-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EY5CcOfxQ42KvywRMAplK8/q4MFArqPyPTlVWyl6TitDdCfVDqGlp89PVWn3ry4B 1ZPJpXvZVmYDUTXfX0vc9g== 0000870753-06-000027.txt : 20061115 0000870753-06-000027.hdr.sgml : 20061115 20061115140604 ACCESSION NUMBER: 0000870753-06-000027 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061115 ITEM INFORMATION: Unregistered Sales of Equity Securities ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20061115 DATE AS OF CHANGE: 20061115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NUMEREX CORP /PA/ CENTRAL INDEX KEY: 0000870753 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 112948749 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-22920 FILM NUMBER: 061219277 BUSINESS ADDRESS: STREET 1: 1600 PARKWOOD CIRCLE STREET 2: SUITE 200 CITY: ATLANTA STATE: GA ZIP: 30339 BUSINESS PHONE: 770-693-5950 MAIL ADDRESS: STREET 1: 1600 PARKWOOD CIRCLE STREET 2: SUITE 200 CITY: ATLANTA STATE: GA ZIP: 30339 8-K 1 nov142006laurusconversion.htm 8K FOR LAURUS CONVERSION NOV 14 2006 8K for Laurus Conversion Nov 14 2006
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): November 14, 2006

NUMEREX CORP.

(Exact Name of Registrant as Specified in its Charter)


Pennsylvania  0-22920  11-2948749
--------------   ------------   ----------------
(State or other jurisdiction  (Commission File Number)  (I.R.S. Employer
of incorporation)        Identification No.)

1600 Parkwood Circle
Suite 500
Atlanta, Georgia
-------------------
(Address of principal executive offices)

30339
-----
(Zip code)

(770) 693-5950
--------------
(Registrant's telephone number, including area code)


Not Applicable
(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

[ ]
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ]
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ]
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ]  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))



 
Item 3.02 Unregistered Sales of Equity Securities.  
 
 
On November 14, 2006, the Company converted into equity an additional $1,249,994 of the $2,383,792 remaining outstanding under a convertible note entered into between the Company and Laurus Master Fund, Ltd, dated May 30, 2006 (the “Note”). The transaction resulted in the issuance of 158,027 shares of the Company’s Class A Common Stock (the “Shares”) at a conversion price of $ 7.91 as set forth in the Note. Approximately $1,113,798 in principal remains outstanding under the Convertible Note.
 
The Shares are registered for resale under the Securities Act of 1933, as amended (the “Securities Act”).
 
Laurus is an “accredited investor” as defined in Rule 501(d) of Regulation D under the Securities Act. The Company issued the Note to Laurus in reliance on the exemption from registration provided by Section 4(2) under the Securities Act.
 
Section 9 - Financial Statements and Exhibits
 
 
Item 9.01 Financial Statements and Exhibits.
 
 
(d)       Exhibits
 
 
 None.
 
 
 




SIGNATURES


Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


NUMEREX CORP.




By: /s/ Alan Catherall                                
Alan Catherall
Chief Financial Officer


Date: November 15 2006
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