-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CNqhLszn0D9aumZDfglWxAxYtoxFgs2s1gWxi2rSjHLjTSNPEi24Y4mGloF/mgPV yhQCEzwzc83CWfQx3a0EAA== 0001209191-07-003091.txt : 20070110 0001209191-07-003091.hdr.sgml : 20070110 20070110150225 ACCESSION NUMBER: 0001209191-07-003091 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070108 FILED AS OF DATE: 20070110 DATE AS OF CHANGE: 20070110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPSS INC CENTRAL INDEX KEY: 0000869570 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 362815480 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 233 S WACKER DR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3123292400 MAIL ADDRESS: STREET 1: 233 SOUTH WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dow Douglas CENTRAL INDEX KEY: 0001292127 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22194 FILM NUMBER: 07523062 BUSINESS ADDRESS: BUSINESS PHONE: 312-651-3000 MAIL ADDRESS: STREET 1: SPSS INC STREET 2: 233 SOUTH WACKER DRIVE, 11TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2007-01-08 0 0000869570 SPSS INC SPSS 0001292127 Dow Douglas SPSS INC. 233 SOUTH WACKER DRIVE, 11TH FLOOR CHICAGO IL 60606 0 1 0 0 SVP, Corporate Development Common Stock, $0.01 par value 2007-01-08 4 A 0 13300 A 23351 D These shares of SPSS common stock were granted to the Reporting Person in the form of restricted share units. The restricted share units are subject to a four-year vesting schedule, under which 25% of the total restricted share units covered by the award will vest on the first anniversary of the grant date and an additional 1/16 of the total number of restricted share units originally covered by the award (rounded up to the nearest whole share) will vest on the first day following the conclusion of each calendar quarter in the second, third and fourth years following the grant date (other than the final quarter of the fourth year following the grant date) and the balance of the number of restricted share units originally covered by the award will vest on the first day following the conclusion of the final quarter of the fourth year following the grant date. Each restricted share unit represents the right to receive one share of SPSS common stock. The restricted share units were granted to the Reporting Person, and were not sold to the Reporting Person. As such, the Reporting Person did not pay any consideration for the restricted share units. Includes one share purchase in the amount of 104 shares of SPSS common stock made by the Reporting Person pursuant to the SPSS Employee Stock Purchase Plan. /s/ Robert Brinkmann, pursuant to Power of Attorney filed with the SEC on June 21, 2004 2007-01-10 -----END PRIVACY-ENHANCED MESSAGE-----