-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ai0jDnHDGjVS6SsANAj++uXfrO17i7+Umrv2Xzi3nbzRq0vYPEKtYHiIBAs9gHsa LyZKCWuUYVbh8Uef7/GY9A== 0000087050-98-000005.txt : 19980219 0000087050-98-000005.hdr.sgml : 19980219 ACCESSION NUMBER: 0000087050-98-000005 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980218 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SBE INC CENTRAL INDEX KEY: 0000087050 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 941517641 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: SC 13D SEC ACT: SEC FILE NUMBER: 005-07570 FILM NUMBER: 98544494 BUSINESS ADDRESS: STREET 1: 4550 NORRIS CANYON ROAD CITY: SAN RAMON STATE: CA ZIP: 94583 BUSINESS PHONE: 5103552000 MAIL ADDRESS: STREET 1: 4550 NORRIS CANYON RD CITY: SAN RAMON STATE: CA ZIP: 94583 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HEYE WILLIAM B CENTRAL INDEX KEY: 0001055109 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: C/O SBE INC STREET 2: 4550 NORRIS CANYON RD CITY: SAN RAMON STATE: CA ZIP: 94583 BUSINESS PHONE: 5103552000 MAIL ADDRESS: STREET 1: C/O SBE INC STREET 2: 4550 NORRIS CANYON RD CITY: SAN RAMON STATE: CA ZIP: 94583 SC 13D 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. ___________)* SBE, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 783873201 (CUSIP Number) William B. Heye, Jr SBE, Inc. 4550 Norris Canyon Road San Ramon, CA 94583 (510) 355-2000 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) December 31, 1997 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box --. NOTE: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) Page 1 of 3 pages CUSIP No. 783873201 13D Page 2 of 3 Pages (1) Names of Reporting Persons. S.S. or I.R.S. Identification Nos. of Above Persons William B. Heye, Jr. (2) Check the Appropriate Box if a Member of a Group (a) -- (b) -- (3) SEC Use Only (4) Source of Funds PF (5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) -- (6) Citizenship or Place or Organization United States Number of Shares (7) Sole Voting 149,685(5.3%) (includes Beneficially Owned Power: 146,900 shares subject By Each Reporting to options exercisable Person With within 60 days after December 31, 1997 (8) Shared Voting Power: - 0 - (9) Sole Dispositive 149,685 (5.3%) Power: (includes 46,900 shares subject to options exercisable within 60 days after December 31, 1997 (10) Shared Dispositive Power: - 0 - (11) Aggregate Amount Beneficially Owned by Each Reporting Person 149,685 (includes 146,900 shares subject to options exercisable within 60 days after December 31, 1997) (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares -- (13) Percent of Class Represented by Amount in Row (11) 5.3% (14) Type of Reporting person IN ITEM 1. SECURITY AND ISSUER Common Stock SBE, Inc. 4550 Norris Canyon Road San Ramon, CA 94583 ITEM 2. IDENTITY AND BACKGROUND William B. Heye, Jr. Chief Executive Officer SBE, Inc. 4550 Norris Canyon Road San Ramon, CA 94583 Mr. Heye has not been convicted in any criminal proceeding or been subject to any judgment, decree or final order of the type enumerated in Item 2.c or 2.d of Schedule 13D. Mr. Heye is a United States citizen. ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION Personal funds. ITEM 4. PURPOSE OF TRANSACTION Investment purposes. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER 149,685, 5.3% (includes 146,900 shares subject to options exercisable within 60 days after December 31, 1997. ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER. Not applicable. ITEM 7. MATERIAL TO BE FILED AS EXHIBITS Not applicable. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 12, 1998 (Date) (Signature) William B. Heye, Jr. -----END PRIVACY-ENHANCED MESSAGE-----