-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S7RFbHzgNYNDXvktpjOHyW6MYTusRPP2Bz3iO14kksQTx8/wH25b3sjM/r9FJMIQ NvBkqy9ujVyG2OZ8An1i3Q== 0001011723-99-000028.txt : 19990215 0001011723-99-000028.hdr.sgml : 19990215 ACCESSION NUMBER: 0001011723-99-000028 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990212 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SYNERGY BRANDS INC CENTRAL INDEX KEY: 0000870228 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & GENERAL LINE [5141] IRS NUMBER: 222993066 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: SEC FILE NUMBER: 000-19409 FILM NUMBER: 99537688 BUSINESS ADDRESS: STREET 1: 10850 PERRY WAY STREET 2: SUITE 203 CITY: WEXFORD STATE: PA ZIP: 15090 BUSINESS PHONE: 5166821980 MAIL ADDRESS: STREET 1: 10850 PERRY WAY STREET 2: SUITE 203 CITY: WEXFORD STATE: PA ZIP: 15090 FORMER COMPANY: FORMER CONFORMED NAME: KRANTOR CORP DATE OF NAME CHANGE: 19930328 FORMER COMPANY: FORMER CONFORMED NAME: DELTA VENTURES INC DATE OF NAME CHANGE: 19600201 COMPANY DATA: COMPANY CONFORMED NAME: BAYFREE ASSOCIATES RETIREMENT PLAN CENTRAL INDEX KEY: 0001079614 STANDARD INDUSTRIAL CLASSIFICATION: [] OTHER IRS NUMBER: 137050715 FILING VALUES: FORM TYPE: 144 BUSINESS ADDRESS: STREET 1: 40 WALL ST CITY: NEW YORK STATE: NY ZIP: 10025 BUSINESS PHONE: 2125091700 144 1 INITIAL FILING SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ---------------- FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 ATTENTION: Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a market maker. - ---------------------------------------------------------------------------------------------------------------------------------- 1(a) NAME OF ISSUER (PLEASE TYPE OR PRINT) (b) I.R.S. IDENT. NO. (c) S.E.C. FILE NO. SYNERGY BRANDS, INC. 22-2993066 0-19409 - ----------------------------------------------------------------------------------------------------------------------------------- 1(d) ADDRESS OF ISSUER STREET CITY STATE ZIP CODE (e) TELEPHONE NO. ------------------------ AREA CODE NUMBER 10850 Perry Way Wexford PA 15090 (412) 980-6380 - - ---------------------------------------------------------------------------------------------------------------------------------- 2(a) NAME OF PERSON FOR WHOSE ACCOUNT (b) SOCIAL SECURITY (c) RELATIONSHIP (d) ADDRESS STREET CITY STATE ZIP CODE THE SECURITIES ARE TO BE SOLD NO. OR I.R.S. TO ISSUER IDENT. NO. BAYTREE ASSOCIATES RETIREMENT PLAN 13-7050715 N/A 40 Wall Street New York NY 10025 - - ----------------------------------------------------------------------------------------------------------------------------------
INSTRUCTION: The person filing this notice should contact the issuer to obtain the I.R.S. Identification Number and the S.E.C. File Number - - ------------------------------------------------------------------------------------------------------------------------------ 3(a) (b) (c) (d) Title of the Name and Address of Each Broker S.E.C. USE ONLY Number of Shares Aggregate Class of Through Whom the Securities are to be --------------- or Other Units Market Securities Offered or Each Market Maker who is Broker-Dealer To Be Sold Value To Be Sold Acquiring the Securities File Number (See instr. 3(c)) (See instr. 3(d)) - - ------------------------------------------------------------------------------------------------------------------------------ COMMON North Coast Securities 53,334 $146,668.50 595 Market Street, Suite 2100 San Francisco, CA 94109 - - ------------------------------------------------------------------------------------------------------------------------------ - - ------------------------------------------------------------------------------------------------------------------------------ - - ------------------------------------------------------------------------------------------------------------------------------ 3(a) (e) (f) (g) Title of the Number of Shares Approximate Name of Each Class of or Other Units Date of Sale Securities Securities Outstanding (See instr. 3(f)) Exchange To Be Sold (See instr. 3(e)) (MO., DAY, YR.) (See instr. 3(g)) - - ------------------------------------------------------------------------------------------------ COMMON 5,545,000 2/2/99 OTC - - ------------------------------------------------------------------------------------------------ - - ------------------------------------------------------------------------------------------------ INSTRUCTIONS: 1. (a) Name of issuer (b) Issuer's I.R.S. Identification Number (c) Issuer's S.E.C. file number, if any (d) Issuer's address, including zip code (e) Issuer's telephone number, including area code 2. (a) Name of person for whose account the securities are to be sold (b) Such person's Social Security or I.R.S. identification number (c) Such person's relationship to the issuer (e.g., officer, director, 10% stockholder, or member of immediate family of any of the foregoing) (d) Such person's address, including zip code 3. (a) Title of the class of securities to be sold (b) Name and address of each broker through whom the securities are intended to be sold (c) Number of shares or other units to be sold (if debt securities, give the aggregate face amount) (d) Aggregate market value of the securities to be sold as of a specified date within 10 days prior to the filing of this notice (e) Number of shares or other units of the class outstanding, or if debt securities the face amount thereof outstanding, as shown by the most recent report or statement published by the issuer (f) Approximate date on which the securities are to be sold (g) Name of each securities exchange, if any, on which the securities are intended to be sold (8/96)
TABLE I--SECURITIES TO BE SOLD Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor: - - --------------------------------------------------------------------------------------------------------------------------------- Title of Date You Nature of Acquisition Name of Person from Amount of Date of Nature of Payment the Class Acquired Transaction Whom Acquired Securities Payment (If gift, also give Acquired date donor acquired) - - --------------------------------------------------------------------------------------------------------------------------------- COMMON 2/2/99 DEBENTURE OFFERING SYNERGY BRANDS, INC. 53,334 CASH - - --------------------------------------------------------------------------------------------------------------------------------- INSTRUCTIONS: 1. If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid. 2. If within two years after the acquisition of the securities the person for whose account they are to be sold had any short positions, put or other option to dispose of securities referred to in paragraph (d)(3) of Rule 144, furnish full information with respect thereto. - - ---------------------------------------------------------------------------------------------------------------------------------- TABLE II--SECURITIES SOLD DURING THE PAST 3 MONTHS Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold. - - ---------------------------------------------------------------------------------------------------------------------------------- Name and Address of Seller Title of Securities Sold Date of Sale Amount of Gross Proceeds Securities Sold - - ---------------------------------------------------------------------------------------------------------------------------------- NOT APPLICABLE - - ----------------------------------------------------------------------------------------------------------------------------------
REMARKS: INSTRUCTIONS: See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice. 2/2/99 ---------------------------------------- DATE OF NOTICE ATTENTION: The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. /s/ MICHAEL GARDNER ---------------------------------------- (SIGNATURE) The notice shall be signed by the person for whose account the securities are to be sold. At least one copy of the notice shall be manually signed. Any copies not manually signed shall bear typed or printed signatures. ATTENTION: INTERNATIONAL MISSTATEMENTS OR OMISSION OF FACTS CONSTITUTE FEDERAL CRIMINAL VIOLATIONS (SEE 18 U.S.C. 1001). (8/96) -----END PRIVACY-ENHANCED MESSAGE-----