-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WgsdnFapG/rf9aY3IDsYr/ZKy2iWTHyDmWBL9p4zevTT1mUyN7jLJHSskUBCOROX R7oL7BYhAn0mg77lCaVFkw== 0001209191-06-066428.txt : 20061221 0001209191-06-066428.hdr.sgml : 20061221 20061221125144 ACCESSION NUMBER: 0001209191-06-066428 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061220 FILED AS OF DATE: 20061221 DATE AS OF CHANGE: 20061221 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPSS INC CENTRAL INDEX KEY: 0000869570 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 362815480 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 233 S WACKER DR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3123292400 MAIL ADDRESS: STREET 1: 233 SOUTH WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NOONAN JACK CENTRAL INDEX KEY: 0001205346 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22194 FILM NUMBER: 061292309 BUSINESS ADDRESS: BUSINESS PHONE: (312) 696-6000 MAIL ADDRESS: STREET 1: C/O SPSS STREET 2: 233 S WACKER DRIVE 11TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2006-12-20 0 0000869570 SPSS INC SPSS 0001205346 NOONAN JACK 233 S. WACKER DRIVE 11TH FLOOR CHICAGO IL 60606 1 1 0 0 President and CEO Common Stock, $0.01 par value 2006-12-20 4 M 0 30000 27.38 A 135636 D Common Stock, $0.01 par value 2006-12-20 4 S 0 10000 30.45 D 125636 D Common Stock, $0.01 par value 2006-12-20 4 S 0 10000 30.4875 D 115636 D Common Stock, $0.01 par value 2006-12-20 4 S 0 6896 30.50 D 108740 D Common Stock, $0.01 par value 2006-12-20 4 S 0 3104 31.4167 D 105636 D Employee Stock Option (Right to Buy) 27.38 2006-12-20 4 M 0 30000 D 1998-01-02 2007-01-01 Common Stock 30000 0 D This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. These options were subject to a four-year vesting schedule, under which 25% of the total option became exercisable on the first anniversary of the Grant Date, an additional 2.09% of the number of shares originally covered by the option became exercisable on the first day following the conclusion of each month in the second, third and fourth years following the Grant Date (other than the final month of the fourth year following the Grant Date); and an additional 1.85% of the number of shares originally covered by the option became exercisable on the first day following the conclusion of the final month of the fourth year following the Grant Date. The Employee Stock Option was granted to the Reporting Person, and was not sold to the Reporting Person. As such, the Reporting Person did not pay any consideration for the Employee Stock Option. /s/ Jack Noonan 2006-12-21 -----END PRIVACY-ENHANCED MESSAGE-----