0001409598-11-000005.txt : 20111208 0001409598-11-000005.hdr.sgml : 20111208 20111208171337 ACCESSION NUMBER: 0001409598-11-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111206 FILED AS OF DATE: 20111208 DATE AS OF CHANGE: 20111208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Goertz Magnus Georg CENTRAL INDEX KEY: 0001409598 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08419 FILM NUMBER: 111251460 MAIL ADDRESS: STREET 1: ASTRAKANGATAN 13 CITY: HASSELBY STATE: V7 ZIP: 165 52 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Neonode, Inc CENTRAL INDEX KEY: 0000087050 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 941517641 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2700 AUGUSTINE DRIVE STREET 2: SUITE 100 CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 925-355-2000 MAIL ADDRESS: STREET 1: 651 BYRDEE WAY CITY: LAFAYETTE STATE: CA ZIP: 94549 FORMER COMPANY: FORMER CONFORMED NAME: SBE INC DATE OF NAME CHANGE: 19920703 4 1 primary_doc.xml PRIMARY DOCUMENT X0304 4 2011-12-06 1 0000087050 Neonode, Inc NEON.OB 0001409598 Goertz Magnus Georg VALHALLAV 5, SE LIDINGO V7 181 32 SWEDEN 0 0 1 0 Common Stock 2011-12-06 4 S 0 17000 4.4893 D 2813361 I By Athemis, Ltd. Common Stock 2011-12-07 4 S 0 23000 4.3521 D 2790361 I By Athemis, Ltd. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.35 to $4.75, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1) and (3) hereof. Athemis, Ltd. is a corporation 100% owned and controlled by Magnus Goertz. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.26 to $4.45, inclusive. /S/ MAGNUS GOERTZ 2011-12-07