-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RCl9AglcQJ6MuhKCusCWsuQJaIplL0m11yKifiAO3pmpTZfQ/uP/OGr4TdNIJZrv 9absNLURhlQuYVR8QRpBsg== 0001209191-07-003085.txt : 20070110 0001209191-07-003085.hdr.sgml : 20070110 20070110145627 ACCESSION NUMBER: 0001209191-07-003085 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070108 FILED AS OF DATE: 20070110 DATE AS OF CHANGE: 20070110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPSS INC CENTRAL INDEX KEY: 0000869570 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 362815480 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 233 S WACKER DR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3123292400 MAIL ADDRESS: STREET 1: 233 SOUTH WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OTTERSTATTER JONATHAN P CENTRAL INDEX KEY: 0001202799 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22194 FILM NUMBER: 07523029 MAIL ADDRESS: STREET 1: N6322 SHOREWOOD HILLS ROAD CITY: LAKE MILLS STATE: WI ZIP: 53551 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2007-01-08 0 0000869570 SPSS INC SPSS 0001202799 OTTERSTATTER JONATHAN P 233 S. WACKER DRIVE 11TH FLOOR CHICAGO IL 60606 0 1 0 0 Exec VP & Chief Technology Off Common Stock, $0.01 par value 2007-01-08 4 A 0 33200 A 75776 D Common Stock, $0.01 par value 999 I By Children These shares of SPSS common stock were granted to the Reporting Person in the form of restricted share units. The restricted share units are subject to a four-year vesting schedule, under which 25% of the total restricted share units covered by the award will vest on the first anniversary of the grant date and an additional 1/16 of the total number of restricted share units originally covered by the award (rounded up to the nearest whole share) will vest on the first day following the conclusion of each calendar quarter in the second, third and fourth years following the grant date (other than the final quarter of the fourth year following the grant date) and the balance of the number of restricted share units originally covered by the award will vest on the first day following the conclusion of the final quarter of the fourth year following the grant date. Each restricted share unit represents the right to receive one share of SPSS common stock. The restricted share units were granted to the Reporting Person, and were not sold to the Reporting Person. As such, the Reporting Person did not pay any consideration for the restricted share units. /s/ Robert Brinkmann, pursuant to Power of Attorney filed with the SEC on September 18, 2003 2007-01-10 -----END PRIVACY-ENHANCED MESSAGE-----