-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TY8hrASf+S+11OYeh9Fyv10DLJt03gKv77jMwhvgHwURTtz/dUiVJi54pPPJW3rk FYq6D3NW9Z3IV74vzjjBow== 0000906602-97-000016.txt : 19970114 0000906602-97-000016.hdr.sgml : 19970114 ACCESSION NUMBER: 0000906602-97-000016 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970113 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SCAN OPTICS INC CENTRAL INDEX KEY: 0000087086 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 060851857 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-05265 FILM NUMBER: 97504677 BUSINESS ADDRESS: STREET 1: 22 PRESTIGE PARK CIR CITY: EAST HARTFORD STATE: CT ZIP: 06108 BUSINESS PHONE: 2032896001 MAIL ADDRESS: STREET 1: 22 PRESTIGE PARK CIR CITY: EAST HARTFORD STATE: CT ZIP: 06108 COMPANY DATA: COMPANY CONFORMED NAME: GRISWOLD E BUCKLEY CENTRAL INDEX KEY: 0001030502 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: C/O MARKET CORP STREET 2: 285 RIVERSIDE AVE CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: 2032262413 MAIL ADDRESS: STREET 1: C/O MARKET CORP VENTURES STREET 2: 285 RIVERSIDE AVE CITY: WESTPORT STATE: CT ZIP: 06880 4 1
FORM 4 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 / / Check this box if STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP no longer subject to Section 16. Form 4 or Form 5 obligations Filed pusuant to Section 16(a) of the Securities Exchange Act of 1934, may continue. Section 17(a) of the Public Utility Holding Company Act of 1935 See Instruction 1(b) or Section 30(f) of the Investment Company Act of 1940
1. Name and Address of Reporting Person 2. Issuer Name and Ticker or Trading 6. Relationship of Reporting Person to Symbol Issuer (Check all applicable) Griswold E. Bulkeley * Scan-Optics, Inc. SOCR (Last) (First) (Middle) 3. IRS or Social 4. Statement for _X_ Director ___ 10% Owner Security Number Month/Year Scan-Optics, Inc. of Reporting ___ Officer ___ Other 169 Progress Drive Person January 1997 (give title (specify below) (Voluntary) below) (Street) Manchester CT 06040-2294 (City) (State) (Zip) 5. If Amendment, Date of Original Month/Year ___________________________
Table 1 -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of Security 2. Trans- 3. 4. Securities 5. Amount of 6. Owner- 7. Nature of (Instr. 3) action Trans- Acquired (A) Securities ship Form: Indirect Date action or Disposed of (D) Beneficially (D)irect Beneficial Scan-Optics (mm/dd/yy) Code (Instr. 3,4 and 5) Owned at End of or Ownership (Instr.8) Month (I)ndirect (Instr. 4) (Instr.3 and 4) (Instr. 4) Code V Amount A/D Price Common Stock 1/6/97 S 2,000 D 3.375 Common Stock 1/7/97 S 2,000 D 3.375 Common Stock 1/7/97 S 2,500 D 3.375 Common Stock 1/7/97 S 5,500 D 3.375 24,000 I Profit Sharing Plan; Trusts; Family Member
* Sold by MCA Profit Sharing UA 7/1/89 Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of 2.Con- 3.Tran- 4.Tran- 5. Number 6.Date 7.Title and 8.Price 9.Number 10.Own- 11.Na Derivative version saction saction of Exer- Amount of of of ship ture Security or Date Code Derivative cisable and Underlying Deriv- Deriv- Form of In- (Instr.3) Exercise mmddyy (Instr.8)Securities Expiration Securities ative ative of direct Price (A)cquired Date (Instr.3,5) Secur- Secur- Deriv- Bene- of or (mmddyy) ity ities ative ficial Deriv- (D)isposed (Instr.5) Bene- Secur- Own- ative of ficially ity: ship Security (Inst.3,4,5) Owned Direct (Instr.4) at End or In- of direct Month (Instr.4) (Instr.4) Code V (A) (D) Date Expir- Title Amount Exer- ation or cisableDate Number of Shares
Explanation of Responses:
/s/ E. Bulkeley Griswold 1/10/97 ________________________________ _______ ** Signature of Reporting Person Date
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure.
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