-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SR1blHBS0ZgWr1X+W/a4NnmjSg9tbXfIV9nHhgnPxqpMEV0lvQaWcvSM0w24k4qr xHrMSSPEJJRFAFVWNJSDCw== 0000872032-02-000012.txt : 20020821 0000872032-02-000012.hdr.sgml : 20020821 20020821100320 ACCESSION NUMBER: 0000872032-02-000012 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20020630 FILED AS OF DATE: 20020821 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TAX FREE FUND FOR UTAH CENTRAL INDEX KEY: 0000872032 IRS NUMBER: 133673542 STATE OF INCORPORATION: MA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: 1940 Act SEC FILE NUMBER: 811-06239 FILM NUMBER: 02744337 BUSINESS ADDRESS: STREET 1: 380 MADISON AVE STREET 2: SUITE 2300 CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2126976666 MAIL ADDRESS: STREET 2: 380 MADISON AVE SUITE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: PLEIADES TAX FREE FUND DATE OF NAME CHANGE: 19920514 NSAR-B 1 answer.fil TAX-FREE FUND FOR UTAH 6/30/02 ANNUAL NSAR PAGE 1 000 B000000 06/30/2002 000 C000000 0000872032 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 TAX-FREE FUND FOR UTAH 001 B000000 811-6239 001 C000000 2126976666 002 A000000 380 MADISON AVENUE, SUITE 2300 002 B000000 NEW YORK 002 C000000 NY 002 D010000 10017 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 N 007 B000000 0 007 C010100 1 007 C010200 2 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 008 A000001 AQUILA MANAGEMENT CORP. 008 B000001 A 008 C000001 801-22119 008 D010001 NEW YORK 008 D020001 Y 008 D030001 10017 010 A000001 AQUILA MANAGEMENT CORP. 010 B000001 801-22119 010 C010001 NEW YORK 010 C020001 NY 010 C030001 10017 011 A000001 AQUILA DISTRIBUTORS, INC. 011 B000001 8-13173 011 C010001 NEW YORK 011 C020001 NY 011 C030001 10017 012 A000001 PFPC INC. 012 B000001 85-11196 012 C010001 WILMINGTON PAGE 2 012 C020001 DE 012 C030001 19809 013 A000001 KPMG LLP 013 B010001 NEW YORK 013 B020001 NY 013 B030001 10154 015 A000001 BANK ONE TRUST COMPANY, N.A. 015 B000001 C 015 C010001 COLUMBUS 015 C020001 OH 015 C030001 43240 015 E010001 X 018 000000 Y 019 A000000 Y 019 B000000 14 019 C000000 AQUILAMGMT 020 C000001 0 020 C000002 0 020 C000003 0 020 C000004 0 020 C000005 0 020 C000006 0 020 C000007 0 020 C000008 0 020 C000009 0 020 C000010 0 021 000000 0 022 A000001 MORGAN STANLEY 022 B000001 13-2655998 022 C000001 4497 022 D000001 4786 022 A000002 DUNCAN WILLIAMS 022 B000002 62-0804968 022 C000002 3238 022 D000002 2933 022 A000003 WELLS FARGO 022 B000003 94-2498482 022 C000003 4089 022 D000003 1367 022 A000004 ZION SECURITIES 022 B000004 87-0432248 022 C000004 3785 022 D000004 474 022 A000005 G.K. 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5679 074 U020000 683 074 V010000 9.85 074 V020000 9.89 074 W000000 0.0000 074 X000000 1493 074 Y000000 0 075 A000000 0 075 B000000 51824 076 000000 0.00 077 A000000 Y 077 B000000 Y 077 C000000 N 077 D000000 N 077 E000000 N 077 F000000 N 077 G000000 N 077 H000000 N 077 I000000 N 077 J000000 N 077 K000000 N 077 L000000 N 077 M000000 N 077 N000000 N 077 O000000 N 077 P000000 N 077 Q010000 Y 077 Q020000 N 077 Q030000 N PAGE 9 078 000000 N 080 A000000 ICI MUTUAL INSURANCE CO. 080 C000000 10000 081 A000000 Y 081 B000000 16 082 A000000 Y 082 B000000 50 083 A000000 N 083 B000000 0 084 A000000 N 084 B000000 0 085 A000000 Y 085 B000000 N 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 SIGNATURE ROBERT ANDERSON TITLE COMPLIANCE OFFICER EX-99 3 kpmgnsar602.txt KPMG INDEPENDENT AUDITORS OPINION Independent Auditor's Report To the Shareholders and Board of Trustees of Tax-Free Fund For Utah: In planning and performing our audit of the financial statements of the Tax-Free Fund For Utah (the "Fund") for the year ended June 30, 2002, we considered its internal control, including control activities for safeguarding securities, in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and financial highlights and to comply with the requirements of Form N-SAR, not to provide assurance on internal control. The management of the Fund is responsible for establishing and maintaining internal control. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. Generally, controls that are relevant to an audit pertain to the entity's objective of preparing financial statements and financial highlights for external purposes that are fairly presented in conformity with accounting standards generally accepted in the United States of America. Those controls include the safeguarding of assets against unauthorized acquisition, use, or disposition. Because of inherent limitations in internal control, error or fraud may occur and not be detected. Also, projection of any evaluation of internal control to future periods is subject to the risk that it may become inadequate because of changes in conditions or that the effectiveness of the design and operation may deteriorate. Our consideration of internal control would not necessarily disclose all matters in internal control that might be material weaknesses under standards established by the American Institute of Certified Public Accountants. A material weakness is a condition in which the design or operation of one or more of the internal control components does not reduce to a relatively low level the risk that misstatements caused by error or fraud in amounts that would be material in relation to the financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. However, we noted no matters involving internal control and its operation, including controls for safeguarding securities, that we consider to be material weaknesses as defined above as of June 30, 2002. This report is intended solely for the information and use of management and the Board of Trustees of the Tax-Free Fund For Utah and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. /s/ KPMG LLP - ------------- New York, New York August 9, 2002 -----END PRIVACY-ENHANCED MESSAGE-----