-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NjYIXt4VTkFMXTpQr2Lm3vT0qVCR6SrLR3pDk1BY/THApQ2Ut1gv0VNna0mny9dG V4wI7g9HAPmmrDd3gVfTZg== 0000909518-05-000897.txt : 20051115 0000909518-05-000897.hdr.sgml : 20051115 20051115172732 ACCESSION NUMBER: 0000909518-05-000897 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20051115 DATE AS OF CHANGE: 20051115 GROUP MEMBERS: GENERAL ELECTRIC CAPITAL CORPORATION GROUP MEMBERS: GENERAL ELECTRIC CAPITAL SERVICES, INC. GROUP MEMBERS: GENERAL ELECTRIC COMPANY GROUP MEMBERS: NATIONAL BROADCASTING HOLDING, INC. GROUP MEMBERS: NBC UNIVERSAL, INC. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: VALUEVISION MEDIA INC CENTRAL INDEX KEY: 0000870826 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961] IRS NUMBER: 411673770 STATE OF INCORPORATION: MN FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-41757 FILM NUMBER: 051207621 BUSINESS ADDRESS: STREET 1: 6740 SHADY OAK RD CITY: MINNEAPOLIS STATE: MN ZIP: 55344-3433 BUSINESS PHONE: 6129475200 MAIL ADDRESS: STREET 1: 6740 SHADY OAK RAOD CITY: EDEN PRAIRIE STATE: MN ZIP: 55344-3433 FORMER COMPANY: FORMER CONFORMED NAME: VALUEVISION INTERNATIONAL INC DATE OF NAME CHANGE: 19930328 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GE CAPITAL EQUITY INVESTMENTS INC CENTRAL INDEX KEY: 0001093083 STANDARD INDUSTRIAL CLASSIFICATION: PERSONAL CREDIT INSTITUTIONS [6141] IRS NUMBER: 061268495 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 120 LONG RIDGE RD CITY: STAMFORD STATE: CT ZIP: 06927 BUSINESS PHONE: 2033576839 MAIL ADDRESS: STREET 1: 120 LONG RIDGE RD CITY: STAMFORD STATE: CT ZIP: 06927 SC 13D/A 1 jd11-15_13da10.txt ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 10) ValueVision Media, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $0.01 par value per share - -------------------------------------------------------------------------------- (Title of class of securities) 92047K-10-7 - -------------------------------------------------------------------------------- (CUSIP Number) John W. Campo, Jr., Managing Director and General Counsel GE Capital Equity Investments, Inc. 120 Long Ridge Road Stamford, Connecticut 06927 (203) 357-4011 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) November 11, 2005 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rules 13d-1(e), 13d-1(f) or 13d-1(g), check the following box [_]. ================================================================================
- ------------------------------------------------------- ------------------------------------------------------------- CUSIP NO. 92047K-10-7 13D Page 2 - ------------------------------------------------------- ------------------------------------------------------------- - -------------- ---------------------------------------- -------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS GE Capital Equity Investments, Inc. I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY): 06-1468495 - -------------- ----------------------------------------------------------------------------------------------------- ------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [_] (b) [x] - -------------- ------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------- ----------------------- ------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS: Not applicable - -------------- ----------------------------------------------------------------------------------------------------- ------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] - -------------- ----------------------------------------------------- ------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware - ----------------------- ----- -------------------------------------- ------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: 0 SHARES ----- -------------------------------------- ------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: 11,408,986 OWNED BY ----- -------------------------------------- ------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER: 0 REPORTING ----- -------------------------------------- ------------------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: 11,408,986 - -------------- ------------------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 11,408,986 - -------------- ----------------------------------------------------------------------------------------------------- ------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_] - -------------- ------------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 26.8% - -------------- ---------------------------------------- -------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: CO - -------------- ---------------------------------------- -------------------------------------------------------------------------- SEE INSTRUCTIONS BEFORE FILLING OUT! 2 - ------------------------------------------------------- ------------------------------------------------------------- CUSIP NO. 92047K-10-7 13D Page 3 - ------------------------------------------------------- ------------------------------------------------------------- - -------------- ---------------------------------------- -------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON: NBC Universal, Inc. I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY): 14-1682529 - -------------- ----------------------------------------------------------------------------------------------------- ------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [_] (b) [x] - -------------- ------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------- ----------------------- ------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS: Not applicable - -------------- ----------------------------------------------------------------------------------------------------- ------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] - -------------- ----------------------------------------------------- ------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware - ----------------------- ----- -------------------------------------- ------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: 6,748,548 SHARES ----- -------------------------------------- ------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: 11,408,986 OWNED BY ----- -------------------------------------- ------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER: 6,748,548 REPORTING ----- -------------------------------------- ------------------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: 11,408,986 - -------------- ------------------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 18,157,534 - -------------- ----------------------------------------------------------------------------------------------------- ------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_] - -------------- ------------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 37.1% - -------------- ---------------------------------------- -------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: CO - -------------- ---------------------------------------- -------------------------------------------------------------------------- SEE INSTRUCTIONS BEFORE FILLING OUT! 3 - ------------------------------------------------------- ------------------------------------------------------------- CUSIP NO. 92047K-10-7 13D Page 4 - ------------------------------------------------------- ------------------------------------------------------------- - -------------- ---------------------------------------- -------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON: General Electric Capital Corporation I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY): 13-1500700 - -------------- ----------------------------------------------------------------------------------------------------- ------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [_] (b) [x] - -------------- ------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------- ----------------------- ------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS: Not applicable - -------------- ----------------------------------------------------------------------------------------------------- ------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] - -------------- ----------------------------------------------------- ------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware - ----------------------- ----- -------------------------------------- ------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: 0 SHARES ----- -------------------------------------- ------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: 11,408,986 OWNED BY ----- -------------------------------------- ------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER: 0 REPORTING ----- -------------------------------------- ------------------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: 11,408,986 - -------------- ------------------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 11,408,986 - -------------- ----------------------------------------------------------------------------------------------------- ------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_] - -------------- ------------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 26.8% - -------------- ---------------------------------------- -------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: CO - -------------- ---------------------------------------- -------------------------------------------------------------------------- SEE INSTRUCTIONS BEFORE FILLING OUT! 4 - ------------------------------------------------------- ------------------------------------------------------------- CUSIP NO. 92047K-10-7 13D Page 5 - ------------------------------------------------------- ------------------------------------------------------------- - -------------- ---------------------------------------- -------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON: General Electric Capital Services, Inc. I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY): 06-1109503 - -------------- ----------------------------------------------------------------------------------------------------- ------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [_] (b) [x] - -------------- ------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------- ----------------------- ------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS: Not applicable - -------------- ----------------------------------------------------------------------------------------------------- ------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] - -------------- ----------------------------------------------------- ------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware - ----------------------- ----- -------------------------------------- ------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: Disclaimed (see 11 below) SHARES ----- -------------------------------------- ------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: 0 OWNED BY ----- -------------------------------------- ------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER: Disclaimed (see 11 below) REPORTING ----- -------------------------------------- ------------------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: 0 - -------------- ------------------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: Beneficial ownership of all shares disclaimed by General Electric Capital Services, Inc. - -------------- ----------------------------------------------------------------------------------------------------- ------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_] - -------------- ------------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): Not applicable (see 11 above) - -------------- ---------------------------------------- -------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: CO - -------------- ---------------------------------------- -------------------------------------------------------------------------- SEE INSTRUCTIONS BEFORE FILLING OUT! 5 - ------------------------------------------------------- ------------------------------------------------------------- CUSIP NO. 92047K-10-7 13D Page 6 - ------------------------------------------------------- ------------------------------------------------------------- - -------------- ---------------------------------------- -------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON: General Electric Company I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY): 14-0689340 - -------------- ----------------------------------------------------------------------------------------------------- ------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [_] (b) [x] - -------------- ------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------- ----------------------- ------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS: Not applicable - -------------- ----------------------------------------------------------------------------------------------------- ------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [x] - -------------- ----------------------------------------------------- ------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware - ----------------------- ----- -------------------------------------- ------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: Disclaimed (see 11 below) SHARES ----- -------------------------------------- ------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: 0 OWNED BY ----- -------------------------------------- ------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER: Disclaimed (see 11 below) REPORTING ----- -------------------------------------- ------------------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: 0 - -------------- ------------------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: Beneficial ownership of all shares disclaimed by General Electric Company - -------------- ----------------------------------------------------------------------------------------------------- ------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_] - -------------- ------------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): Not applicable (see 11 above) - -------------- ---------------------------------------- -------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: CO - -------------- ---------------------------------------- -------------------------------------------------------------------------- SEE INSTRUCTIONS BEFORE FILLING OUT! 6 - ------------------------------------------------------- ------------------------------------------------------------- CUSIP NO. 92047K-10-7 13D Page 7 - ------------------------------------------------------- ------------------------------------------------------------- - -------------- ---------------------------------------- -------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON: National Broadcasting Company Holding, Inc. I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY): 13-3448662 - -------------- ----------------------------------------------------------------------------------------------------- ------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [_] (b) [x] - -------------- ------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------- ----------------------- ------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS: Not applicable - -------------- ----------------------------------------------------------------------------------------------------- ------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED [_] PURSUANT TO ITEM 2(d) OR 2(e): - -------------- ----------------------------------------------------- ------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware - -------------------------- ------ ---------------------------------- ------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: Disclaimed (see 11 below) SHARES ------ ---------------------------------- ------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: 0 OWNED BY ------ ---------------------------------- ------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER: Disclaimed (see 11 below) REPORTING ------ ---------------------------------- ------------------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: 0 - -------------- ------------------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: Beneficial ownership of all shares disclaimed by National Broadcasting Company Holdings, Inc. - -------------- ----------------------------------------------------------------------------------------------------- ------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_] - -------------- ------------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): Not applicable (see 11 above) - -------------- ---------------------------------------- -------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: CO - -------------- ---------------------------------------- --------------------------------------------------------------------------
SEE INSTRUCTIONS BEFORE FILLING OUT! 7 This Amendment No. 10 amends the Schedule 13D filed April 26, 1999, as amended (the "Schedule 13D"), and is filed by GE Capital Equity Investments, Inc. ("GECEI"), NBC Universal, Inc. (formerly known as National Broadcasting Company, Inc.) ("NBC"), General Electric Capital Corporation ("GE Capital"), General Electric Capital Services, Inc. ("GECS"), General Electric Company ("GE"), and National Broadcasting Company Holding, Inc. ("NBC Holding") (each a "Reporting Person" and collectively the "Reporting Persons"), with respect to the common stock, $0.01 par value per share (the "Common Stock"), of ValueVision Media, Inc. (the "Company"). Capitalized terms used herein but not defined shall have the meaning attributed to them in the Schedule 13D. Item 2. Identity and Background. ----------------------- Item 2 is supplemented as follows: As of November 15, 2005, the name, business address, present principal occupation or employment, and citizenship of each director and executive officer of GECEI, NBC, GE Capital, GECS, GE and NBC Holding, are set forth on Schedules A, B, C, D, E and F respectively, attached hereto. During the last five years, to the best of the Reporting Persons knowledge, none their directors or executive officers, has been (i) convicted of any criminal proceeding (excluding traffic violations or similar misdemeanors) or (ii) a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to federal or state securities laws or finding any violation with respect to such laws. This Amendment No. 10 is being filed while the Reporting Persons are in the process of verifying information required herein from their respective directors and executive officers. If the Reporting Persons obtain information concerning such individuals which would cause a material change in the disclosure contained herein, an amendment to this statement will be filed that will disclose such change. Item 4. Purpose of Transaction. ---------------------- Item 4 is supplemented as follows: On November 11, 2005, NBC exercised the remaining part of the Distributor Warrants to purchase 1,125,000 shares of Common Stock. The exercise price of $8.288 per share was paid by utilizing the cashless exercise feature of the warrant. Accordingly, only an aggregate of 281,199 shares of Common Stock were issued by the Company to NBC upon exercise. Item 5. Interest in Securities of the Issuer. ------------------------------------ (a) The responses of the Reporting Persons to Rows (11) through (13) of the cover pages of this Amendment No. 10 are incorporated herein by reference. As of November 15, 2005, GECEI, GE Capital (by virtue of its ownership of all of the common stock of GECEI) and NBC may be deemed to share beneficial ownership of an aggregate of 11,408,986 shares of Common Stock composed of (i) 6,069,486 shares of outstanding Common Stock and (ii) 5,339,500 shares of Common Stock issuable upon the conversion of 5,339,500 shares of outstanding Preferred Stock. In addition, as of November 15, 2005, NBC had sole beneficial ownership of an aggregate of 6,748,548 shares of Common Stock composed of: (i) 382,708 shares of outstanding Common Stock (which includes the shares referred to in Item 4 of this Amendment No. 10); (ii) 6,000,000 shares of Common Stock issuable upon exercise of Branding Warrants; (iii) 343,725 shares of Common Stock issuable upon exercise of First Performance Distributor Warrants; and (iv) 22,115 shares of Common Stock issuable upon exercise of the New Performance Warrant (which excludes 14,743 shares subject to the New Performance Warrant that are not exercisable within 60 days). Accordingly, as of November 15, 2005, GECEI and GE Capital (by virtue of its ownership of all of the common stock of GECEI) beneficially owned in the aggregate 11,408,986 shares of Common Stock, and NBC beneficially owned in the aggregate 18,157,534 shares of Common Stock, representing approximately 26.8% and 37.1%, respectively, of the shares of Common stock outstanding determined in accordance with Rule 13d-3(d)(1)(i) under the Exchange Act (based on the number of shares outstanding as of September 21, 2005, as reported in the Company's Form S-3 filed on September 23, 2005 (37,028,071 shares), plus the shares issuable to the relevant Reporting Person upon conversion and/or exercise of the preferred stock and/or warrants described above, and assuming the 281,199 shares of Common Stock referred to in Item 4 hereof have been issued by the Company). 8 Except as disclosed in this Item 5(a), none of the Reporting Persons, nor, to the best of their knowledge, any of their directors or executive officers, beneficially owns any shares of Common Stock. (b) The responses of the Reporting Persons to (i) Rows (7) through (10) of the cover pages of this Amendment No. 10 and (ii) Item 5(a) hereof are incorporated herein by reference. GECEI and NBC have an arrangement with respect to the voting and disposition of the 5,339,500 shares of Preferred Stock issued to GECEI (and the Common Stock issuable upon the conversion thereof) and the shares of Common Stock that were issued to GECEI upon exercise of the Investment Warrant (currently representing a balance of 6,069,486 shares). Pursuant to the arrangement, GECEI and NBC have agreed to exercise jointly the power to vote and dispose of such securities and, accordingly may be deemed to share voting and dispositive power over such securities. Except as disclosed in this Item 5(b), none of the Reporting Persons, nor to the best of their knowledge, any of their directors or executive officers, presently has the power to vote or direct the vote or to dispose or direct the disposition of any of the shares of Common Stock which they may be deemed to beneficially own. (c) None of the Reporting Persons, nor, to the best of their knowledge, any of their directors or executive officers, has effected any transaction in the Common Stock during the past 60 days except as described in Item 4 to this Amendment No. 10. (d) Not applicable. (e) Not applicable. 9 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: November 15, 2005 GE CAPITAL EQUITY INVESTMENTS, INC. By: /s/ Ronald J. Herman, Jr. ------------------------------------------- Name: Ronald J. Herman, Jr. Title: President NBC UNIVERSAL, INC. By: /s/ Elizabeth A. Newell ------------------------------------------- Name: Elizabeth A. Newell Title: Assistant Secretary GENERAL ELECTRIC CAPITAL CORPORATION By: /s/ Ronald J. Herman, Jr. ------------------------------------------- Name: Ronald J. Herman, Jr. Title: Vice President GENERAL ELECTRIC CAPITAL SERVICES, INC. By: /s/ Ronald J. Herman, Jr. ------------------------------------------- Name: Ronald J. Herman, Jr. Title: Attorney-in-fact* GENERAL ELECTRIC COMPANY By: /s/ Ronald J. Herman, Jr. ------------------------------------------- Name: Ronald J. Herman, Jr. Title: Attorney-in-fact* NATIONAL BROADCASTING COMPANY HOLDING, INC. By: /s/ Elizabeth A. Newell ------------------------------------------- Name: Elizabeth A. Newell Title: Assistant Secretary *Power of Attorney previously filed as an exhibit to Amendment No. 8 to Schedule 13D. SCHEDULE A ---------- GE CAPITAL EQUITY INVESTMENTS, INC. DIRECTORS PRESENT NAME BUSINESS ADDRESS PRINCIPAL OCCUPATION ---- ---------------- -------------------- Ronald J. Herman, Jr. GE Capital Equity Investments, Inc. President and Chairman of the Board, 120 Long Ridge Road GE Capital Equity Investments, Inc. Stamford, CT 06927 Citizenship: All U.S.A. GE CAPITAL EQUITY INVESTMENTS, INC. EXECUTIVE OFFICERS PRESENT NAME BUSINESS ADDRESS PRINCIPAL OCCUPATION ---- ---------------- -------------------- Ronald J. Herman, Jr. GE Capital Equity Investments, Inc. President and Chairman of the Board, GE 120 Long Ridge Road Capital Equity Investments, Inc. Stamford, CT 06927 John W. Campo, Jr. GE Capital Equity Investments, Inc. Managing Director, General Counsel and 120 Long Ridge Road Secretary, GE Capital Equity Investments, Inc. Stamford, CT 06927 Frank Ertl GE Capital Equity Investments, Inc. Managing Director, Chief Financial Officer 120 Long Ridge Road and Treasurer, GE Capital Equity Investments, Stamford, CT 06927 Inc. Citizenship: All U.S.A. SCHEDULE B ---------- NBC UNIVERSAL, INC. DIRECTORS PRESENT NAME BUSINESS ADDRESS PRINCIPAL OCCUPATION ---- ---------------- -------------------- Jeffrey R. Immelt General Electric Company Chairman of the Board and Chief Executive 3135 Easton Turnpike Officer, General Electric Company Fairfield, CT 06828 Robert C. Wright NBC Universal, Inc. Vice Chairman of the Board and Executive 30 Rockefeller Plaza Officer, General Electric Company; Chairman New York, NY 10112 and Chief Executive Officer, NBC Universal, Inc. Lynn Calpeter NBC Universal, Inc. Executive Vice President and Chief Financial 30 Rockefeller Plaza Officer, NBC Universal, Inc. New York, NY 10112 Robert De Metz Vivendi Universal S.A. Executive Vice President, Mergers and 42 Avenue de Friedland Acquisitions, Vivendi Universal S.A. 75380 Paris Cedex, 08 France Dick Ebersol NBC Universal, Inc. Chairman, NBCU Sports & Olympics, NBC 30 Rockefeller Plaza Universal, Inc. New York, NY 10112 Randy A. Falco NBC Universal, Inc. President, NBCU TV Networks Group, NBC 30 Rockefeller Plaza Universal, Inc. New York, NY 10112 Jean-Rene Fourtou Vivendi Universal S.A. Chairman, Chief Executive Officer, and 42 Avenue de Friedland Director, Vivendi Universal S.A. 75380 Paris Cedex, 08 France Jay W. Ireland III NBC Universal, Inc. President, NBCU TV Stations, NBC Universal, 30 Rockefeller Plaza Inc. New York, NY 10112 Jean-Bernard Levy Vivendi Universal S.A. Chief Operating Officer, Vivendi Universal 42 Avenue de Friedland S.A. 75380 Paris Cedex, 08 France PRESENT NAME BUSINESS ADDRESS PRINCIPAL OCCUPATION ---- ---------------- -------------------- Ron Meyer Universal Studios, Inc. President, Chief Operating Officer, and 100 Universal City Plaza Director, Universal Studios, Inc. and Vivendi Universal City, CA 91608 Universal Entertainment LLP Keith S. Sherin General Electric Company Senior Vice President - Finance and Chief 3135 Easton Turnpike Financial Officer, General Electric Company Fairfield, CT 06828 Stacey Snider Universal Picture Division Chairman, Universal Pictures Group 100 Universal City Plaza Universal City, CA 91608 Thomas L. Williams Universal Studios Florida Chairman and Chief Executive Officer, 1000 Universal Studios Plaza Universal Parks & Resorts Group Orlando, FL 32819 Jeffrey Zucker NBC Universal, Inc. President - NBCU TV Group, NBC Universal, Inc. 30 Rockefeller Plaza New York, NY 10112 Citizenship: Robert De Metz - France Jean-Rene Fourtou - France Jean-Bernard Levy - France All others - U.S.A. NBC UNIVERSAL, INC. EXECUTIVE OFFICERS PRESENT NAME BUSINESS ADDRESS PRINCIPAL OCCUPATION ---- ---------------- -------------------- Robert C. Wright NBC Universal, Inc. Vice Chairman of the Board and Executive 30 Rockefeller Plaza Officer, General Electric Company; Chairman New York, NY 10112 and Chief Executive Officer, NBC Universal, Inc. Lynn Calpeter NBC Universal, Inc. Executive Vice President, Chief Financial 30 Rockefeller Plaza Officer and Treasurer New York, NY 10112 Richard Cotton NBC Universal, Inc. Executive Vice President 30 Rockefeller Plaza New York, NY 10112 Dick Ebersol NBC Universal, Inc. Executive Vice President 30 Rockefeller Plaza New York, NY 10112 John W. Eck NBC Universal, Inc. Executive Vice President 30 Rockefeller Plaza New York, NY 10112 Randy A. Falco NBC Universal, Inc. Executive Vice President 30 Rockefeller Plaza New York, NY 10112 Jay W. Ireland III NBC Universal, Inc. Executive Vice President 30 Rockefeller Plaza New York, NY 10112 Anna Perez NBC Universal, Inc. Executive Vice President 30 Rockefeller Plaza New York, NY 10112 Marc Saperstein NBC Universal, Inc. Executive Vice President 30 Rockefeller Plaza New York, NY 10112 Eileen Whelley NBC Universal, Inc. Executive Vice President 30 Rockefeller Plaza New York, NY 10112 David Zaslav NBC Universal, Inc. Executive Vice President 30 Rockefeller Plaza New York, NY 10112 Jeffrey Zucker NBC Universal, Inc. Executive Vice President 30 Rockefeller Plaza New York, NY 10112 Citizenship: All U.S.A. SCHEDULE C ---------- GENERAL ELECTRIC CAPITAL CORPORATION DIRECTORS All of the following individuals are employees of General Electric Company or one of its affiliates. All can be reached at the following address: c/o General Electric Capital Corporation, 260 Long Ridge Road, Stamford, CT 06927. NAME - ---- Charles E. Alexander David L. Calhoun James A. Colica Pamela Daley Dennis D. Dammerman Brackett B. Denniston Arthur H. Harper Jeffrey R. Immelt John H. Myers Michael A. Neal David R. Nissen James A. Parke Ronald R. Pressman John G. Rice John M. Samuels Keith S. Sherin Robert C. Wright Citizenship: All U.S.A. GENERAL ELECTRIC CAPITAL CORPORATION EXECUTIVE OFFICERS All of the following individuals are employees of General Electric Company or one of its affiliates. All can be reached at the following address: c/o General Electric Capital Corporation, 260 Long Ridge Road, Stamford, CT 06927. NAME - ---- Jeffrey R. Immelt Michael A. Neal Arthur H. Harper David R. Nissen James A. Parke Ronald R. Pressman Kathryn A. Cassidy James A. Colica Richard D'Avino Philip D. Ameen Brian T. McAnaney Citizenship: All U.S.A. SCHEDULE D ---------- GENERAL ELECTRIC CAPITAL SERVICES, INC. DIRECTORS All of the following individuals are employees of General Electric Company or one of its affiliates. All can be reached at the following address: c/o General Electric Capital Services, Inc., 260 Long Ridge Road, Stamford, CT 06927. NAME - ---- Charles E. Alexander David L. Calhoun James A. Colica Pamela Daley Dennis D. Dammerman Brackett B. Denniston Arthur H. Harper Jeffrey R. Immelt John H. Myers Michael A. Neal David R. Nissen James A. Parke Ronald R. Pressman John G. Rice John M. Samuels Keith S. Sherin Robert C. Wright Citizenship: All U.S.A. GENERAL ELECTRIC CAPITAL SERVICES, INC. EXECUTIVE OFFICERS All of the following individuals are employees of General Electric Company or one of its affiliates. All can be reached at the following address: c/o General Electric Capital Services, Inc., 260 Long Ridge Road, Stamford, CT 06927. NAME - ---- Jeffrey R. Immelt Michael A. Neal Arthur H. Harper David R. Nissen James A. Parke Ronald R. Pressman Jeffrey Bornstein Marc A. Meiches Glen A. Messina Maive F. Scully Kathryn A. Cassidy James A. Colica Richard D'Avino Philip D. Ameen Steven F. Kluger Brian T. McAnaney Mark S. Barber Dennis R. Sweeney James Tremante Citizenship: All U.S.A. SCHEDULE E ---------- GENERAL ELECTRIC COMPANY DIRECTORS PRESENT NAME BUSINESS ADDRESS PRINCIPAL OCCUPATION ---- ---------------- -------------------- James I. Cash, Jr. General Electric Company Former Professor of Business 3135 Easton Turnpike Administration-Graduate Fairfield, CT 06828 School of Business Administration, Harvard University Sir William Castell GE Healthcare Vice Chairman of the Board and Executive Pollards Wood, Officer, General Electric Company; Chairman, Nightingales Lane GE Healthcare Chalfont St. Giles HP8 4SP Great Britain Dennis D. Dammerman General Electric Company Vice Chairman of the Board and Executive 3135 Easton Turnpike Officer, General Electric Company; Chairman, Fairfield, CT 06828 General Electric Capital Services, Inc. Ann M. Fudge Young & Rubicam, Inc. Chairman and Chief Executive Officer, Young & 285 Madison Avenue Rubicam, Inc. (advertising and media services) New York, New York 10017 Claudio X. Gonzalez Kimberly-Clark de Mexico, S.A. de C.V. Chairman of the Board and Chief Executive Jose Luis Lagrange 103, Officer, Kimberly-Clark de Mexico, S.A. de Tercero Piso C.V. (consumer products) Colonia Los Morales Mexico, D.F. 11510, Mexico Jeffrey R. Immelt General Electric Company Chairman of the Board and Chief Executive 3135 Easton Turnpike Officer, General Electric Company Fairfield, CT 06828 Andrea Jung Avon Products, Inc. Chairman and Chief Executive Officer, Avon 1345 Avenue of the Americas Products, Inc. (cosmetics) New York, New York 10105 Alan G. (A.G.) Lafley The Procter & Gamble Company Chairman of the Board, President and Chief 1 Procter & Gamble Plaza Executive, The Procter & Gamble Company Cincinnati, OH 45202-3315 (household products) PRESENT NAME BUSINESS ADDRESS PRINCIPAL OCCUPATION ---- ---------------- -------------------- Robert W. Lane Deere & Company Chairman and Chief Executive Officer, Deere & One John Deere Place Company (equipment manufacturer) Moline, Illinois 61265 Ralph S. Larsen Johnson & Johnson Former Chairman and Chief Executive Officer, 100 Albany Street Johnson & Johnson (pharmaceutical, medical Suite 200 and consumer products) New Brunswick, NJ 08901 Rochelle B. Lazarus Ogilvy & Mather Worldwide Chairman and Chief Executive Officer, Ogilvy 309 West 49th Street & Mather Worldwide (advertising) New York, NY 10019-7316 Sam Nunn Sam Nunn School of Retired Partner International Affairs King & Spalding Georgia Institute of Technology 781 Marietta Street, NW Atlanta, Georgia 30318 Roger S. Penske Penske Corporation Chairman of the Board and President, Penske 2555 Telegraph Road Corporation (transportation and automotive Bloomfield Hills, MI 48302-0954 services) Robert J. Swieringa S.C. Johnson Graduate School Anne and Elmer Lindseth Dean and Professor of Cornell University Accounting, S.C. Johnson Graduate School of 207 Sage Hall Management, Cornell University Ithaca, NY 14853-6201 Douglas A. Warner III J.P. Morgan Chase & Co., Former Chairman of the Board, J.P. Morgan The Chase Manhattan Bank and Morgan Chase & Co., The Chase Manhattan Bank and Guaranty Trust Co. of New York Morgan Guaranty Trust Co. of New York 270 Park Avenue (investment banking) New York, NY 10154 Robert C. Wright NBC Universal, Inc. Vice Chairman of the Board and Executive 30 Rockefeller Plaza Officer, General Electric Company; Chairman New York, NY 10112 and Chief Executive Officer, NBC Universal, Inc. Citizenship: Sir William Castell - United Kingdom Claudio X. Gonzalez - Mexico Andrea Jung - Canada All others - U.S.A. GENERAL ELECTRIC COMPANY EXECUTIVE OFFICERS PRESENT NAME BUSINESS ADDRESS PRINCIPAL OCCUPATION ---- ---------------- -------------------- Jeffrey R. Immelt General Electric Company Chairman of the Board and Chief Executive 3135 Easton Turnpike Officer, General Electric Company Fairfield, CT 06828 Philip D. Ameen General Electric Company Vice President and Comptroller 3135 Easton Turnpike Fairfield, CT 06828 Ferdinando Beccalli General Electric Company Senior Vice President - GE Europe 3135 Easton Turnpike Fairfield, CT 06828 Charlene T. Begley General Electric Company Senior Vice President 1 Plastics Avenue GE Plastics Pittsfield, MA 01201 Mark W. Begor General Electric Company Senior Vice President 1600 Summer Street GE Consumer Finance - Americas Stamford, CT 06927 Paul T. Bossidy General Electric Company Senior Vice President - 44 Old Ridgebury Road GE Commercial Financial Service Danbury, CT 06810 Leasing David L. Calhoun General Electric Company Vice Chairman, General 3135 Easton Turnpike Electric Company; President Fairfield, CT 06828 & CEO, GE Infrastructure James P. Campbell General Electric Company Senior Vice President - GE Consumer and Appliance Park Industrial Louisville, KY 40225 William H. Cary General Electric Company Vice President -Investor Communications 3135 Easton Turnpike Fairfield, CT 06828 Kathryn A. Cassidy General Electric Company Vice President and GE Treasurer 201 High Ridge Road Stamford, CT 06905-3417 PRESENT NAME BUSINESS ADDRESS PRINCIPAL OCCUPATION ---- ---------------- -------------------- Sir William Castell GE Healthcare Vice Chairman of the Board and Executive Pollards Wood, Officer, General Electric Company; Chairman, Nightingales Lane GE Healthcare Chalfont St. Giles HP8 4SP Great Britain William J. Conaty General Electric Company Senior Vice President - Human Resources 3135 Easton Turnpike Fairfield, CT 06828 Pamela Daley General Electric Company Vice President - Corporate Business 3135 Easton Turnpike Development Fairfield, CT 06828 Dennis D. Dammerman General Electric Company Vice Chairman of the Board and Executive 3135 Easton Turnpike Officer, General Electric Company; Chairman, Fairfield, CT 06828 General Electric Capital Services, Inc. Brackett B. Denniston III General Electric Company Vice President and General Counsel 3135 Easton Turnpike Fairfield, CT 06828 Scott C. Donnelly General Electric Company Senior Vice President - 1 Neumann Way GE Aircraft Engines Cincinnati, OH 05215 Shane Fitzsimons General Electric Company Vice President - Corporate Financial Planning 3135 Easton Turnpike and Analysis Fairfield, CT 06828 Yoshiaki Fujimori General Electric Company Senior Vice President - GE Consumer Finance - 21 Mita 1-chome Asia Meguro-ku 3d Floor Alto Tokyo, Japan 153-0062 Arthur H. Harper General Electric Company Senior Vice President - GE Equipment Services 260 Long Ridge Road Stamford, CT 06927 Benjamin W. Heineman, Jr. General Electric Company Senior Vice President, Law and Public Affairs 3135 Easton Turnpike Fairfield, CT 06828 PRESENT NAME BUSINESS ADDRESS PRINCIPAL OCCUPATION ---- ---------------- -------------------- Joseph M. Hogan General Electric Company Senior Vice President - Pollards Wood, Nightingales Lane GE Healthcare Chalfont St. Giles HP8 4SP Great Britain John Krenicki General Electric Company Senior Vice President - 4200 Wildwood Parkway GE Energy Atlanta, GA 30339 Mark M. Little General Electric Company Senior Vice President - One Research Circle GE Global Research Niskayuna, NY 12309 Michael A. Neal General Electric Company Vice Chairman, General 260 Long Ridge Road Electric Company; President Stamford, CT 06927 & CEO, GE Commercial Financial Services David R. Nissen General Electric Company Senior Vice President - GE Consumer 201 High Ridge Road Finance Stamford, CT 06905-3417 D. O'Connor General Electric Company Senior Vice President Woodchester House GE Consumer Finance - Europe Golden Lake Dublin 8 Dublin 8 IRE James A. Parke General Electric Company Senior Vice President, General 260 Long Ridge Road Electric Company; Vice Chairman, Stamford, CT 06927 General Electric Capital Corporation Michael E. Pralle General Electric Company Senior Vice President 292 Long Ridge Road GE Commercial Financial Services Stamford, CT 06927 -Real Estate Ronald R. Pressman General Electric Company Senior Vice President - 9201 State Line GE Insurance Kansas City, KS, 64114-3234 Gary M. Reiner General Electric Company Senior Vice President - Chief 3135 Easton Turnpike Information Officer Fairfield, CT 06828 PRESENT NAME BUSINESS ADDRESS PRINCIPAL OCCUPATION ---- ---------------- -------------------- John G. Rice General Electric Company Vice Chairman, General 4200 Wildwood Parkway Electric Company; President Atlanta, GA 30339 & CEO, GE Industrial Keith S. Sherin General Electric Company Senior Vice President - Finance and 3135 Easton Turnpike Chief Financial Officer Fairfield, CT 06828 Lloyd G. Trotter General Electric Company Executive Vice President 3135 Easton Turnpike Fairfield, CT 06828 William A. Woodburn General Electric Company Senior Vice President - 187 Danbury Road GE Industrial Wilton, CT 06897 Robert C. Wright NBC Universal, Inc. Vice Chairman of the Board and 30 Rockefeller Plaza Executive Officer, General Electric New York, NY 10112 Company; Chairman and Chief Executive Officer, NBC Universal, Inc. Citizenship: Ferdinando Beccalli - Italy Sir William Castell - United Kingdom Shane Fitzsimons - Ireland Yoshiaki Fujimori - Japan Dan O'Connor - Ireland All others - U.S.A. SCHEDULE F ---------- NATIONAL BROADCASTING COMPANY HOLDING, INC. DIRECTORS PRESENT NAME BUSINESS ADDRESS PRINCIPAL OCCUPATION ---- ---------------- -------------------- James I. Cash, Jr. Harvard Business School Former Professor of Business Morgan Hall Administration-Graduate Soldiers Field Road School of Business Boston, MA 02163 Administration, Harvard University Dennis D. Dammerman General Electric Company Vice Chairman of the Board and Executive 3135 Easton Turnpike Officer, General Electric Company; Chairman, Fairfield, CT 06828 General Electric Capital Services, Inc. Ann M. Fudge Young & Rubicam, Inc. Chairman and Chief Executive Officer, Young & 285 Madison Avenue Rubicam, Inc. New York, New York 10017 Jeffrey R. Immelt General Electric Company Chairman of the Board and Chief Executive 3135 Easton Turnpike Officer, General Electric Company Fairfield, CT 06828 Andrea Jung Avon Products, Inc. Chairman and Chief Executive Officer, Avon 1345 Avenue of the Americas Products, Inc. New York, New York 10105 Alan G. (A.G.) Lafley The Procter & Gamble Company Chairman of the Board, President and Chief 1 Procter & Gamble Plaza Executive, The Procter & Gamble Company Cincinnati, OH 45202-3315 Ralph S. Larsen Johnson & Johnson Former Chairman and Chief Executive Officer, 100 Albany Street Johnson & Johnson Suite 200 New Brunswick, NJ 08901 Rochelle B. Lazarus Ogilvy & Mather Worldwide Chairman and Chief Executive Officer, Ogilvy 309 West 49th Street & Mather Worldwide New York, NY 10019-7316 Sam Nunn Sam Nunn School of Retired Partner International Affairs King & Spalding Georgia Institute of Technology 781 Marietta Street, NW Atlanta, Georgia 30318 PRESENT NAME BUSINESS ADDRESS PRINCIPAL OCCUPATION ---- ---------------- -------------------- Roger S. Penske Penske Corporation Chairman of the Board and President, Penske 2555 Telegraph Road Corporation Bloomfield Hills, MI 48302-0954 Robert J. Swieringa S.C. Johnson Graduate School Anne and Elmer Lindseth Dean and Professor of Cornell University Accounting, S.C. Johnson Graduate School of 207 Sage Hall Management, Cornell University Ithaca, NY 14853-6201 Douglas A. Warner III J.P. Morgan Chase & Co., Former Chairman of the Board, J.P. Morgan The Chase Manhattan Bank and Morgan Chase & Co., The Chase Manhattan Bank and Guaranty Trust Co. of New York Morgan Guaranty Trust Co. of New York 345 Park Avenue New York, NY 10154 Robert C. Wright NBC Universal, Inc. Vice Chairman of the Board and Executive 30 Rockefeller Plaza Officer, General Electric Company; Chairman New York, NY 10112 and Chief Executive Officer, NBC Universal, Inc. Robert W. Lane Deere & Company Chairman and Chief Executive Officer, Deere & One John Deere Place Company Moline, Illinois 61265 Citizenship: Andrea Jung - Canada All others - U.S.A. NATIONAL BROADCASTING COMPANY HOLDING, INC. EXECUTIVE OFFICERS PRESENT NAME BUSINESS ADDRESS PRINCIPAL OCCUPATION ---- ---------------- -------------------- Robert C. Wright NBC Universal, Inc. Chairman, Chief Executive Officer 30 Rockefeller Plaza New York, NY 10112 Lynn Calpeter NBC Universal, Inc. Vice President, Treasurer 30 Rockefeller Plaza New York, NY 10112 Todd Davis NBC Universal, Inc. Assistant Treasurer 30 Rockefeller Plaza New York, NY 10112 Brian O'Leary NBC Universal, Inc. Assistant Treasurer 30 Rockefeller Plaza New York, NY 10112 Benjamin W. Heineman, Jr. General Electric Company Secretary 3135 Easton Turnpike Fairfield, CT 06828 Eliza Fraser General Electric Company Assistant Secretary 3135 Easton Turnpike Fairfield, CT 06828 Elizabeth Newell NBC Universal, Inc. Assistant Secretary 30 Rockefeller Plaza New York, NY 10112 Citizenship: All U.S.A.
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