0001213900-13-004426.txt : 20130814 0001213900-13-004426.hdr.sgml : 20130814 20130814193515 ACCESSION NUMBER: 0001213900-13-004426 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130812 FILED AS OF DATE: 20130814 DATE AS OF CHANGE: 20130814 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Neonode, Inc CENTRAL INDEX KEY: 0000087050 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 941517641 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2350 MISSION COLLEGE BLVD STREET 2: SUITE 190 CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 408 496-6722 MAIL ADDRESS: STREET 1: 2350 MISSION COLLEGE BLVD STREET 2: SUITE 190 CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SBE INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Eriksson Bjorn Thomas CENTRAL INDEX KEY: 0001409599 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35526 FILM NUMBER: 131040061 MAIL ADDRESS: STREET 1: STORANGSSTIGEN 15 C CITY: STOCKSUND STATE: V7 ZIP: 18274 4 1 f4081213eriksson_neonode.xml OWNERSHIP DOCUMENT X0306 4 2013-08-12 0 0000087050 Neonode, Inc NEON 0001409599 Eriksson Bjorn Thomas 2700 AUGUSTINE DR., SUITE 100 SANTA CLARA CA 95054 1 1 0 0 Chief Executive Officer Common Stock 2013-08-12 4 X 0 400000 1.375 A 400000 D Common Stock 2013-08-12 4 S 0 73392 7.494 D 326608 D Common Stock 1819755 I through Wireless Toys Sweden AB, a company owned by Mr. Eriksson Warrant 1.375 2013-08-12 4 X 0 400000 0 D 2011-04-15 2013-10-15 Common Stock 400000 0 D Mr. Eriksson exercised a warrant to purchase 400,000 shares of Neonode common stock (reflecting the 25-for-1 reverse stock split on March 25, 2011) and utilized a net exercise provision of the warrant. As a result, Mr. Eriksson was issued a net of 326,608 shares. The $7.494 net exercise disposition value reflects the average price of Neonode common stock for the five days prior to the exercise. /s/ Thomas Eriksson 2013-08-14