0000870385-19-000007.txt : 20190220 0000870385-19-000007.hdr.sgml : 20190220 20190220123134 ACCESSION NUMBER: 0000870385-19-000007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190215 FILED AS OF DATE: 20190220 DATE AS OF CHANGE: 20190220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HUGGINS M. J. III CENTRAL INDEX KEY: 0001600289 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10897 FILM NUMBER: 19617623 MAIL ADDRESS: STREET 1: 288 MEETING ST CITY: CHARLESTON STATE: SC ZIP: 29401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAROLINA FINANCIAL CORP CENTRAL INDEX KEY: 0000870385 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 571039673 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 288 MEETING STREET CITY: CHARLESTON STATE: SC ZIP: 29401 BUSINESS PHONE: 843-723-7700 MAIL ADDRESS: STREET 1: 288 MEETING STREET CITY: CHARLESTON STATE: SC ZIP: 29401 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2019-02-15 0 0000870385 CAROLINA FINANCIAL CORP CARO 0001600289 HUGGINS M. J. III 288 MEETING ST CHARLESTON SC 29401 1 1 0 0 EXEC VP AND SECRETARY Common Stock 2019-02-15 4 M 0 809 A 61975 D Common Stock 2019-02-15 4 A 0 405 0 A 62380 D Common Stock 2019-02-15 4 F 0 445 36.15 D 61935 D Restricted Stock Units 2019-02-15 4 M 0 809 0 D Common Stock 809 0 D These shares were issued upon the vesting of restricted stock units from February 2017, which converted into common stock on a one-for-one basis. These shares include shares sold to cover tax withholdings on the vesting of restricted stock units from February 2017 and the grant of a stock bonus in February 2019. /s/ M.J. Huggins III 2019-02-19