-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FZRjNOegQXK1LuwtzASdVjHUczvuy6Qaic7NeJ4GZcmFWb/6LWguaMfp4mxFbJZh xoGpU8pSZpqcadpARQgKjQ== 0001209191-06-059253.txt : 20061114 0001209191-06-059253.hdr.sgml : 20061114 20061114122315 ACCESSION NUMBER: 0001209191-06-059253 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061110 FILED AS OF DATE: 20061114 DATE AS OF CHANGE: 20061114 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SYNERGY BRANDS INC CENTRAL INDEX KEY: 0000870228 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & GENERAL LINE [5141] IRS NUMBER: 222993066 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 223 UNDERHILL BLVD CITY: SYOSSET STATE: NY ZIP: 11791 BUSINESS PHONE: 5167148200 MAIL ADDRESS: STREET 1: 223 UNDERHILL BLVD CITY: SYOSSET STATE: NY ZIP: 11791 FORMER COMPANY: FORMER CONFORMED NAME: KRANTOR CORP DATE OF NAME CHANGE: 19930328 FORMER COMPANY: FORMER CONFORMED NAME: DELTA VENTURES INC DATE OF NAME CHANGE: 19600201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MILLER LLOYD I III CENTRAL INDEX KEY: 0000949119 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19409 FILM NUMBER: 061212768 BUSINESS ADDRESS: STREET 1: 4650 GORDON DRIVE CITY: NAPLES STATE: FL ZIP: 33940 BUSINESS PHONE: 9412628577 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2006-11-10 0 0000870228 SYNERGY BRANDS INC SYBR 0000949119 MILLER LLOYD I III 4550 GORDON DRIVE NAPLES FL 34102 1 0 1 0 Common Stock 2006-11-10 4 A 0 36000 A 512000 I By Milfam I L.P. Common Stock 2006-11-10 4 A 0 90000 A 602000 I By Milfam I L.P. Common Stock 20000 I By Lloyd I. Miller, III, Trust A-2 Common Stock 20000 I By Lloyd I. Miller, III, Trust A-3 Common Stock 404272 I By Lloyd I. Miller, III, Trust A-4 Common Stock 15952 I By Lloyd I. Miller, III, Trust C Common Stock 45900 I Milfam II LP Common Stock 268348 D Common Stock Warrants (right to buy) 5.00 2002-12-30 2012-09-30 Common Stock 31250 31250 I By Lloyd I. Miller, III, Trust A-4 Milfam I L.P. ("Milfam") is a party to a subscription agreement dated as of 11/1/04 with the Issuer (the "Subscription Agreement") pursuant to which Milfam purchased Series A Class B Preferred Stock and Common Stock of the Issuer (as reported in that Form 4 filed by the reporting person on 11/3/04). The Subscription Agreement was filed as Exhibit 100.2 to Amendment No. 25 to Schedule 13D filed by the reporting person on 8/3/05. The securities reported herein were issued to Milfam pursuant to Section 14(b) of the Subscription Agreement. No additional consideration was paid for the reported securities. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any equity securities covered by this filing. The securities reported herein were issued to Milfam pursuant to Section 14(a) of the Subscription Agreement. No additional consideration was paid for the reported securities. On the previous Form 4 filed by the reporting person on 9/21/06 certain warrants were listed on Table II as being beneficially held by the reporting person directly and Milfam. Such warrants expired unexercised on 9/24/06. /s/ David J. Hoyt Attorney-in-fact 2006-11-14 -----END PRIVACY-ENHANCED MESSAGE-----