-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DNbQYmSSckpu+hNPnZlNENDrvDzCmO0+edSZc+fPoaoa2JEDg7FpCEiyN9HTI45E xzlWyNhSY3ahapBcjWSuxw== 0001209191-09-009273.txt : 20090217 0001209191-09-009273.hdr.sgml : 20090216 20090217095334 ACCESSION NUMBER: 0001209191-09-009273 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090213 FILED AS OF DATE: 20090217 DATE AS OF CHANGE: 20090217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Holada Richard CENTRAL INDEX KEY: 0001402214 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34103 FILM NUMBER: 09607664 BUSINESS ADDRESS: BUSINESS PHONE: 312-651-3000 MAIL ADDRESS: STREET 1: SPSS INC, 233 SOUTH WACKER DRIVE STREET 2: 11TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPSS INC CENTRAL INDEX KEY: 0000869570 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 362815480 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 233 S WACKER DR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3123292400 MAIL ADDRESS: STREET 1: 233 SOUTH WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2009-02-13 0 0000869570 SPSS INC SPSS 0001402214 Holada Richard 233 SOUTH WACKER DRIVE 11TH FLOOR CHICAGO IL 60606 0 1 0 0 SVP Common Stock, $0.01 par value 2009-02-13 4 A 0 22700 0.00 A 39783 D Common Stock, $0.01 par value 2009-02-13 4 F 0 2355 29.00 D 37428 D These shares of common stock were granted to the Reporting Person on January 7, 2008 in the form of RSUs subject to the achievement of performance targets. On 2/13/2009, the Compensation Committee certified the achievement of the applicable performance targets. As such, the RSUs are now subject to a 4-year vesting schedule, under which 25% of the total RSUs covered by the award vested on 2/13/2009 and an additional 1/16 of the total number of RSUs originally covered by the award (rounded up to the nearest whole share) will vest on the 1st day following the quarter in which the initial vesting date occurs and each of the 10 subsequent quarters. The balance of the RSUs originally covered by the award will vest on the first day of the quarter in which the 3rd anniversary of the initial vesting date occurs. Each RSU represents the right to receive one share of SPSS common stock. The restricted share units were granted to the Reporting Person, and were not sold to the Reporting Person. As such, the Reporting Person did not pay any consideration for the restricted share units. /s/ Anthony Ciro, pursuant to Power of Attorney filed with the SEC on June 6, 2007 2009-02-17 -----END PRIVACY-ENHANCED MESSAGE-----