-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RgfrTByOHckr4K+gaA+JPSvf4tu9K/gA3i7pgCz4PJcztGefzPrGmqhIZFdYJzoI pdG7BQ69KLMwSCXCO09AIg== 0001209191-09-023924.txt : 20090504 0001209191-09-023924.hdr.sgml : 20090504 20090504105606 ACCESSION NUMBER: 0001209191-09-023924 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090501 FILED AS OF DATE: 20090504 DATE AS OF CHANGE: 20090504 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPSS INC CENTRAL INDEX KEY: 0000869570 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 362815480 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 233 S WACKER DR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3123292400 MAIL ADDRESS: STREET 1: 233 SOUTH WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAVIN MICHAEL E CENTRAL INDEX KEY: 0001221314 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34103 FILM NUMBER: 09791989 MAIL ADDRESS: STREET 1: 130 EAST RANDOLPH DRIVE CITY: CHICAGO STATE: IL ZIP: 60601 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2009-05-01 0 0000869570 SPSS INC SPSS 0001221314 LAVIN MICHAEL E SPSS INC. 233 SOUTH WACKER DRIVE, 11TH FLOOR CHICAGO IL 60606 1 0 0 0 Common Stock, $0.01 par value 2009-05-01 4 A 0 977 A 4402 D Employee Stock Option (Right to Buy) 30.73 2009-05-01 4 A 0 5000 A 2009-05-01 2019-04-30 Common Stock 5000 5000 D These shares of SPSS common stock were granted to the Reporting Person in the form of deferred share units that vest on the earlier of the one year anniversary of the grant date or the date on which the Reporting Person?s directorship terminates other than for cause. Each deferred share unit represents the right to receive one share of SPSS common stock. 50% of the deferred share units will be paid to the reporting person on the date that he separates from service with SPSS, and 50% of the deferred share units will be paid to the reporting person six months after the date on which he separates from services with SPSS. The deferred share units were granted to the Reporting Person, and were not sold to the Reporting Person. As such, the Reporting Person did not pay any consideration for the deferred share units. These options vest immediately upon the date of grant. The Employee Stock Option was granted to the Reporting Person, and was not sold to the Reporting Person. As such, the Reporting Person did not pay any consideration for the Employee Stock Option. /s/ Robert Brinkmann, pursuant to Power of Attorney filed with the SEC on July 28, 2005 2009-05-04 -----END PRIVACY-ENHANCED MESSAGE-----