0001209191-16-145899.txt : 20161014
0001209191-16-145899.hdr.sgml : 20161014
20161014144905
ACCESSION NUMBER: 0001209191-16-145899
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20161014
DATE AS OF CHANGE: 20161014
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NUMEREX CORP /PA/
CENTRAL INDEX KEY: 0000870753
STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669]
IRS NUMBER: 112948749
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3330 CUMBERLAND BLVD
STREET 2: SUITE 700
CITY: ATLANTA
STATE: GA
ZIP: 30339
BUSINESS PHONE: 770-693-5950
MAIL ADDRESS:
STREET 1: 3330 CUMBERLAND BLVD
STREET 2: SUITE 700
CITY: ATLANTA
STATE: GA
ZIP: 30339
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Singer Eric
CENTRAL INDEX KEY: 0001443284
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22920
FILM NUMBER: 161936848
MAIL ADDRESS:
STREET 1: 825 THIRD AVENUE
STREET 2: 33RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2016-09-30
2016-10-04
0
0000870753
NUMEREX CORP /PA/
NMRX
0001443284
Singer Eric
825 THIRD AVENUE
33RD FLOOR
NEW YORK
NY
10022
1
0
0
0
Class A Common Stock, No Par Value
16000
D
Class A Common Stock, No Par Value
1259908
I
By: VIEX Special Opportunities Fund II
Class A Common Stock, No Par Value
399837
I
By: VIEX Opportunities Fund, LP - Series One
Class A Common Stock, No Par Value
221649
I
By: VIEX Special Opportunities Fund III, LP
On October 4, 2016, the reporting person mistakenly filed a Form 4 reporting the receipt of 1,125 shares of common stock that did not in fact occur. As of September 30, 2016, the reporting person owned only 16,000 shares of common stock.
Shares acquired directly by VIEX Special Opportunities Fund II, LP ("VSO II"). Mr. Singer, by virtue of his position as managing member of VIEX Special Opportunities GP II, LLC ("VSO GP II"), the general partner of VSO II, and VIEX Capital, the investment manager of VSO II, may be deemed to beneficially own the shares owned directly by VSO II for purposes of Section 16. Mr. Singer expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Shares owned directly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP. Mr. Singer, by virtue of his position as managing member of VIEX GP, LLC ("VIEX GP"), the general partner of Series One, and VIEX Capital Advisors, LLC, ("VIEX Capital"), the investment manager of Series One, may be deemed to beneficially own the shares owned directly by Series One for purposes of Section 16. Mr. Singer expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Shares owned directly by VIEX Special Opportunities Fund III, LP (VSO III"). Mr. Singer, by virtue of his position as managing member of VIEX Special Opportunities GP III, LLC ("VSO GP III"), the general partner of VSO III, and VIEX Capital, the investment manager of VSO III, may be deemed to beneficially own the shares owned directly by VSO III for purposes of Section 16. Mr. Singer expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
/s/ Eugene K. Hyun, Attorney-in-Fact
2016-10-14