-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FeGqTbwasDoDTNc7VU00JHqSBqHLkud0L8rC4vQAL8a5DfpcYb8ld+GimsTZDFA+ XRwxhrZguXGRQYtL5uz8rA== 0000861465-97-000001.txt : 19970821 0000861465-97-000001.hdr.sgml : 19970821 ACCESSION NUMBER: 0000861465-97-000001 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970820 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SCAN OPTICS INC CENTRAL INDEX KEY: 0000087086 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 060851857 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-13118 FILM NUMBER: 97667091 BUSINESS ADDRESS: STREET 1: 22 PRESTIGE PARK CIR CITY: EAST HARTFORD STATE: CT ZIP: 06108 BUSINESS PHONE: 2032896001 MAIL ADDRESS: STREET 1: 22 PRESTIGE PARK CIR CITY: EAST HARTFORD STATE: CT ZIP: 06108 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KILLEN GROUP INC CENTRAL INDEX KEY: 0000861465 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 232213851 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1199 LANCASTER AVE CITY: BERWYN STATE: PA ZIP: 19312 BUSINESS PHONE: 2152967222 MAIL ADDRESS: STREET 1: 1199 LANCASTER AVENUE CITY: BERWIN STATE: PA ZIP: 19312 SC 13G 1 Page 1 of 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* Name of Issuer: SCAN OPTICS, INC. COMMON STOCK CUSIP Number: 805894102 Check the following box if a fee is being paid with this statement o. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownerhsip of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes) CUSIP NO. 805894102 13G Page 2 of 4 1. NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON The Killen Group, Inc. IRS #23-2213851 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) o (b) o 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION Incorporated in the Commonwealth of Pennsylvania NUMBER OF 5. SOLE VOTING POWER: 356,100 SHARES BENEFICIALLY 6. SHARE VOTING POWER: OWNED BY EACH 7. SOLE DISPOSITIVE POWER: 887,900 REPORTING PERSON 8. SHARED DISPOSITIVE POWER: WITH 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 887,900 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 12.8% 12. TYPE OF REPORTING PERSON* IA CUSIP NO. 805894102 13G Page 3 of 4 Item 1. (a) The Issuer is Scan Optics, Inc. (b) The Issuer's principal offices are located at 22 Prestige Park Circle, East Hartford, CT 06108 Item 2. The Killen Group, Inc. (a) The Killen Group, Inc. is a person filing this report. (b) The Killen Group's address is 1199 Lancaster Avenue, Berwyn, Pa 19312. (c) The Killen Group is a corporation incorporated under the laws of the Commonwealth of Pennsylvania (d) This filing pertains to the common stock of the Issuer. (e) The CUSIP number for the common stock is 805894102. Item 3. The Killen group, Inc. is an Investment Adviser registered under section 203 of the Investment Adviser Act of 1940. Item 4. The Killen Group (a) The Killen Group is the beneficial owner of 887,900 shares of the Issuer's common stock. (b) The amount owned by The Killen Group is 12.8% of the shares outstanding. (c) (i) The Killen Group has the sole power to vote or to direct the vote of 346,100 shares of common stock. (iii) The Killen Group has the sole power to dispose or to direct the disposition of 887,900 shares of common stock. Item 5. Not Applicable. Item 6. Other persons who have the right to receive dividends and the right to the proceeds of a sale of the securities are the clients of The Killen Group, for whom the securities were purchased. Item 7. Not applicable. Item 8. Not applicable. Item 9. Not applicable. CUSIP NO. 805894102 13G Page 4 of 4 Item 10. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above, were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer or such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: August 20, 1997 The Killen Group, Inc. Robert E. Killen President Robert E. Killen Chairman & CEO Name/Title -----END PRIVACY-ENHANCED MESSAGE-----