0001409598-11-000003.txt : 20111202 0001409598-11-000003.hdr.sgml : 20111202 20111202161750 ACCESSION NUMBER: 0001409598-11-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090520 FILED AS OF DATE: 20111202 DATE AS OF CHANGE: 20111202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Goertz Magnus Georg CENTRAL INDEX KEY: 0001409598 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08419 FILM NUMBER: 111240594 MAIL ADDRESS: STREET 1: ASTRAKANGATAN 13 CITY: HASSELBY STATE: V7 ZIP: 165 52 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Neonode, Inc CENTRAL INDEX KEY: 0000087050 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 941517641 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4550 NORRIS CANYON ROAD CITY: SAN RAMON STATE: CA ZIP: 94583 BUSINESS PHONE: 925-355-2000 MAIL ADDRESS: STREET 1: 651 BYRDEE WAY CITY: LAFAYETTE STATE: CA ZIP: 94549 FORMER COMPANY: FORMER CONFORMED NAME: SBE INC DATE OF NAME CHANGE: 19920703 4 1 primary_doc.xml PRIMARY DOCUMENT X0304 4 2009-05-20 0 0000087050 Neonode, Inc NEON.OB 0001409598 Goertz Magnus Georg VALHALLAV 5, SE LIDINGO V7 181 32 SWEDEN 0 0 1 0 Common Stock 2009-05-20 4 C 0 2918158 A 2990361 I By Athemis, Ltd. Common Stock 2009-11-06 4 G 0 160000 0 D 2830361 I By Athemis, Ltd. Series A Preferred Stock 2009-05-20 4 C 0 6072 0 D 2008-12-28 Common Stock 2918158 0 I By Athemis, Ltd. All share numbers reported in this report reflect a 1-for-25 reverse stock split declared by the Issuer on March 28, 2011. Each share of Series A Preferred Stock converted into 480.63 shares of Common Stock. The Series A Preferred Stock has no expiration date. Athemis, Ltd. is a corpoartion 100% owned and controlled by Magnus Goertz. /S/ Magnus Goertz 2011-11-29