-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RYyL4V/rHCMuFoRdwS9ISWbRlqZ1t/LftsKiW1cwUvrovXLnJvY8PG2/QVGgricO hPPUBrA5JCUwjkZywB67Tg== 0000872032-10-000014.txt : 20100827 0000872032-10-000014.hdr.sgml : 20100827 20100827120153 ACCESSION NUMBER: 0000872032-10-000014 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100827 DATE AS OF CHANGE: 20100827 EFFECTIVENESS DATE: 20100827 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TAX-FREE FUND FOR UTAH CENTRAL INDEX KEY: 0000872032 IRS NUMBER: 133673542 STATE OF INCORPORATION: MA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: 1940 Act SEC FILE NUMBER: 811-06239 FILM NUMBER: 101042651 BUSINESS ADDRESS: STREET 1: 380 MADISON AVE STREET 2: SUITE 2300 CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2126976666 MAIL ADDRESS: STREET 1: 380 MADISON AVE., STE 2300 CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: TAX FREE FUND FOR UTAH DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: PLEIADES TAX FREE FUND DATE OF NAME CHANGE: 19920514 0000872032 S000009140 TAX-FREE FUND FOR UTAH C000024856 TAX-FREE FUND FOR UTAH CLASS A UTAHX C000024857 TAX-FREE FUND FOR UTAH CLASS C UTACX C000024858 TAX-FREE FUND FOR UTAH CLASS I UTAIX C000024859 TAX-FREE FUND FOR UTAH CLASS Y UTAYX NSAR-B 1 answer.fil TAX-FREE FUND FOR UTAH 6/30/2010 NSAR-B PAGE 1 000 B000000 06/30/2010 000 C000000 0000872032 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 TAX-FREE FUND FOR UTAH 001 B000000 811-6239 001 C000000 2126976666 002 A000000 380 MADISON AVENUE, SUITE 2300 002 B000000 NEW YORK 002 C000000 NY 002 D010000 10017 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 N 007 B000000 0 007 C010100 1 007 C010200 2 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 008 A000001 AQUILA INVESTMENT MANAGEMENT LLC 008 B000001 A 008 C000001 801-2219 008 D010001 NEW YORK 008 D020001 NY 008 D030001 10017 010 A000001 AQUILA INVESTMENT MANAGEMENT LLC 010 B000001 801-2219 010 C010001 NEW YORK 010 C020001 NY 010 C030001 10017 011 A000001 AQUILA DISTRIBUTORS, INC. 011 B000001 8-13173 011 C010001 NEW YORK 011 C020001 NY 011 C030001 10017 012 A000001 BNY MELLON INVESTMENT SERVICING (US) INC. 012 B000001 85-11196 012 C010001 PAWTUCKET PAGE 2 012 C020001 RI 012 C030001 02860 013 A000001 TAIT WELLER & BAKER LLP 013 B010001 PHILADELPHIA 013 B020001 PA 013 B030001 19103 015 A000001 JPMORGAN CHASE BANK 015 B000001 C 015 C010001 COLMBUS 015 C020001 OH 015 C030001 43240 015 E010001 X 018 000000 Y 019 A000000 Y 019 B000000 14 019 C000000 AQUILAMGMT 020 C000001 0 020 C000002 0 020 C000003 0 020 C000004 0 020 C000005 0 020 C000006 0 020 C000007 0 020 C000008 0 020 C000009 0 020 C000010 0 021 000000 0 022 A000001 M.R. 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DRIESSEN TITLE CHIEF COMPLIANCE OFR EX-99.77B ACCT LTTR 2 tffu610twb.txt INDEPENDENT CERTIFIED PUBLIC ACCOUNTING FIRM OPINION LETTER REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Shareholders and Board of Trustees Tax-Free Fund For Utah New York, New York 10017 In planning and performing our audit of the financial statements of Tax-Free Fund For Utah as of and for the year ended June 30, 2010, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we considered its internal control over financial reporting, including control activities for safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, but not for the purpose of expressing an opinion on the effectiveness of the Fund's internal control over financial reporting. Accordingly, we express no such opinion. The management of the Fund is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls A company's internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A company's internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the company; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the company are being made only in accordance with authorizations of management and directors of the company; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a company's assets that could have a material effect on the financial statements. Because of inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate. A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the company's annual or interim financial statements will not be prevented or detected on a timely basis. Shareholders and Board of Trustees Tax-Free Fund For Utah Page Two Our consideration of the Fund's internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control that might be material weaknesses under standards established by the Public Company Accounting Oversight Board (United States). However, we noted no deficiencies in the Fund's internal control over financial reporting and its operation, including controls for safeguarding securities, which we consider to be material weaknesses, as defined above, as of June 30, 2010. This report is intended solely for the information and use of management, Shareholders and Board of Trustees of Tax-Free Fund For Utah and the Securities and Exchange Commission, and is not intended to be and should not be used by anyone other than these specified parties. /s/TAIT, WELLER & BAKER LLP - ---------------------------- Philadelphia, Pennsylvania August 27, 2010 -----END PRIVACY-ENHANCED MESSAGE-----