-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D6f7kJI9cRYI3wfxVX0+6GcZ/ah8nucDap0qMP1jlhXVpj8FvM65UnVMANu/Pvfl Jc7Fm93StWjWATzH3Nw6IA== 0001032210-98-000990.txt : 19980901 0001032210-98-000990.hdr.sgml : 19980901 ACCESSION NUMBER: 0001032210-98-000990 CONFORMED SUBMISSION TYPE: SC 14D9/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980831 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: INCONTROL INC CENTRAL INDEX KEY: 0000871629 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 911501619 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 14D9/A SEC ACT: SEC FILE NUMBER: 005-47733 FILM NUMBER: 98701253 BUSINESS ADDRESS: STREET 1: 6675 185TH AVE NE SUITE 100 CITY: REDMOND STATE: WA ZIP: 98052 BUSINESS PHONE: 2068619800 MAIL ADDRESS: STREET 1: 6675 185TH AVENUE STREET 2: SUITE 100 CITY: REDMOND STATE: WA ZIP: 98052-6734 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: INCONTROL INC CENTRAL INDEX KEY: 0000871629 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 911501619 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 14D9/A BUSINESS ADDRESS: STREET 1: 6675 185TH AVE NE SUITE 100 CITY: REDMOND STATE: WA ZIP: 98052 BUSINESS PHONE: 2068619800 MAIL ADDRESS: STREET 1: 6675 185TH AVENUE STREET 2: SUITE 100 CITY: REDMOND STATE: WA ZIP: 98052-6734 SC 14D9/A 1 AMENDMENT NO.2 TO SCHEDULE 14D-9 ________________________________________________________________________________ SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ______________________ SCHEDULE 14D-9/A SOLICITATION/RECOMMENDATION STATEMENT PURSUANT TO SECTION 14(d)(4) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 2) ______________________ INCONTROL, INC. (Name of subject company) ______________________ INCONTROL, INC. (Name of person(s) filing statement) ______________________ COMMON STOCK, PAR VALUE $.01 (Title of class of securities) ______________________ 45336L 10 3 (CUSIP number of class of securities) __________________________ KURT C. WHEELER INCONTROL, INC. 6675 185TH AVENUE N.E. REDMOND, WASHINGTON 98052 (425) 861-9800 (Name, address, and telephone number of person authorized to receive notices and communications on behalf of the person(s) filing statement) ______________________ COPY TO: Stephen M. Graham Michael C. Piraino Alan C. Smith Perkins Coie 1201 Third Avenue, 40th Floor Seattle, Washington 98101-3099 (206) 583-8888 ________________________________________________________________________________ This Amendment No. 2 amends and supplements the Solicitation/Recommendation Statement on Schedule 14D-9, initially filed August 18, 1998 (the "Schedule 14D- 9"), of InControl, Inc., a Delaware corporation (the "Company"), relating to the tender offer made by Pegasus Acquisitions Corp., a Delaware corporation (the "Purchaser") and wholly owned subsidiary of Guidant Corporation, an Indiana corporation ("Parent"), as described in the Tender Offer Statement on Schedule 14D-1 of the Purchaser dated August 17, 1998, to purchase all outstanding shares of Common Stock of the Company upon the terms and subject to the conditions set forth in the Offer to Purchase dated August 17, 1998 (the "Offer to Purchase"). Unless otherwise defined herein, all capitalized terms used herein shall have the meanings given such terms in the Offer to Purchase or the Schedule 14D-1. The response to Item 8 is hereby amended and supplemented as follows: On August 27, 1998, pursuant to Section 6.6 of the Merger Agreement, the Company filed its Notification and Report Form with respect to the Offer under the Hart-Scott-Rodino Antitrust Improvements Act of 1976, as amended. SIGNATURES After due inquiry, and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: August 28, 1998 InControl, Inc. By: /s/ Philip A. Okeson -------------------------------------- Philip A. Okeson Chief Financial Officer, Treasurer and Secretary -----END PRIVACY-ENHANCED MESSAGE-----