-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TlyIxUADMaHdoFTMuuT/yB9SZEPXCSwOn1TVQXC7cABwQCDRGGx2cjhDz0BGQkl+ lvrA0dDjiCWNH+qO0y5DqQ== 0001144204-05-000131.txt : 20050104 0001144204-05-000131.hdr.sgml : 20050104 20050104124420 ACCESSION NUMBER: 0001144204-05-000131 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050101 ITEM INFORMATION: Entry into a Material Definitive Agreement FILED AS OF DATE: 20050104 DATE AS OF CHANGE: 20050104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SBE INC CENTRAL INDEX KEY: 0000087050 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 941517641 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-08419 FILM NUMBER: 05505274 BUSINESS ADDRESS: STREET 1: 4550 NORRIS CANYON ROAD CITY: SAN RAMON STATE: CA ZIP: 94583 BUSINESS PHONE: 5103552000 MAIL ADDRESS: STREET 1: 4550 NORRIS CANYON RD CITY: SAN RAMON STATE: CA ZIP: 94583 8-K 1 v010726.htm Unassociated Document

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549


FORM 8-K

CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934


Date of Report (Date of earliest event reported): January 1, 2005


SBE, INC.
(Exact name of Registrant as specified in its charter)


Delaware
0-8419
94-1517641
(State or other jurisdiction of incorporation)
(Commission File Number)
(I.R.S. Employer Identification No.)


2305 Camino Ramon, Suite 200
San Ramon, CA 94583
(Address of principal executive offices, including zip code)

(925) 355-2000
(Registrant’s telephone number, including area code)


     

 

Item 1.01. Entry into a Material Definitive Agreement.

On January 1, 2005 the Registrant granted options to purchase common stock to the following Officers and Directors:

·   William B Heye, Jr. - former President and CEO and current member of the Board of Directors. Options to purchase 75,000 shares of the registrant’s common stock at $4.00 per share. Options vest monthly over 14 months beginning February 1, 2005 through March 1, 2006. Options to purchase 15,000 shares of the registrant’s common stock at $4.00 per share. Options vest on January 1, 2006.
·   Daniel Grey - President and CEO and Senior Vice President, Sales and Marketing. Options to purchase 100,000 shares of the registrant’s common stock at $4.00 per share. Options vest over 48 months beginning January 1, 2005.
·   Carl Munio - Vice President, Engineering. Options to purchase 200,000 shares of the Registrant’s common stock at $4.00 per share. Options vest over 48 months beginning January 1, 2005.


     

 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
     
 
SBE, INC.
 
 
 
 
 
 
Date: January 4, 2005
By:   /s/ David W. Brunton
 
David W. Brunton
Chief Financial Officer, Vice President, Finance and Secretary
(Principal Financial and Accounting Officer)




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