-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RdCffdJOIdULEyMqcnuh+/G/KZOThoppH/9BAD0GSqAol8vMfkuDNene0xIQFNZ8 wvLFhBM3MZJ+Nkdkz+0HqA== 0001209191-06-065226.txt : 20061215 0001209191-06-065226.hdr.sgml : 20061215 20061215160937 ACCESSION NUMBER: 0001209191-06-065226 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061213 FILED AS OF DATE: 20061215 DATE AS OF CHANGE: 20061215 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPSS INC CENTRAL INDEX KEY: 0000869570 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 362815480 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 233 S WACKER DR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3123292400 MAIL ADDRESS: STREET 1: 233 SOUTH WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NIE NORMAN H CENTRAL INDEX KEY: 0000923022 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22194 FILM NUMBER: 061280561 BUSINESS ADDRESS: STREET 1: 300 HYNDMAN CREEK ROAD STREET 2: N/A CITY: HAILEY STATE: ID ZIP: 83333 BUSINESS PHONE: 208-788-5444 MAIL ADDRESS: STREET 1: P.O. BOX 3800 STREET 2: 201 SAGE WILLOW ROAD CITY: SUN VALLEY STATE: ID ZIP: 83353 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2006-12-13 0 0000869570 SPSS INC SPSS 0000923022 NIE NORMAN H P.O. BOX 3800 201 SAGE WILLOW ROAD SUN VALLEY ID 83353 1 0 0 0 Common Stock, $0.01 par value 2006-12-13 4 M 0 5000 27.375 A 5894 D Common Stock, $0.01 par value 2006-12-13 4 S 0 5000 28.90 D 894 D Common Stock, $0.01 par value 399353 I By the Norman H. Nie Revocable Trust Common Stock, $0.01 par value 45763 I By the Norman and Carol Nie Foundation, Inc. Employee Stock Option (Right to Buy) 27.375 2006-12-13 4 M 0 5000 D 1998-01-02 2007-01-02 Common Stock 5000 0 D These options were granted with a vesting commmencement date as of January 2, 1997. These options were subject to a four-year vesting schedule, under which 25% of the total options became exercisable on the first anniversary of the applicable vesting commencement date, an additional 2.09% became exercisable at the conclusion of each month of the second, third and fourth years following the vesting commencement date other than the final month of the fourth year, and an additional 1.85% became exercisable at the conclusion of the final month of the fourth year following the vesting commencement date; provided, however, the Board may provide for earlier exercise of an option in the event of a change of control. These options may expire or be forfeited upon the occurrence of certain contingencies, including, without limitation, the cessation of an optionee's employment or the optionee's death. These options are not exercisable for a period of longer than ten years. The Employee Stock Option was granted to the Reporting Person, and was not sold to the Reporting Person. As such, the Reporting Person did not pay any consideration for the Employee Stock Option. /s/ Emily Borom, pursuant to Power of Attorney filed with the SEC on September 3, 2003 2006-12-15 -----END PRIVACY-ENHANCED MESSAGE-----