0001209191-20-052532.txt : 20201001
0001209191-20-052532.hdr.sgml : 20201001
20201001091813
ACCESSION NUMBER: 0001209191-20-052532
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200929
FILED AS OF DATE: 20201001
DATE AS OF CHANGE: 20201001
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Forssell Urban
CENTRAL INDEX KEY: 0001799545
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35526
FILM NUMBER: 201214644
MAIL ADDRESS:
STREET 1: C/O NEONODE
STREET 2: STORGATAN 23C
CITY: STOCKHOLM
STATE: V7
ZIP: 11455
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Neonode Inc.
CENTRAL INDEX KEY: 0000087050
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679]
IRS NUMBER: 941517641
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: STORGATAN 23C, 114 55
CITY: STOCKHOLM
STATE: V7
ZIP: 00000
BUSINESS PHONE: 46 0 8 667 17 17
MAIL ADDRESS:
STREET 1: STORGATAN 23C, 114 55
CITY: STOCKHOLM
STATE: V7
ZIP: 00000
FORMER COMPANY:
FORMER CONFORMED NAME: Neonode, Inc
DATE OF NAME CHANGE: 20070813
FORMER COMPANY:
FORMER CONFORMED NAME: SBE INC
DATE OF NAME CHANGE: 19920703
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-09-29
0
0000087050
Neonode Inc.
NEON
0001799545
Forssell Urban
C/O NEONODE INC.
STORGATAN 23C
STOCKHOLM
V7
114 55
SWEDEN
0
1
0
0
Chief Executive Officer
Common Stock
2020-09-29
4
C
0
100000
6.50
A
100000
D
Series C-2 5% Convertible Preferred Stock
2020-09-29
4
C
0
650
0.00
D
Common Stock
100000
0
D
On August 5, 2020, the Issuer entered into a Securities Purchase Agreement with certain institutional and accredited investors (the "Private Placement"). The Private Placement included Series C-2 5% Convertible Preferred Stock (the "Series C-2 Preferred Stock") with a stated value of $1,000 per share. Each share of Series C-2 Preferred Stock automatically converted into 1,000 shares of the Issuer's Common Stock, based upon a conversion price of $6.50 per share, upon shareholder approvals with respect to the Private Placement, including the issuance to the Reporting Person.
/s/ Maria Ek, attorney-in-fact
2020-09-30