0001209191-16-145899.txt : 20161014 0001209191-16-145899.hdr.sgml : 20161014 20161014144905 ACCESSION NUMBER: 0001209191-16-145899 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161014 DATE AS OF CHANGE: 20161014 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NUMEREX CORP /PA/ CENTRAL INDEX KEY: 0000870753 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 112948749 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3330 CUMBERLAND BLVD STREET 2: SUITE 700 CITY: ATLANTA STATE: GA ZIP: 30339 BUSINESS PHONE: 770-693-5950 MAIL ADDRESS: STREET 1: 3330 CUMBERLAND BLVD STREET 2: SUITE 700 CITY: ATLANTA STATE: GA ZIP: 30339 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Singer Eric CENTRAL INDEX KEY: 0001443284 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-22920 FILM NUMBER: 161936848 MAIL ADDRESS: STREET 1: 825 THIRD AVENUE STREET 2: 33RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2016-09-30 2016-10-04 0 0000870753 NUMEREX CORP /PA/ NMRX 0001443284 Singer Eric 825 THIRD AVENUE 33RD FLOOR NEW YORK NY 10022 1 0 0 0 Class A Common Stock, No Par Value 16000 D Class A Common Stock, No Par Value 1259908 I By: VIEX Special Opportunities Fund II Class A Common Stock, No Par Value 399837 I By: VIEX Opportunities Fund, LP - Series One Class A Common Stock, No Par Value 221649 I By: VIEX Special Opportunities Fund III, LP On October 4, 2016, the reporting person mistakenly filed a Form 4 reporting the receipt of 1,125 shares of common stock that did not in fact occur. As of September 30, 2016, the reporting person owned only 16,000 shares of common stock. Shares acquired directly by VIEX Special Opportunities Fund II, LP ("VSO II"). Mr. Singer, by virtue of his position as managing member of VIEX Special Opportunities GP II, LLC ("VSO GP II"), the general partner of VSO II, and VIEX Capital, the investment manager of VSO II, may be deemed to beneficially own the shares owned directly by VSO II for purposes of Section 16. Mr. Singer expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Shares owned directly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP. Mr. Singer, by virtue of his position as managing member of VIEX GP, LLC ("VIEX GP"), the general partner of Series One, and VIEX Capital Advisors, LLC, ("VIEX Capital"), the investment manager of Series One, may be deemed to beneficially own the shares owned directly by Series One for purposes of Section 16. Mr. Singer expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Shares owned directly by VIEX Special Opportunities Fund III, LP (VSO III"). Mr. Singer, by virtue of his position as managing member of VIEX Special Opportunities GP III, LLC ("VSO GP III"), the general partner of VSO III, and VIEX Capital, the investment manager of VSO III, may be deemed to beneficially own the shares owned directly by VSO III for purposes of Section 16. Mr. Singer expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. /s/ Eugene K. Hyun, Attorney-in-Fact 2016-10-14