4 1 h88128de4.txt MICHAEL O. ALDRIDGE FOR PQUE 1 -------------------------- OMB APPROVAL -------------------------- -------- OMB Number: 3235-0104 FORM 3 Expires: December 31, 2001 -------- Estimated average burden hours per response.... 0.5 -------------------------- U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 ----------------------------------------------------------------------------------------------------------------------------------- 1. Name and Address of Reporting Person* 2. Date of Event Requiring 4. Issuer Name and Ticker or 6. If Amendment, Date Statement Trading Symbol of Original Aldridge Michael O. (Month/Day/Year) PetroQuest Energy, Inc. (PQUE) (Month/Day/Year) ---------------------------------------- ------------------------------------ 6/1/00 (Last) (First) (Middle) 5/23/00 5. Relationship of Reporting ----------------------- ---------------------------- Person(s) to Issuer 7. Individual or Joint/ 400 E. Kaliste Saloom Road, Suite 3000 3. I.R.S. or Social (Check all applicable) Group Filing (Check ---------------------------------------- Security Number of X Director 10% Owner Applicable Line) (Street) Reporting Person ----- ----- X Form filed by (Voluntary) X Officer Other (specify --- One Reporting Lafayette Louisiana 77508 ----- ----- below) Person -------------------------------------- ---------------------------- (give title below) Form filed by (City) (State) (Zip) --- More than One Senior Vice President, Chief Reporting Person Financial Officer and Secretary ------------------------------- ----------------------------------------------------------------------------------------------------------------------------------- TABLE I -- NON-DERIVATIVE SECURITIES BENEFICIALLY OWNED ----------------------------------------------------------------------------------------------------------------------------------- 1. Title of Security 2. Amount of Securities 3. Ownership Form: 4. Nature of Indirect (Instr. 4) Beneficially Owned Direct (D) or Beneficial (Instr. 4) Indirect (I) Ownership (Instr. 5) (Instr. 5) ----------------------------------------------------------------------------------------------------------------------------------- Common Stock 27,783 D ----------------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------------- Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over) *If the form is filed by more than one reporting person, see Instruction 5(b)(v). SEC 1473 (7-96)
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------------------------------------------------------------------------------------------------------------------------------------ FORM 3 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES BENEFICIALLY OWNED (e.g., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Derivative 2. Date Exercisable 3. Title and Amount of 4. Conversion 5. Ownership 6. Nature of Indirect Security (Instr. 4) and Expiration Securities Underlying or Exercise Form of Beneficial Ownership Date Derivative Security Price of Derivative (Instr. 5) (Month/Day/Year) (Instr. 4) Derivative Security: ------------------------------------------------- Security Direct (D) or Amount or Indirect (I) Date Expiration Number (Instr. 5) Exercisable Date Title of Shares ------------------------------------------------------------------------------------------------------------------------------------ Incentive Stock Options pursuant to 1998 Common Incentive Plan 5/8/00 5/7/10 Stock 100,000 $1.5625 D ------------------------------------------------------------------------------------------------------------------------------------ Call Option Common (right to buy) (1) 5/8/05 Stock 122,250 $1.75 D ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ Explanation of Responses: 1. THE OPTION VESTS AS TO 1/3 OF THE 122,250 SHARES OF COMMON STOCK /s/ MICHAEL O. ALDRIDGE 6/6/01 ON EACH OF THE FIRST, SECOND AND THIRD ANNIVERSARIES OF THE ---------------------------------- ----------- GRANT DATE. **Signature of Reporting Person Date
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.