-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SkDcNMyT7Yt/rzBjpPqifo5PweC2uILHlIK5aDy/laSO7BxhWOeW0PsnHYw+eENU bPtAJcD5RDSE35W0LilOzA== 0001209191-07-018681.txt : 20070320 0001209191-07-018681.hdr.sgml : 20070320 20070320121652 ACCESSION NUMBER: 0001209191-07-018681 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070320 FILED AS OF DATE: 20070320 DATE AS OF CHANGE: 20070320 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NOONAN JACK CENTRAL INDEX KEY: 0001205346 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22194 FILM NUMBER: 07705556 BUSINESS ADDRESS: BUSINESS PHONE: (312) 696-6000 MAIL ADDRESS: STREET 1: C/O SPSS STREET 2: 233 S WACKER DRIVE 11TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPSS INC CENTRAL INDEX KEY: 0000869570 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 362815480 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 233 S WACKER DR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3123292400 MAIL ADDRESS: STREET 1: 233 SOUTH WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2007-03-20 0 0000869570 SPSS INC SPSS 0001205346 NOONAN JACK 233 S. WACKER DRIVE 11TH FLOOR CHICAGO IL 60606 1 1 0 0 President and CEO Common Stock, $0.01 par value 2007-03-20 4 M 0 5000 19.25 A 210036 D Common Stock, $0.01 par value 2007-03-20 4 S 0 5000 35.007 D 205036 D Employee Stock Option (Right to Buy) 19.25 2007-03-20 4 M 0 5000 D 1999-01-02 2008-01-01 Common Stock 5000 45000 D The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person. These options were subject to a four-year vesting schedule, under which 25% of the total option became exercisable on the first anniversary of the Grant Date, an additional 2.09% of the number of shares originally covered by the option became exercisable on the first day following the conclusion of each month in the second, third and fourth years following the Grant Date (other than the final month of the fourth year following the Grant Date); and an additional 1.85% of the number of shares originally covered by the option became exercisable on the first day following the conclusion of the final month of the fourth year following the Grant Date. The Employee Stock Option was granted to the Reporting Person, and was not sold to the Reporting Person. As such, the Reporting Person did not pay any consideration for the Employee Stock Option. /s/ Anthony Ciro, pursuant to Power of Attorney filed with the SEC on September 16, 2003 2007-03-20 -----END PRIVACY-ENHANCED MESSAGE-----