0001213900-13-004426.txt : 20130814
0001213900-13-004426.hdr.sgml : 20130814
20130814193515
ACCESSION NUMBER: 0001213900-13-004426
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130812
FILED AS OF DATE: 20130814
DATE AS OF CHANGE: 20130814
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Neonode, Inc
CENTRAL INDEX KEY: 0000087050
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679]
IRS NUMBER: 941517641
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2350 MISSION COLLEGE BLVD
STREET 2: SUITE 190
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
BUSINESS PHONE: 408 496-6722
MAIL ADDRESS:
STREET 1: 2350 MISSION COLLEGE BLVD
STREET 2: SUITE 190
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
FORMER COMPANY:
FORMER CONFORMED NAME: SBE INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Eriksson Bjorn Thomas
CENTRAL INDEX KEY: 0001409599
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35526
FILM NUMBER: 131040061
MAIL ADDRESS:
STREET 1: STORANGSSTIGEN 15 C
CITY: STOCKSUND
STATE: V7
ZIP: 18274
4
1
f4081213eriksson_neonode.xml
OWNERSHIP DOCUMENT
X0306
4
2013-08-12
0
0000087050
Neonode, Inc
NEON
0001409599
Eriksson Bjorn Thomas
2700 AUGUSTINE DR., SUITE 100
SANTA CLARA
CA
95054
1
1
0
0
Chief Executive Officer
Common Stock
2013-08-12
4
X
0
400000
1.375
A
400000
D
Common Stock
2013-08-12
4
S
0
73392
7.494
D
326608
D
Common Stock
1819755
I
through Wireless Toys Sweden AB, a company owned by Mr. Eriksson
Warrant
1.375
2013-08-12
4
X
0
400000
0
D
2011-04-15
2013-10-15
Common Stock
400000
0
D
Mr. Eriksson exercised a warrant to purchase 400,000 shares of Neonode common stock (reflecting the 25-for-1 reverse stock split on March 25, 2011) and utilized a net exercise provision of the warrant. As a result, Mr. Eriksson was issued a net of 326,608 shares. The $7.494 net exercise disposition value reflects the average price of Neonode common stock for the five days prior to the exercise.
/s/ Thomas Eriksson
2013-08-14