0001213900-13-004416.txt : 20130814 0001213900-13-004416.hdr.sgml : 20130814 20130814192912 ACCESSION NUMBER: 0001213900-13-004416 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120329 FILED AS OF DATE: 20130814 DATE AS OF CHANGE: 20130814 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Neonode, Inc CENTRAL INDEX KEY: 0000087050 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 941517641 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2350 MISSION COLLEGE BLVD STREET 2: SUITE 190 CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 408 496-6722 MAIL ADDRESS: STREET 1: 2350 MISSION COLLEGE BLVD STREET 2: SUITE 190 CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SBE INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: REARDON JOHN RALPH CENTRAL INDEX KEY: 0001283973 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-35526 FILM NUMBER: 131040035 MAIL ADDRESS: STREET 1: 2114 OPAL RIDGE CITY: VISTA STATE: CA ZIP: 92081 4/A 1 f4041312a1reardon_neonode.xml OWNERSHIP DOCUMENT X0306 4/A 2012-03-29 2012-04-13 0 0000087050 Neonode, Inc NEON 0001283973 REARDON JOHN RALPH 3180 SITIO SENDERO CARLSBAD CA 92009 1 0 0 0 Common Stock 2012-03-29 4 S 0 3000 3.68 D 172154 D Common Stock 2012-03-30 4 S 0 1000 3.65 D 171154 D Common Stock 2012-03-30 4 S 0 2800 3.67 D 168354 D Common Stock 2012-03-30 4 S 0 11000 3.63 D 157354 D Common Stock 2012-04-02 4 S 0 6900 3.66 D 150454 D Common Stock 2012-04-03 4 S 0 500 3.61 D 149954 D Common Stock 2012-04-05 4 S 0 48850 3.25 D 101104 D Common Stock 2754 I by The RTC Group This amendment clarifies the presentation of the share transactions. The original filing aggregated multiple transactions into an aggregate of 74,050 shares sold and provided detail in the explanation of responses as to the dates, amounts, and prices. This amended filing properly reports each transaction separately; however, the aggregate amount of shares sold is unchanged at 74,050 shares as reported in the original filing and this amended filing. The shares sold were acquired through net exercise of a warrant as separately reported on an additional Form 4 filed by Mr. Reardon on April 13, 2012. This amendment corrects a miscalculation in the amount of securities beneficially owned as reported in Column 5 of Table I. The original filing reported 103,767 shares directly owned. This amended filing properly reports an aggregate of 103,858 shares directly and indirectly owned. Reflects the 25-for-1 split of Neonode common stock on March 25, 2011. Mr. Reardon is the President, Chief Executive Officer, and controlling shareholder of The RTC Group. /s/ John Reardon 2013-08-14