0001213900-19-000127.txt : 20190103 0001213900-19-000127.hdr.sgml : 20190103 20190103133857 ACCESSION NUMBER: 0001213900-19-000127 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20190103 DATE AS OF CHANGE: 20190103 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Neonode Inc. CENTRAL INDEX KEY: 0000087050 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 941517641 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-10455 FILM NUMBER: 19504635 BUSINESS ADDRESS: STREET 1: STORGATAN 23C, 114 55 CITY: STOCKHOLM STATE: V7 ZIP: 00000 BUSINESS PHONE: 46 0 8 667 17 17 MAIL ADDRESS: STREET 1: STORGATAN 23C, 114 55 CITY: STOCKHOLM STATE: V7 ZIP: 00000 FORMER COMPANY: FORMER CONFORMED NAME: Neonode, Inc DATE OF NAME CHANGE: 20070813 FORMER COMPANY: FORMER CONFORMED NAME: SBE INC DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Lindell Peter CENTRAL INDEX KEY: 0001714965 FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: LILLA ERSTAGATAN 6 CITY: STOCKHOLM STATE: V7 ZIP: 116 28 SC 13G/A 1 sc13g1218a1lindell_neonode.htm AMENDMENT NO. 1 TO SCHEDULE 13G

THE UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. 1)*

Neonode Inc.

(Name of Issuer)

Common Stock, par value, $0.001 per share

(Title of Class of Securities)

64051M709

(CUSIP Number)

December 28, 2018

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule 13G is filed:

☐

Rule 13d-1(b)

☒

Rule 13d-1(c)

☐

Rule 13d-1(d)

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

CUSIP No. 64051M709

(1)	Name of reporting person:

	Peter Lindell

(2)	Check the appropriate box if a member of a group (see instructions)
		(a) ☐
		(b) ☐

(3)	SEC use only

(4)	Citizenship or place of organization:

	Sweden

Number of shares beneficially owned by each reporting person with

	(5) Sole voting power: 0

	(6) Shared voting power: 1,651,623*

	(7) Sole dispositive power: 0

	(8) Shared dispositive power: 1,651,623*

(9)	Aggregate amount beneficially owned by each reporting person: 1,651,623*

(10)	Check if the aggregate amount in row (9) excludes certain shares (see instructions): ☐

(11)	Percent of class represented by amount in row (9): 18.5%

(12)	Type of reporting person (see instructions): IN

* The shares are owned directly by Cidro Forvaltning AB, an entity beneficially owned by Mr. Lindell. Includes warrants exercisable for 116,667 shares.

Item 1(a). Name Of issuer: Neonode Inc.

Item 1(b). Address of issuer’s principal executive offices:

Storgatan 23C, 11455, Stockholm, Sweden

Item 2(a). Name of person filing: Peter Lindell

Item 2(b). Address of principal business office or, if none, residence:

Lilla Erstagatan 6, 116 28 Stockholm, Sweden

Item 2(c). Citizenship: Sweden

Item 2(d). Title of Class of Securities: Common Stock, par value $0.001 per share

Item 2(e). CUSIP No.: 64051M709

Item 3.

Not Applicable.

Item 4. Ownership

(a)

Amount beneficially owned: 1,651,623*

(b)

Percent of class: 18.5%

(c)

Number of shares as to which the person has:

(i)

sole power to vote or to direct the vote: 0

(ii)

shared power to vote or to direct the vote: 1,651,623*

(iii)

sole power to dispose or to direct the disposition of: 0

(iv)

shared power to dispose or to direct the disposition of: 1,651,623*

* The shares are owned directly by Cidro Forvaltning AB, an entity beneficially owned by Mr. Lindell. Includes warrants exercisable for 116,667 shares.

Item 5. Ownership of Five Percent or Less of a Class

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ☐.

Item 6. Ownership of More Than Five Percent on Behalf of Another Person

Not Applicable.

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person

Not Applicable.

Item 8. Identification and Classification of Members of the Group

Not Applicable.

Item 9. Notice of Dissolution of Group

Not Applicable.

Item 10. Certification

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under §240.14a-11.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

January 2, 2019

	By:	/s/ Peter Lindell
		Name: Peter Lindell

Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001)