0001209191-20-052532.txt : 20201001 0001209191-20-052532.hdr.sgml : 20201001 20201001091813 ACCESSION NUMBER: 0001209191-20-052532 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200929 FILED AS OF DATE: 20201001 DATE AS OF CHANGE: 20201001 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Forssell Urban CENTRAL INDEX KEY: 0001799545 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35526 FILM NUMBER: 201214644 MAIL ADDRESS: STREET 1: C/O NEONODE STREET 2: STORGATAN 23C CITY: STOCKHOLM STATE: V7 ZIP: 11455 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Neonode Inc. CENTRAL INDEX KEY: 0000087050 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 941517641 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: STORGATAN 23C, 114 55 CITY: STOCKHOLM STATE: V7 ZIP: 00000 BUSINESS PHONE: 46 0 8 667 17 17 MAIL ADDRESS: STREET 1: STORGATAN 23C, 114 55 CITY: STOCKHOLM STATE: V7 ZIP: 00000 FORMER COMPANY: FORMER CONFORMED NAME: Neonode, Inc DATE OF NAME CHANGE: 20070813 FORMER COMPANY: FORMER CONFORMED NAME: SBE INC DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-09-29 0 0000087050 Neonode Inc. NEON 0001799545 Forssell Urban C/O NEONODE INC. STORGATAN 23C STOCKHOLM V7 114 55 SWEDEN 0 1 0 0 Chief Executive Officer Common Stock 2020-09-29 4 C 0 100000 6.50 A 100000 D Series C-2 5% Convertible Preferred Stock 2020-09-29 4 C 0 650 0.00 D Common Stock 100000 0 D On August 5, 2020, the Issuer entered into a Securities Purchase Agreement with certain institutional and accredited investors (the "Private Placement"). The Private Placement included Series C-2 5% Convertible Preferred Stock (the "Series C-2 Preferred Stock") with a stated value of $1,000 per share. Each share of Series C-2 Preferred Stock automatically converted into 1,000 shares of the Issuer's Common Stock, based upon a conversion price of $6.50 per share, upon shareholder approvals with respect to the Private Placement, including the issuance to the Reporting Person. /s/ Maria Ek, attorney-in-fact 2020-09-30