-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LrWO8HXF/7nX6WHNUfSF7HiCSTrA/s5WWEprvzFn8BBAbpw2Xk5uID9TdQKFA2UJ a6hCMvg7G4Tx7AtOkWqvjw== 0001209191-06-067294.txt : 20061229 0001209191-06-067294.hdr.sgml : 20061229 20061229093903 ACCESSION NUMBER: 0001209191-06-067294 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061228 FILED AS OF DATE: 20061229 DATE AS OF CHANGE: 20061229 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OTTERSTATTER JONATHAN P CENTRAL INDEX KEY: 0001202799 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22194 FILM NUMBER: 061304137 MAIL ADDRESS: STREET 1: N6322 SHOREWOOD HILLS ROAD CITY: LAKE MILLS STATE: WI ZIP: 53551 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPSS INC CENTRAL INDEX KEY: 0000869570 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 362815480 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 233 S WACKER DR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3123292400 MAIL ADDRESS: STREET 1: 233 SOUTH WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2006-12-28 0 0000869570 SPSS INC SPSS 0001202799 OTTERSTATTER JONATHAN P 233 S. WACKER DRIVE 11TH FLOOR CHICAGO IL 60606 0 1 0 0 Exec VP & Chief Technology Off Employee Stock Option (Right to Buy) 14.599 2006-12-28 4 D 0 20772 D 2003-02-02 2013-01-01 Common Stock 20772 19228 D Employee Stock Option (Right to Buy) 14.759 2006-12-28 4 A 0 20772 A 2003-02-02 2013-01-01 Common Stock 20772 20772 D The reported transaction involved the repricing of a portion of an existing option to increase the exercise price. The other terms of the option remain unchanged. These options are subject to a four-year vesting schedule, under which 2.09% of the total options become exercisable at the conclusion of the first month following the vesting commencement date, and an additional 2.09% become exercisable at the conclusion of each month thereafter throughout the first, second, third and fourth years following the vesting commencement date. The Employee Stock Option was granted to the Reporting Person, and was not sold to the Reporting Person. As such, the Reporting Person did not pay any consideration for the Employee Stock Option. /s/ Anthony Ciro, pursuant to Power of Attorney filed with the SEC on September 18, 2003 2006-12-28 -----END PRIVACY-ENHANCED MESSAGE-----