0000909518-14-000310.txt : 20141119 0000909518-14-000310.hdr.sgml : 20141119 20141119170909 ACCESSION NUMBER: 0000909518-14-000310 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20141119 DATE AS OF CHANGE: 20141119 GROUP MEMBERS: GE CAPITAL EQUITY INVESTMENTS INC. GROUP MEMBERS: GENERAL ELECTRIC CAPITAL CORP GROUP MEMBERS: GENERAL ELECTRIC CO SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EVINE Live Inc. CENTRAL INDEX KEY: 0000870826 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961] IRS NUMBER: 411673770 STATE OF INCORPORATION: MN FISCAL YEAR END: 0130 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-41757 FILM NUMBER: 141236545 BUSINESS ADDRESS: STREET 1: 6740 SHADY OAK RD CITY: MINNEAPOLIS STATE: MN ZIP: 55344-3433 BUSINESS PHONE: 6129475200 MAIL ADDRESS: STREET 1: 6740 SHADY OAK RAOD CITY: EDEN PRAIRIE STATE: MN ZIP: 55344-3433 FORMER COMPANY: FORMER CONFORMED NAME: EVINE Live, Inc. DATE OF NAME CHANGE: 20141117 FORMER COMPANY: FORMER CONFORMED NAME: VALUEVISION MEDIA INC DATE OF NAME CHANGE: 20020516 FORMER COMPANY: FORMER CONFORMED NAME: VALUEVISION INTERNATIONAL INC DATE OF NAME CHANGE: 19930328 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GE CAPITAL EQUITY INVESTMENTS INC CENTRAL INDEX KEY: 0001093083 STANDARD INDUSTRIAL CLASSIFICATION: PERSONAL CREDIT INSTITUTIONS [6141] IRS NUMBER: 061268495 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 201 MERRITT 7 CITY: NORWALK STATE: CT ZIP: 06851 BUSINESS PHONE: 2033576839 MAIL ADDRESS: STREET 1: 201 MERRITT 7 CITY: NORWALK STATE: CT ZIP: 06851 SC 13D/A 1 mm11-1914vvm_sc13da20.htm AMENDMENT NO. 20 mm11-1914vvm_sc13da20.htm

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549
                  
 
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 20)
___________________
 
 
EVINE Live Inc. (formerly ValueVision Media, Inc.)
(Name of Issuer)
 
 
Common Stock, $0.01 par value per share
(Title of class of securities)
 
 
92047K-10-7
(CUSIP Number)
 
 
Vincent Erardi
Senior Managing Director, Chief Financial Officer and Treasurer
GE Capital Equity Investments, Inc.
201 Merritt 7
Norwalk, CT 06851
(203) 229-5000
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
 
 
November 18, 2014
(Date of Event which Requires Filing of this Statement)
 
 
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rules 13d-1(e), 13d-1(f) or 13d-1(g), check the following box   [_].
 
 
 
 
 

 
 
 
 
 
 
CUSIP No. 92047K-10-7
13D
Page 2
 
1
NAME OF REPORTING PERSONS
GE Capital Equity Investments, Inc.
   
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:
(a) [_]
(b) [x]
3
SEC USE ONLY
 
4
SOURCE OF FUNDS:
 
Not applicable
5
 
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e):
[_]
6
CITIZENSHIP OR PLACE OF ORGANIZATION:
 
Delaware
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
 
7
SOLE VOTING POWER:
3,986,071 (see Item 5)
8
SHARED VOTING POWER:
0  (see Item 5)
9
SOLE DISPOSITIVE POWER:
3,986,071   (see Item 5)
10
SHARED DISPOSITIVE POWER:
0  (see Item 5)
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON:  3,986,071  (see Item 5)
 
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES:
 
[_]
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 7.1% (see Item 5)
 
14
TYPE OF REPORTING PERSON:
 
CO

 
 


 
 
 
 
 
CUSIP No. 92047K-10-7
13D
Page 3
 
1
NAME OF REPORTING PERSON:
General Electric Capital Corporation
   
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:
(a) [_]
(b) [x]
3
SEC USE ONLY
 
4
SOURCE OF FUNDS:
 
Not applicable
5
 
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e):
[_]
6
CITIZENSHIP OR PLACE OF ORGANIZATION:
 
Delaware
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
 
7
SOLE VOTING POWER:
3,986,071 (see Item 5)
8
SHARED VOTING POWER:
0  (see Item 5)
9
SOLE DISPOSITIVE POWER:
3,986,071 (see Item 5)
10
SHARED DISPOSITIVE POWER:
0  (see Item 5)
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON:  3,986,071 (see Item 5)
 
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES:
 
[_]
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 7.1%  (see Item 5)
 
14
TYPE OF REPORTING PERSON:
 
CO
 
 
 

 
 
 
 
 
CUSIP No. 92047K-10-7
13D
Page 4
 
1
NAME OF REPORTING PERSON:
General Electric Company
   
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:
(a) [_]
(b) [x]
3
SEC USE ONLY
 
4
SOURCE OF FUNDS:
 
Not applicable
5
 
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e):
[_]
6
CITIZENSHIP OR PLACE OF ORGANIZATION:
 
New York
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
 
7
SOLE VOTING POWER:
Disclaimed (see 11 below)
8
SHARED VOTING POWER:
0
9
SOLE DISPOSITIVE POWER:
Disclaimed (see 11 below)
10
SHARED DISPOSITIVE POWER:
0
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON:  Beneficial ownership of all shares disclaimed by General Electric Company
 
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES:
 
[_]
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): Not applicable (see 11 above)
 
14
TYPE OF REPORTING PERSON:
 
CO

 

 
 
 

This Amendment No. 20 amends the Schedule 13D filed March 2, 2009, as amended (the “Schedule 13D”), and is filed by GE Capital Equity Investments, Inc. (“GECEI”), General Electric Capital Corporation (“GE Capital”) and General Electric Company (“GE”) (each of GECEI, GE Capital, and GE, a “Reporting Person” and collectively the “Reporting Persons”), with respect to the common stock, $0.01 par value per share (the “Common Stock”), of EVINE Live, Inc, formerly ValueVision Media, Inc. (the “Company”).  Capitalized terms used herein but not defined shall have the meaning attributed to them in the Schedule 13D.
 
Item 1.
Security and Issuer.
 
Item 1 is supplemented as follows:

On November 18, 2014, the Company amended its articles of incorporation to change its name from ValueVision Media, Inc. to EVINE Live Inc., which change became effective immediately.

Item 2.
Identity and Background.
 
Item 2 is supplemented as follows:

As of November 18, 2014, the name, business address, present principal occupation or employment, and citizenship of each director and executive officer of GECEI, GE Capital and GE, are set forth on Schedules A, B, and C respectively, attached hereto.

During the last five years, to the best of the Reporting Persons’ knowledge, none of their directors or executive officers, has been (i) convicted of any criminal proceeding (excluding traffic violations or similar misdemeanors) or (ii) a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to federal or state securities laws or finding any violation with respect to such laws.

This Amendment No. 20 is being filed while the Reporting Persons are in the process of verifying information required herein from their respective directors and executive officers.  If the Reporting Persons obtain information concerning such individuals which would cause a material change in the disclosure contained herein, an amendment to this statement will be filed that will disclose such change.

Item 5.
Interest in Securities of the Issuer.

(a)           The responses of the Reporting Persons to Rows (11) through (13) of the cover pages of this Amendment No. 20 are incorporated herein by reference.  As of November 18, 2014, GECEI and GE Capital (by virtue of its ownership of all of the common stock of GECEI) had sole beneficial ownership of an aggregate of 3,986,071 shares of Common Stock, representing approximately 7.1% of the shares of Common stock outstanding determined in accordance with Rule 13d-3(d)(1)(i) under the Exchange Act (based on the number of shares outstanding as of November 1, 2014, as reported in Exhibit 99.1 to the Company’s Current Report on Form 8-K filed on November 18, 2014 (56,137,622 shares)).
 
 
 
5
 
 

 
Except as disclosed in this Item 5(a), none of the Reporting Persons, nor, to their knowledge, any of their directors or executive officers, beneficially owns any shares of Common Stock.

(b)           The responses of the Reporting Persons to (i) Rows (7) through (10) of the cover pages of this Amendment No. 20 and (ii) Item 5(a) hereof are incorporated herein by reference.
Except as disclosed in this Item 5(b), none of the Reporting Persons, nor to their knowledge, any of their directors or executive officers, presently has the power to vote or direct the vote or to dispose or direct the disposition of any of the shares of Common Stock which they may be deemed to beneficially own.

As disclosed in Amendment No. 14 to the Schedule 13D, GECEI is party to a Shareholder Agreement with the Company and NBC Universal, Inc. (which is now known as NBCUniversal Media, LLC).  For a description and copy of the Shareholder Agreement, see Amendment No. 14 to the Schedule 13D filed by the Reporting Persons on March 2, 2009, and Exhibit 10.2 to the Current Report on Form 8-K filed by the Company on February 26, 2009 (SEC File No. 000-20243).  As a consequence of this Shareholder Agreement, GECEI and NBCUniversal may from time to time consult with each other regarding the securities of the Company.

To the knowledge of the Reporting Persons, as of November 18, 2014, an aggregate of 11,127,920 shares of Common Stock are subject to the Shareholder Agreement, of which (i) 3,986,071 shares of Common Stock are beneficially owned by the Reporting Persons and (ii) 7,141,849 shares of Common Stock are beneficially owned by NBCUniversal, NBCUniversal Holdings, and Comcast.  Nothing in this Schedule 13D shall be deemed to constitute an admission by any Reporting Person that it is the beneficial owner of any shares of Common Stock beneficially owned by NBCUniversal, NBCUniversal Holdings, or Comcast, and such beneficial ownership is expressly disclaimed.  Information regarding beneficial ownership by NBCUniversal, NBCUniversal Holdings, and Comcast is based on the proxy statement filed by the Company on May 9, 2014.

(c)           From November 6, 2014 through and including November 18, 2014, transactions were effected in the Common Stock by the Reporting Persons as disclosed in Schedule D attached hereto.

To the knowledge of the Reporting Persons, none of the directors or executive officers of the Reporting Persons effected transactions in the Common Stock during the period described above.

(d)           Not applicable.

(e)           Not applicable.



 
6
 


SIGNATURE

 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
Dated:  November 19, 2014
 
 
 
GE CAPITAL EQUITY INVESTMENTS, INC.
       
       
 
By:
/s/ Patrick Kocsi
   
Name:
Patrick Kocsi
   
Title:
President and CEO

 
GENERAL ELECTRIC CAPITAL CORPORATION
       
     
 
By:
/s/ Patrick Kocsi
   
Name:
Patrick Kocsi
   
Title:
Attorney-in-fact

 
GENERAL ELECTRIC COMPANY
       
     
 
By:
/s/ Patrick Kocsi
   
Name:
Patrick Kocsi
   
Title:
Attorney-in-fact


 
 
 
 

 
 

 
7
 

 
 
SCHEDULE A

GE CAPITAL EQUITY INVESTMENTS, INC.
DIRECTOR


NAME
PRESENT
BUSINESS ADDRESS
PRESENT
PRINCIPAL OCCUPATION
     
Patrick Kocsi
GE Capital Equity Investments, Inc.
201 Merritt 7
Norwalk, CT  06851
 
President & CEO, GE Capital Equity Investments, Inc.

Citizenship:
U.S.A.



GE CAPITAL EQUITY INVESTMENTS, INC.
EXECUTIVE OFFICERS


NAME
PRESENT
BUSINESS ADDRESS
PRESENT
PRINCIPAL OCCUPATION
     
Patrick Kocsi
GE Capital Equity Investments, Inc.
201 Merritt 7
Norwalk, CT  06851
 
President & CEO, GE Capital Equity Investments, Inc.
Vincent Erardi
GE Capital Equity Investments, Inc.
201 Merritt 7
Norwalk, CT  06851
 
Senior Managing Director, Chief Financial Officer and Treasurer, GE Capital Equity Investments, Inc.

Citizenship:
 U.S.A.


 
1
 
SCHEDULE B


GENERAL ELECTRIC CAPITAL CORPORATION
DIRECTORS


NAME
PRESENT
BUSINESS ADDRESS
PRESENT
PRINCIPAL OCCUPATION
     
Jeffrey S. Bornstein
 
 
 
General Electric Company
3135 Easton Turnpike
Fairfield, CT 06828
 
 
Chief Financial Officer – General Electric Company
 
 
 
Brackett B. Denniston III
General Electric Company
3135 Easton Turnpike
Fairfield, CT 06828
 
Senior Vice President and General Counsel – General Electric Company
 
 
Thomas C. Gentile
 
 
 
General Electric Capital Corporation
901 Main Avenue
Norwalk, CT 06851
 
Chief Operating Officer and President,  General Electric Capital Corporation
 
Robert C. Green
 
 
 
General Electric Capital Corporation
901 Main Avenue
Norwalk, CT 06851
 
Chief Financial Officer, General Electric Capital Corporation
 
Jeffrey R. Immelt
General Electric Company
3135 Easton Turnpike
Fairfield, CT 06828
 
Chairman of the Board and Chief Executive Officer, General Electric Company
Keith S. Sherin
 
General Electric Capital Corporation
901 Main Avenue
Norwalk, CT 06851
 
Chairman, Chief Executive Officer and President, General Electric Capital Corporation
 
Ryan A. Zanin
General Electric Capital Corporation
901 Main Avenue
Norwalk, CT 06851
Chief Risk Officer, General Electric Capital Corporation

Citizenship: All U.S.A.


 
2
 

GENERAL ELECTRIC CAPITAL CORPORATION
EXECUTIVE OFFICERS


NAME
PRESENT
BUSINESS ADDRESS
PRESENT
PRINCIPAL OCCUPATION
     
Keith S. Sherin
General Electric Capital Corporation
901 Main Avenue
Norwalk, CT 06851
 
Chairman of the Board President and Chief Executive Officer – General Electric Capital Corporation
Thomas C. Gentile
 
General Electric Capital Corporation
901 Main Avenue
Norwalk, CT 06851
 
Chief Operating Officer and President, General Electric Capital Corporation
 
William H. Cary
 
General Electric Capital Corporation
901 Main Avenue
Norwalk, CT 06851
 
Chief Operating Officer and President, General Electric Capital Corporation
 
Robert C. Green
 
General Electric Capital Corporation
901 Main Avenue
Norwalk, CT 06851
 
Chief Financial Officer, General Electric Capital Corporation
Daniel C. Janki
General Electric Capital Corporation
201 High Ridge Road
Stamford, CT 06927
 
Senior Vice President, Corporate Treasury and Global Funding Operation - General Electric Capital Corporation
 
Ryan A. Zanin
General Electric Capital Corporation
901 Main Avenue
Norwalk, CT 06851
 
Senior Vice President and Chief Risk Officer - General Electric Capital Corporation
Walter F. Ielusic
General Electric Capital Corporation
901 Main Avenue
Norwalk, CT 06851
 
Senior Vice President and Controller  – General Electric Capital Corporation
Alex Dimitrief
General Electric Capital Corporation
901 Main Avenue
Norwalk, CT 06851
 
Senior Vice President and General
Counsel - General Electric Capital Corporation
 
Christoph Pereira
General Electric Company
3135 Easton Turnpike
Fairfield, CT 06828
 
Vice President, Deputy General Counsel and Secretary - General Electric Capital Corporation
 
Citizenship: All U.S.A.
 

 
3
 
SCHEDULE C

GENERAL ELECTRIC COMPANY
DIRECTORS

 
NAME
PRESENT
BUSINESS ADDRESS
PRESENT
PRINCIPAL OCCUPATION
     
W. Geoffrey Beattie
Generation Capital
1 Toronto Street
Suite 202
Toronto, Canada M5C2V6
 
Chief Executive Officer, Generation Capital
John J. Brennan
The Vanguard Group, Inc.
100 Vanguard Boulevard
Malvern, PA  19355
 
Chairman Emeritus and Senior Advisor, The Vanguard Group, Inc. (global investment management)
 
Dr. James I. Cash, Jr.
The Cash Catalyst LLC
c/o Sharon Randall
Highland Capital Partners
One Broadway, 16th Floor
Cambridge, MA 02142
 
Emeritus James E. Robison Professor of Business Administration, Harvard Graduate School of Business
 
Francisco D’Souza
Cognizant Technology Solutions
 Corporation
Glenpointe Centre West
50 Frank W. Burr Blvd.
Teaneck, NJ 07666
 
Chief Executive Officer, Cognizant Technology Solutions Corporation (global information technology, consulting and business process outsourcing)
 
Marijn E. Dekkers
Bayer AG
Kaiser-Wilhelm-Allee 1
Building WII
51368 Leverkusen, Germany
 
Chairman of the Management Board, Bayer AG (global healthcare, crop science and material science)
 
Ann M. Fudge
General Electric Company
3135 Easton Turnpike
Fairfield, CT  06828
 
Former Chairman and Chief Executive Officer, Young & Rubicam Group (global marketing communications network)
 
Dr. Susan J. Hockfield
Massachusetts Institute of Technology
77 Massachusetts Avenue
Room 76-461
Cambridge, MA 02139
 
President Emerita and Professor of Neuroscience, Massachusetts Institute of Technology
Jeffrey R. Immelt
General Electric Company
3135 Easton Turnpike
Fairfield, CT 06828
Chairman of the Board and Chief Executive Officer, General Electric Company
 
 
 
 
 
4
 
 
NAME
PRESENT
BUSINESS ADDRESS
PRESENT
PRINCIPAL OCCUPATION
 
Andrea Jung
Grameen America
1460 Broadway
New York, NY 10036
 
President and CEO, Grameen America (nonprofit microfinance organization)
Robert W. Lane
John Hancock Center
875 N. Michigan Avenue
Suite 3940
Chicago, IL 60611
 
Former Chairman of the Board and Chief Executive Officer, Deere & Company (agricultural, construction and forestry equipment)
 
Rochelle B. Lazarus
Ogilvy & Mather Worldwide
636 11th Avenue
New York, NY 10036-2010
 
Chairman Emeritus of the Board and former Chief Executive Officer, Ogilivy & Mather Worldwide (global marketing communications company)
 
James J. Mulva
ConocoPhillips
600 North Dairy Ashford Road
Houston, Texas 77079
 
Retired Chairman of the Board and Chief Executive Officer, ConocoPhillips (international integrated energy company)
 
James E. Rohr
The PNC Financial Services Group, Inc.
One PNC Plaza
249 Fifth Avenue
Pittsburgh, PA 15222-2707
 
Former Executive Chairman, The PNC Financial Services Group, Inc. (financial services)
Mary L. Schapiro
 
 
Promontory Financial Group LLC
The Office of Mary Schapiro
801 17th Street, NW 11th Floor
Washington, DC 20006
 
Vice Chair, Advisory Board of Promontory Financial Group (consulting firm)
Robert J. Swieringa
Cornell University
337 Sage Hall
Ithaca, NY  14853-6201
 
Professor of Accounting and former Anne and Elmer Lindseth Dean, Johnson Graduate School of Management
 
James S. Tisch
Loews Corporation
667 Madison Avenue
New York, NY 10065-8087
 
President, Chief Executive Officer and Director, Loews Corporation (diversified holding company)
 
 
 
 
 
5
 
 
 
NAME
PRESENT
BUSINESS ADDRESS
PRESENT
PRINCIPAL OCCUPATION
 
Douglas A. Warner III
c/o J. P. Morgan Chase & Co.
277 Park Avenue
35th Floor
New York, NY 10172
Former Chairman of the Board, J.P. MorganChase & Co. (investment banking)
 

Citizenship:
    
W. Geoffrey Beattie
Canada
  
Marijn E. Dekkers
Dutch & USA
  
Andrea Jung
Canada
  
All Others
U.S.A.
  


 
6
 

GENERAL ELECTRIC COMPANY
EXECUTIVE OFFICERS

 
NAME
PRESENT
BUSINESS ADDRESS
PRESENT
PRINCIPAL OCCUPATION
     
Jeffrey R. Immelt
General Electric Company
3135 Easton Turnpike
Fairfield, CT  06828
 
Chairman of the Board and Chief Executive Officer
Jeffrey S. Bornstein
 
General Electric Company
3135 Easton Turnpike
Fairfield, CT  06828
 
Senior Vice President and Chief Financial Officer
 
 
Elizabeth J. Comstock
General Electric Company
3135 Easton Turnpike
Fairfield, CT  06828
 
Senior Vice President, Chief Marketing Officer
 
Brackett B. Denniston III
General Electric Company
3135 Easton Turnpike
Fairfield, CT  06828
 
Senior Vice President and General Counsel
Jan R. Hauser
General Electric Company
3135 Easton Turnpike
Fairfield, CT  06828
 
Vice President, Controller & Chief Accounting Officer
 
Daniel C. Heintzelman
General Electric Company
3135 Easton Turnpike
Fairfield, CT  06828
 
Vice Chairman, Enterprise Risk and Operations
Susan P. Peters
General Electric Company
3135 Easton Turnpike
Fairfield, CT  06828
 
Senior Vice President, Human Resources
John G. Rice
General Electric Company
Room 3303-3308, 33rd Floor
One Exchange Square
Hong Kong
 
Vice Chairman of General Electric Company; President & CEO, Global Growth & Operations
Keith S. Sherin
General Electric Company
901 Main Avenue
Norwalk, CT  06851
Vice Chairman of General Electric Company; Chairman & CEO, GE Capital
 

Citizenship:  All U.S.A.

 
7
 
SCHEDULE D


 
 Entity
 
 Trade Date
(M/D/Y)
 
 Transaction
 
    
Number of Shares of Common Stock*
 
    
Price per
Share*
 
  
Price Range*
 
GECEI
11/6/2014
Sale
     59,954     $5.9363     $5.68     $6.08  
GECEI
11/7/2014
Sale
     41,501     $5.7549     $5.49     $6.01  
GECEI
11/10/2014
Sale
     31,725     $5.8471     $5.77     $5.93  
GECEI
11/11/2014
Sale
     39,205     $5.8252     $5.78     $5.88  
GECEI
11/12/2014
Sale
     27,156     $5.8329     $5.67     $5.87  
GECEI
11/13/2014
Sale
     46,468     $5.7500     $5.67     $5.89  
GECEI
11/14/2014
Sale
     35,107     $5.7453     $5.61     $5.83  
GECEI
11/17/2014
Sale
     72,948     $5.6257     $5.55     $5.79  
GECEI
11/18/2014
Sale
     138,198     $5.9397     $5.49     $6.08  

 
*The number of securities reported represents an aggregate number of shares executed by a broker-dealer in multiple market transactions over a range of prices.  The price per share reported represents the weighted average price (without regard to brokerage commissions and fees).  The Reporting Person undertakes to provide the staff of the SEC upon request, the number of shares executed by such Reporting Person at each separate price within the range.
 

 
 
 
 
 
8