000 073 B000400 0.0000 073 C000400 0.0000 074 N000400 10653 074 T000400 10562 075 A000400 0 075 B000400 7721 076 000400 0.00 028 A010500 7079 028 A020500 0 028 A030500 0 028 A040500 80 028 B010500 798 028 B020500 0 028 B030500 0 028 B040500 9 028 C010500 2090 028 C020500 0 028 C030500 0 028 C040500 20 028 D010500 3247 028 D020500 0 028 D030500 0 028 D040500 468 028 E010500 2004 028 E020500 0 028 E030500 0 028 E040500 318 028 F010500 7539 028 F020500 0 028 F030500 0 028 F040500 46 028 G010500 22757 028 G020500 0 028 G030500 0 028 G040500 941 028 H000500 0 049 000500 N 050 000500 N 051 000500 N 052 000500 N 053 A000500 Y 053 B000500 Y 053 C000500 N 070 A010500 Y 070 A020500 Y PAGE 11 070 B010500 N 070 B020500 N 070 C010500 N 070 C020500 N 070 D010500 N 070 D020500 N 070 E010500 Y 070 E020500 N 070 F010500 N 070 F020500 N 070 G010500 N 070 G020500 N 070 H010500 N 070 H020500 N 070 I010500 N 070 I020500 N 070 J010500 Y 070 J020500 N 070 K010500 Y 070 K020500 N 070 L010500 Y 070 L020500 Y 070 M010500 Y 070 M020500 Y 070 N010500 Y 070 N020500 Y 070 O010500 Y 070 O020500 N 070 P010500 N 070 P020500 N 070 Q010500 N 070 Q020500 N 070 R010500 Y 070 R020500 N 071 A000500 20491 071 B000500 643 071 C000500 11910 071 D000500 5 072 A000500 6 072 B000500 24 072 C000500 122 072 D000500 0 072 E000500 0 072 F000500 54 072 G000500 0 072 H000500 0 072 Y000500 71 072 Z000500 13 072AA000500 50 072BB000500 10 072CC010500 1655 PAGE 12 072CC020500 0 072DD010500 0 072DD020500 0 072EE000500 0 073 A010500 0.0000 073 A020500 0.0000 073 B000500 0.0000 073 C000500 0.0000 074 A000500 788 074 B000500 0 074 C000500 2117 074 D000500 0 074 E000500 0 074 F000500 21553 074 G000500 0 074 H000500 0 074 I000500 0 074 J000500 0 074 K000500 71 074 L000500 444 074 M000500 47 074 N000500 25020 074 T000500 23531 075 A000500 0 075 B000500 11036 SIGNATURE DONALD TERAO TITLE TREASURER EX-99 2 MATTERS SUBMITTED TO VOTE OF SHAREHOLDERS On January 30, 1996 each Fund held a meeting of shareholders to vote on a new investment advisory agreement for the Fund with the Adviser with the same terms as its current advisory agreement. Shareholders of Oakmark also voted on a proposed amendment to the Fund's investment policies that, if adopted, would permit the Fund to invest in repurchase agreements and to lend portfolio securities. A tabulation of the results is shown below. (in thousands) oakmark sm cap balanced int'l int'l emerg Advisory Agt. for 73,642 1,272 372 38,262 475 against 1,441 11 1 573 6 abstain 1,977 26 1 715 5 Repurchase Agt. for 51,570 against 4,304 abstain 2,240 broker non- votes 18,946 Securities Lending for 49,663 against 5,985 abstain 2,467 broker non- votes 18,946 -----END PRIVACY-ENHANCED MESSAGE-----