8-K 1 p18905_8k.txt FORM 8-K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 16, 2004 Regan Holding Corp. ------------------------------------------------------ (Exact name of registrant as specified in its charter) California 000-19704 68-0211359 ---------- --------- ---------- (State or other jurisdiction (Commission (IRS Employer of incorporation) File Number) Identification No.) 2090 Marina Avenue, Petaluma, California 94954 ------------------------------------------------------- (Address of principal executive offices, with ZIP code) 707-778-8638 ------------------------------------------------------- (Registrant's telephone number, including area code) Not Applicable ------------------------------------------------------- (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions: |_| Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425). |_| Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |_| Pre-commencement communications pursuant to Rule 14d-2(d) under the Exchange Act (17 CFR 240.14d-2(d)). |_| Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.313e-4(c)). Item 8.01 Other Events. Regan Holding Corp. (the "Company") is filing this Current Report on Form 8-K for the purpose of filing an administrative services agreement that contains confidential information has been omitted and filed separately with the U.S. Securities and Exchange Commission. Item 9.01 Financial Statements and Exhibits (c) Exhibits Exhibit 10.1 Administrative Services Agreement effective June 5, 2002 between Investors Insurance Corporation and Legacy Marketing Group. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. REGAN HOLDING CORP. Date: September 16, 2004 By: /s/ R. Preston Pitts ---------------------------------- R. Preston Pitts President, Chief Operating Officer and Chief Financial Officer EXHIBIT INDEX Exhibit No. Description of Exhibit ------- ---------------------- 10.1 Administrative Services Agreement effective June 5, 2002 between Investors Insurance Corporation and Legacy Marketing Group.