-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P2vXdAzp3aYk/ynLKc1qX7POBlro4IPgAsbsklLQNLseQmgMshnmlRhBd6bezxpE xY4ZeqlOgXYsJqyKoGjAtQ== 0001209191-07-036364.txt : 20070611 0001209191-07-036364.hdr.sgml : 20070611 20070611153517 ACCESSION NUMBER: 0001209191-07-036364 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070608 FILED AS OF DATE: 20070611 DATE AS OF CHANGE: 20070611 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPSS INC CENTRAL INDEX KEY: 0000869570 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 362815480 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 233 S WACKER DR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3123292400 MAIL ADDRESS: STREET 1: 233 SOUTH WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OTTERSTATTER JONATHAN P CENTRAL INDEX KEY: 0001202799 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22194 FILM NUMBER: 07912354 MAIL ADDRESS: STREET 1: N6322 SHOREWOOD HILLS ROAD CITY: LAKE MILLS STATE: WI ZIP: 53551 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2007-06-08 0 0000869570 SPSS INC SPSS 0001202799 OTTERSTATTER JONATHAN P 233 S. WACKER DRIVE 11TH FLOOR CHICAGO IL 60606 0 1 0 0 Exec VP & Chief Technology Off Common Stock, $0.01 par value 2007-06-08 4 M 0 19228 14.599 A 84615 D Common Stock, $0.01 par value 2007-06-08 4 M 0 20772 14.759 A 105387 D Common Stock, $0.01 par value 2007-06-08 4 M 0 10000 15.98 A 115387 D Common Stock, $0.01 par value 2007-06-08 4 S 0 390 40.99 D 114997 D Common Stock, $0.01 par value 2007-06-08 4 S 0 3114 40.98 D 111883 D Common Stock, $0.01 par value 2007-06-08 4 S 0 1486 40.97 D 110397 D Common Stock, $0.01 par value 2007-06-08 4 S 0 743 40.96 D 109654 D Common Stock, $0.01 par value 2007-06-08 4 S 0 201 40.95 D 109453 D Common Stock, $0.01 par value 2007-06-08 4 S 0 432 40.94 D 109021 D Common Stock, $0.01 par value 2007-06-08 4 S 0 985 40.93 D 108036 D Common Stock, $0.01 par value 2007-06-08 4 S 0 700 40.92 D 107336 D Common Stock, $0.01 par value 2007-06-08 4 S 0 3789 40.91 D 103547 D Common Stock, $0.01 par value 2007-06-08 4 S 0 6425 40.90 D 97122 D Common Stock, $0.01 par value 2007-06-08 4 S 0 311 40.89 D 96811 D Common Stock, $0.01 par value 2007-06-08 4 S 0 692 40.88 D 96119 D Common Stock, $0.01 par value 2007-06-08 4 S 0 1905 40.87 D 94214 D Common Stock, $0.01 par value 2007-06-08 4 S 0 441 40.86 D 93773 D Common Stock, $0.01 par value 2007-06-08 4 S 0 2067 40.85 D 91706 D Common Stock, $0.01 par value 2007-06-08 4 S 0 262 40.84 D 91444 D Common Stock, $0.01 par value 2007-06-08 4 S 0 3198 40.83 D 88246 D Common Stock, $0.01 par value 2007-06-08 4 S 0 658 40.82 D 87588 D Common Stock, $0.01 par value 2007-06-08 4 S 0 6569 40.81 D 81019 D Common Stock, $0.01 par value 2007-06-08 4 S 0 4943 40.80 D 76076 D Common Stock, $0.01 par value 2007-06-08 4 S 0 6970 40.79 D 69106 D Common Stock, $0.01 par value 2007-06-08 4 S 0 500 40.78 D 68606 D Common Stock, $0.01 par value 2007-06-08 4 S 0 119 40.77 D 68487 D Common Stock, $0.01 par value 2007-06-08 4 S 0 3100 40.76 D 65387 D Common Stock, $0.01 par value 2007-06-08 4 F 0 5707 40.89 D 59680 D Common Stock, $0.01 par value 2007-06-08 4 D 0 46445 0.00 D 13235 D Common Stock, $0.01 par value 666 I By Children Employee Stock Option (Right to Buy) 14.599 2007-06-08 4 M 0 19228 D 2003-02-02 2013-01-01 Common Stock 19228 0 D Employee Stock Option (Right to Buy) 14.759 2007-06-08 4 M 0 20772 D 2003-02-02 2013-01-01 Common Stock 20772 0 D Employee Stock Option (Right to Buy) 15.98 2007-06-08 4 M 0 10000 D 2005-01-21 2014-12-20 Common Stock 10000 30000 D These options vest ratably over a four-year period with 2.09% of the total option becoming exercisable on the first day after the conclusion of the first month following the Grant Date and an additional 2.09% of the shares originally covered by the option becoming exercisable on the first day following the conclusion of each month thereafter. The Employee Stock Option was granted to the Reporting Person, and was not sold to the Reporting Person. As such, the Reporting Person did not pay any consideration for the Employee Stock Option. /s/ Anthony Ciro, pursuant to Power of Attorney filed with the SEC on September 18, 2003 2007-06-11 -----END PRIVACY-ENHANCED MESSAGE-----