0001209191-11-061406.txt : 20111215
0001209191-11-061406.hdr.sgml : 20111215
20111215120938
ACCESSION NUMBER: 0001209191-11-061406
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111213
FILED AS OF DATE: 20111215
DATE AS OF CHANGE: 20111215
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Eriksson Bjorn Thomas
CENTRAL INDEX KEY: 0001409599
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-08419
FILM NUMBER: 111262860
MAIL ADDRESS:
STREET 1: STORANGSSTIGEN 15 C
CITY: STOCKSUND
STATE: V7
ZIP: 18274
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Neonode, Inc
CENTRAL INDEX KEY: 0000087050
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679]
IRS NUMBER: 941517641
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2700 AUGUSTINE DRIVE
STREET 2: SUITE 100
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
BUSINESS PHONE: 925-355-2000
MAIL ADDRESS:
STREET 1: 651 BYRDEE WAY
CITY: LAFAYETTE
STATE: CA
ZIP: 94549
FORMER COMPANY:
FORMER CONFORMED NAME: SBE INC
DATE OF NAME CHANGE: 19920703
4
1
doc4.xml
FORM 4 SUBMISSION
X0304
4
2011-12-13
0
0000087050
Neonode, Inc
NEON
0001409599
Eriksson Bjorn Thomas
2700 AUGUSTINE, SUITE 100
SANTA CLARA
CA
95054
1
1
0
0
CEO
Common Stock
2011-12-13
2011-12-13
4
S
0
740000
4.00
D
2059755
D
Stock Purchase Warrant
1.38
2010-10-15
4
A
0
400000
1.38
A
2010-10-15
2013-10-15
Common Stock
400000
400000
D
1) On December 13, 2011, pursuant to an underwriting agreement dated December 7, 2011, among Neonode, Inc. (the "Company"), the selling shareholders named therein (including Mr. Eriksson), and Cowen and Company, LLC as underwriter (the "Underwriter"), Mr. Eriksson sold an aggregate of 740,000 outstanding shares of his Common Stock in the Company (including 240,000 shares through partial exercise of the Underwriter's over-allotment option) to the Underwriter at a per share price of $4.00
(2) The number shown corrects an error in Mr. Eriksson's previous related Section 16(a) filing
/s/ Thomas Eriksson
2011-12-15