-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JOv1Xurc40A4Mvz+NKwe7WTpCPFp1H+jaHeTF/S7+RsL30w90q5yBxcWXLSCQvy9 WkgOJn2TALNKt6xhOPOBZQ== 0000898080-97-000014.txt : 19970122 0000898080-97-000014.hdr.sgml : 19970122 ACCESSION NUMBER: 0000898080-97-000014 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19970121 ITEM INFORMATION: Changes in control of registrant FILED AS OF DATE: 19970121 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: REGAN HOLDING CORP CENTRAL INDEX KEY: 0000870069 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 680211359 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-19704 FILM NUMBER: 97508142 BUSINESS ADDRESS: STREET 1: 1179 N MCDOWELL BLVD CITY: PETALUMA STATE: CA ZIP: 94954 BUSINESS PHONE: 7077788638 MAIL ADDRESS: STREET 1: 1179 N MCDOWELL BLVD CITY: PETALUMA STATE: CA ZIP: 94954 8-K 1 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 --------- FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report January 21, 1997 Regan Holding Corp. ------------------- (Exact Name of Registrant as Specified in Charter) California 0-4366 68-0211359 ---------- ------ ---------- (State or Other (Commission (IRS Employer Jurisdiction of File Number) Identification Incorporation) Number) 1179 Petaluma Blvd., Petaluma, California 94954 - ----------------------------------------- ----- (Address of Principle Executive Office) (Zip Code) Registrant s telephone number, including area code 707-778-8638 ------------ - ------------------------------------------------------------ (Former Name or Former Address, if Changed Since Last Report) Item 5. Other Events. Legacy Marketing Group ("LMG"), a wholly owned subsidiary of Regan Holding Corp. (the "Company"), and American National Insurance Company ("ANICO"), an insurance company on behalf of which LMG markets annuity and insurance products, have been served with a lawsuit filed in State Court in Alabama on December 20, 1996. The lawsuit alleges price discrimination in connection with the sale of certain annuity products issued by ANICO and marketed by LMG. The lawsuit was brought by two individuals and class certification is being sought. The Company plans to defend this matter vigorously. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. REGAN HOLDING CORP. Date January 21, 1997 By s/R. Preston Pitts ---------------- ----------------------- R. Preston Pitts, Chief Financial Officer -----END PRIVACY-ENHANCED MESSAGE-----