0001209191-11-061406.txt : 20111215 0001209191-11-061406.hdr.sgml : 20111215 20111215120938 ACCESSION NUMBER: 0001209191-11-061406 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111213 FILED AS OF DATE: 20111215 DATE AS OF CHANGE: 20111215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Eriksson Bjorn Thomas CENTRAL INDEX KEY: 0001409599 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-08419 FILM NUMBER: 111262860 MAIL ADDRESS: STREET 1: STORANGSSTIGEN 15 C CITY: STOCKSUND STATE: V7 ZIP: 18274 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Neonode, Inc CENTRAL INDEX KEY: 0000087050 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 941517641 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2700 AUGUSTINE DRIVE STREET 2: SUITE 100 CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 925-355-2000 MAIL ADDRESS: STREET 1: 651 BYRDEE WAY CITY: LAFAYETTE STATE: CA ZIP: 94549 FORMER COMPANY: FORMER CONFORMED NAME: SBE INC DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0304 4 2011-12-13 0 0000087050 Neonode, Inc NEON 0001409599 Eriksson Bjorn Thomas 2700 AUGUSTINE, SUITE 100 SANTA CLARA CA 95054 1 1 0 0 CEO Common Stock 2011-12-13 2011-12-13 4 S 0 740000 4.00 D 2059755 D Stock Purchase Warrant 1.38 2010-10-15 4 A 0 400000 1.38 A 2010-10-15 2013-10-15 Common Stock 400000 400000 D 1) On December 13, 2011, pursuant to an underwriting agreement dated December 7, 2011, among Neonode, Inc. (the "Company"), the selling shareholders named therein (including Mr. Eriksson), and Cowen and Company, LLC as underwriter (the "Underwriter"), Mr. Eriksson sold an aggregate of 740,000 outstanding shares of his Common Stock in the Company (including 240,000 shares through partial exercise of the Underwriter's over-allotment option) to the Underwriter at a per share price of $4.00 (2) The number shown corrects an error in Mr. Eriksson's previous related Section 16(a) filing /s/ Thomas Eriksson 2011-12-15