-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Wi3MqeTv+efGJF3+4SK14FP5WZEXrSty9UXblIZgRqqnLBrYJHvKPT6bU/1NxX+7 WDZAHtmxVG9WplxPdmUxww== 0001209191-07-028233.txt : 20070507 0001209191-07-028233.hdr.sgml : 20070507 20070507085718 ACCESSION NUMBER: 0001209191-07-028233 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070504 FILED AS OF DATE: 20070507 DATE AS OF CHANGE: 20070507 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPSS INC CENTRAL INDEX KEY: 0000869570 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 362815480 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 233 S WACKER DR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3123292400 MAIL ADDRESS: STREET 1: 233 SOUTH WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BINCH WILLIAM B CENTRAL INDEX KEY: 0001203491 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22194 FILM NUMBER: 07822361 BUSINESS ADDRESS: STREET 1: 83 HOLLINS DRIVE CITY: SANTA CRUZ STATE: CA ZIP: 95060 BUSINESS PHONE: 831 457 8300 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2007-05-04 0 0000869570 SPSS INC SPSS 0001203491 BINCH WILLIAM B 83 HOLLINS DRIVE SANTA CRUZ CA 95060 1 0 0 0 Common Stock, $0.01 par value 2007-05-04 4 M 0 9397 18.25 A 11107 D Common Stock, $0.01 par value 2007-05-04 4 M 0 603 18.60 A 11710 D Common Stock, $0.01 par value 2007-05-04 4 S 0 100 39.62 D 11610 D Common Stock, $0.01 par value 2007-05-04 4 S 0 100 39.63 D 11510 D Common Stock, $0.01 par value 2007-05-04 4 S 0 200 39.64 D 11310 D Common Stock, $0.01 par value 2007-05-04 4 S 0 200 39.65 D 11110 D Common Stock, $0.01 par value 2007-05-04 4 S 0 304 39.66 D 10806 D Common Stock, $0.01 par value 2007-05-04 4 S 0 296 39.67 D 10510 D Common Stock, $0.01 par value 2007-05-04 4 S 0 200 39.68 D 10310 D Common Stock, $0.01 par value 2007-05-04 4 S 0 1180 39.69 D 9130 D Common Stock, $0.01 par value 2007-05-04 4 S 0 1020 39.70 D 8110 D Common Stock, $0.01 par value 2007-05-04 4 S 0 1400 39.71 D 6710 D Common Stock, $0.01 par value 2007-05-04 4 S 0 1000 39.72 D 5710 D Common Stock, $0.01 par value 2007-05-04 4 S 0 914 39.73 D 4796 D Common Stock, $0.01 par value 2007-05-04 4 S 0 1686 39.74 D 3110 D Common Stock, $0.01 par value 2007-05-04 4 S 0 600 39.75 D 2510 D Common Stock, $0.01 par value 2007-05-04 4 S 0 600 39.76 D 1910 D Common Stock, $0.01 par value 2007-05-04 4 S 0 200 39.77 D 1710 D Employee Stock Option (right to buy) 18.25 2007-05-04 4 M 0 9397 D 2002-03-20 2011-03-19 Common Stock 9397 0 D Employee Stock Option (right to buy) 18.60 2007-05-04 4 M 0 603 D 2002-03-20 2011-03-19 Common Stock 603 0 D These options are subject to a four-year vesting schedule, under which 25% of the total option will become exercisable on the first anniversary of the Grant Date, an additional 2.09% of the number of shares originally covered by the option will become exercisable on the first day following the conclusion of each month in the second, third and fourth years following the Grant Date (other than the final month of the fourth year following the Grant Date); and an additional 1.85% of the number of shares originally covered by the option will become exercisable on the first day following the conclusion of the final month of the fourth year following the Grant Date. The Employee Stock Option was granted to the Reporting Person, and was not sold to the Reporting Person. As such, the Reporting Person did not pay any consideration for the Employee Stock Option. /s/ Anthony Ciro, pursuant to Power of Attorney filed with the SEC on July 2, 2004 2007-05-07 -----END PRIVACY-ENHANCED MESSAGE-----