-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EjCZUzna+pjoKga/s3nlVBqcK50juxRZMKaKrQ4s/Jvp0ZrIpPqWuJozS+GNgGOA LB0uWPiTtiUi3evu2YwK/A== 0001209191-07-023240.txt : 20070410 0001209191-07-023240.hdr.sgml : 20070410 20070410122618 ACCESSION NUMBER: 0001209191-07-023240 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070409 FILED AS OF DATE: 20070410 DATE AS OF CHANGE: 20070410 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SYNERGY BRANDS INC CENTRAL INDEX KEY: 0000870228 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & GENERAL LINE [5141] IRS NUMBER: 222993066 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 223 UNDERHILL BLVD CITY: SYOSSET STATE: NY ZIP: 11791 BUSINESS PHONE: 5167148200 MAIL ADDRESS: STREET 1: 223 UNDERHILL BLVD CITY: SYOSSET STATE: NY ZIP: 11791 FORMER COMPANY: FORMER CONFORMED NAME: KRANTOR CORP DATE OF NAME CHANGE: 19930328 FORMER COMPANY: FORMER CONFORMED NAME: DELTA VENTURES INC DATE OF NAME CHANGE: 19600201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MILLER LLOYD I III CENTRAL INDEX KEY: 0000949119 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19409 FILM NUMBER: 07758263 BUSINESS ADDRESS: STREET 1: 4650 GORDON DRIVE CITY: NAPLES STATE: FL ZIP: 33940 BUSINESS PHONE: 9412628577 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2007-04-09 0 0000870228 SYNERGY BRANDS INC SYBR 0000949119 MILLER LLOYD I III 4550 GORDON DRIVE NAPLES FL 34102 1 0 1 0 Common Stock 2007-04-09 4 A 0 18000 A 1157500 I By Milfam I L.P. Common Stock 2007-04-09 4 A 0 10000 A 1167500 I By Milfam I L.P. Common Stock 2007-04-09 4 A 0 10000 A 835848 D Common Stock 2007-04-09 4 A 0 5000 A 25000 I By Lloyd I. Miller, III, Trust A-2 Common Stock 2007-04-09 4 A 0 5000 A 25000 I By Lloyd I. Miller, III, Trust A-3 Common Stock 15952 I By Lloyd I. Miller, III, Trust C Common Stock 45900 I Milfam II LP Common Stock 404272 I By Lloyd I. Miller, III, Trust A-4 Milfam I L.P. ("Milfam") is a party to a subscription agreement dated as of 11/1/04 with the Issuer (the "Subscription Agreement") pursuant to which Milfam purchased Series A Class B Preferred Stock and Common Stock of the Issuer (as reported in that Form 4 filed by the reporting person on 11/3/04). The Subscription Agreement was filed as Exhibit 100.2 to Amendment No. 25 to Schedule 13D filed by the reporting person on 8/3/05. The securities reported herein were issued to Milfam pursuant to Section 14(b) of the Subscription Agreement. No additional consideration was paid for the reported securities. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any equity securities covered by this filing. Each of the reporting person, Milfam, Trust A-2 and Trust A-3 (collectively, the "Investors") are a party to a Subscription Agreement dated as of March 31, 2003 with the Issuer (the "Agreements") pursuant to which the Investors subscribed to shares of Series A Class B Preferred Stock and Common Stock of the Issuer (as reported in that certain Form 4 filed by the reporting person on April 2, 2003). The Agreements were filed as Exhibits 99.6 - 99.9 to Amendment No. 4 to the Schedule 13D filed by the reporting person on April 2, 2003. The shares reported herein were issued to the Investors pursuant to Section 15 of the Agreements. No additional consideration for the reported shares was paid by the Investors. /s/ David J. Hoyt Attorney-in-fact 2007-04-10 -----END PRIVACY-ENHANCED MESSAGE-----