-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, V4gTwVgjTiQzI80sB8XtXKfs8Tp/Gmi25V5/dmDpBmwtKmFd5+w83asZO8Nb5c5p wx7bktOqJBClXr/68BiDSg== 0001209191-06-067287.txt : 20061229 0001209191-06-067287.hdr.sgml : 20061229 20061229092859 ACCESSION NUMBER: 0001209191-06-067287 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061228 FILED AS OF DATE: 20061229 DATE AS OF CHANGE: 20061229 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LUTZ MERRITT M CENTRAL INDEX KEY: 0001203945 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22194 FILM NUMBER: 061304110 BUSINESS ADDRESS: STREET 1: 750 7TH AVENUE 16TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2127622627 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPSS INC CENTRAL INDEX KEY: 0000869570 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 362815480 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 233 S WACKER DR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3123292400 MAIL ADDRESS: STREET 1: 233 SOUTH WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2006-12-28 0 0000869570 SPSS INC SPSS 0001203945 LUTZ MERRITT M 750 7TH AVENUE 16TH FLOOR NEW YORK NY 10019 1 0 0 0 Employee Stock Option (Right to Buy) 20.625 2006-12-28 4 D 0 93 D 2002-01-02 2011-01-01 Common Stock 93 4907 D Employee Stock Option (Right to Buy) 21.59 2006-12-28 4 A 0 93 A 2002-01-02 2011-01-01 Common Stock 93 93 D The reported transaction involved the repricing of a portion of an existing option to increase the exercise price. The other terms of the option remain unchanged. These options are subject to a four-year vesting schedule, under which 25% of the total options become exercisable on the first anniversary of the applicable vesting commencement date, an additional 2.09% become exercisable at the conclusion of each month of the second, third and fourth years following the vesting commencement date other than the final month of the fourth year, and an additional 1.85% become exercisable at the conclusion of the final month of the fourth year following the vesting commencement date. The Employee Stock Option was granted to the Reporting Person, and was not sold to the Reporting Person. As such, the Reporting Person did not pay any consideration for the Employee Stock Option. /s/ Anthony Ciro, pursuant to Power of Attorney filed with the SEC on July 2, 2004 2006-12-28 -----END PRIVACY-ENHANCED MESSAGE-----