-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R4i/1qXZTTq2lkd3IZa3HLtliM4oZR3Fd4fnsVvSiMaxzw6aKdQahrQfo+hoxoAg Vy4GrVVmk5p5cjwi+dQ/6g== 0001209191-07-036874.txt : 20070613 0001209191-07-036874.hdr.sgml : 20070613 20070613154209 ACCESSION NUMBER: 0001209191-07-036874 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070612 FILED AS OF DATE: 20070613 DATE AS OF CHANGE: 20070613 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPSS INC CENTRAL INDEX KEY: 0000869570 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 362815480 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 233 S WACKER DR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3123292400 MAIL ADDRESS: STREET 1: 233 SOUTH WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NIE NORMAN H CENTRAL INDEX KEY: 0000923022 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22194 FILM NUMBER: 07917477 BUSINESS ADDRESS: STREET 1: 300 HYNDMAN CREEK ROAD STREET 2: N/A CITY: HAILEY STATE: ID ZIP: 83333 BUSINESS PHONE: 208-788-5444 MAIL ADDRESS: STREET 1: P.O. BOX 3800 STREET 2: 201 SAGE WILLOW ROAD CITY: SUN VALLEY STATE: ID ZIP: 83353 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2007-06-12 0 0000869570 SPSS INC SPSS 0000923022 NIE NORMAN H P.O. BOX 3800 201 SAGE WILLOW ROAD SUN VALLEY ID 83353 1 0 0 0 Common Stock, $0.01 par value 2007-06-12 4 S 0 800 41.84 D 44963 I By the Norman and Carol Nie Foundation, Inc. Common Stock, $0.01 par value 2007-06-12 4 S 0 100 41.80 D 44863 I By the Norman and Carol Nie Foundation, Inc. Common Stock, $0.01 par value 2007-06-12 4 S 0 1200 41.79 D 43663 I By the Norman and Carol Nie Foundation, Inc. Common Stock, $0.01 par value 2007-06-12 4 S 0 300 41.77 D 43363 I By the Norman and Carol Nie Foundation, Inc. Common Stock, $0.01 par value 2007-06-12 4 S 0 500 41.76 D 42863 I By the Norman and Carol Nie Foundation, Inc. Common Stock, $0.01 par value 2007-06-12 4 S 0 3100 41.78 D 39763 I By the Norman and Carol Nie Foundation, Inc. Common Stock, $0.01 par value 2007-06-12 4 M 0 5000 19.25 A 6710 D Common Stock, $0.01 par value 2007-06-12 4 M 0 5000 20.50 A 11710 D Common Stock, $0.01 par value 2007-06-12 4 M 0 4907 20.625 A 16617 D Common Stock, $0.01 par value 2007-06-12 4 M 0 93 21.59 A 16710 D Common Stock, $0.01 par value 2007-06-12 4 M 0 10000 19.09 A 26710 D Common Stock, $0.01 par value 2007-06-12 4 M 0 7500 16.00 A 34210 D Common Stock, $0.01 par value 2007-06-12 4 M 0 7500 14.599 A 41710 D Common Stock, $0.01 par value 2007-06-12 4 M 0 5000 15.48 A 46710 D Common Stock, $0.01 par value 2007-06-12 4 S 0 5000 41.80 D 41710 D Common Stock, $0.01 par value 2007-06-12 4 S 0 1147 41.85 D 40563 D Common Stock, $0.01 par value 2007-06-12 4 S 0 38853 41.374 D 1710 D Common Stock, $0.01 par value 349353 I By the Norman H. Nie Revocable Trust Employee Stock Option (Right to Buy) 19.25 2007-06-12 4 M 0 5000 D 1999-01-02 2008-01-01 Common Stock 5000 0 D Employee Stock Option (Right to Buy) 20.50 2007-06-12 4 M 0 5000 D 2000-01-04 2009-01-03 Common Stock 5000 0 D Employee Stock Option (Right to Buy) 20.625 2007-06-12 4 M 0 4907 D 2002-01-02 2011-01-01 Common Stock 4907 0 D Employee Stock Option (Right to Buy) 21.59 2007-06-12 4 M 0 93 D 2002-01-02 2011-01-01 Common Stock 93 0 D Employee Stock Option (Right to Buy) 19.09 2007-06-12 4 M 0 10000 D 2002-01-02 2012-01-01 Common Stock 10000 0 D Employee Stock Option (Right to Buy) 16.00 2007-06-12 4 M 0 7500 D 2002-06-01 2012-05-31 Common Stock 7500 0 D Employee Stock Option (Right to Buy) 14.599 2007-06-12 4 M 0 7500 D 2003-01-02 2013-01-01 Common Stock 7500 0 D Employee Stock Option (Right to Buy) 15.48 2007-06-12 4 M 0 5000 D 2003-07-01 2013-06-30 Common Stock 5000 0 D These options were subject to a four-year vesting schedule, under which 25% of the total option became exercisable on the first anniversary of the Grant Date, an additional 2.09% of the number of shares originally covered by the option became exercisable on the first day following the conclusion of each month in the second, third and fourth years following the Grant Date (other than the final month of the fourth year following the Grant Date); and an additional 1.85% of the number of shares originally covered by the option became exercisable on the first day following the conclusion of the final month of the fourth year following the Grant Date. The Employee Stock Option was granted to the Reporting Person, and was not sold to the Reporting Person. As such, the Reporting Person did not pay any consideration for the Employee Stock Option. These options vest immediately upon the date of grant. /s/ Emily Borom, pursuant to Power of Attorney filed with the SEC on September 3, 2003 2007-06-13 -----END PRIVACY-ENHANCED MESSAGE-----