-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, V7OUhaS0n+jIxz5vpaFzceFN/IUg6k/f0V8mbQYfhbBTkEJ55xg+YZv+OTfEu8s4 XMNWktjNtT9zh3hfxXh10Q== 0001209191-06-026654.txt : 20060502 0001209191-06-026654.hdr.sgml : 20060502 20060502105121 ACCESSION NUMBER: 0001209191-06-026654 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060501 FILED AS OF DATE: 20060502 DATE AS OF CHANGE: 20060502 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOLEC KEN CENTRAL INDEX KEY: 0001203553 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22194 FILM NUMBER: 06797756 BUSINESS ADDRESS: BUSINESS PHONE: 952-975-3645 MAIL ADDRESS: STREET 1: 18434 BEARPATH TRAIL CITY: EDEN PRAIRIE STATE: MN ZIP: 55347 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPSS INC CENTRAL INDEX KEY: 0000869570 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 362815480 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 233 S WACKER DR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3123292400 MAIL ADDRESS: STREET 1: 233 SOUTH WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2006-05-01 0 0000869570 SPSS INC SPSS 0001203553 HOLEC KEN 18434 BEARPATH TRAIL EDEN PRAIRIE MN 55347 1 0 0 0 Common Stock, $0.01 par value 2006-05-01 4 A 0 894 A 894 D Employee Stock Option (Right to Buy) 33.57 2006-05-01 4 A 0 5000 A 2006-05-01 2016-04-30 Common Stock 5000 5000 D These shares of SPSS common stock were granted to the reporting person in the form of deferred share units that vest immediately upon the date of grant. Each deferred share unit represents the right to receive one share of SPSS common stock. 50% of the deferred share units shall be paid to the reporting person on the date that he separates from service with SPSS, and 50% of the deferred shares units will be paid to the reporting person six months after the date on which he separates from service with SPSS. The deferred share units were granted to the Reporting Person, and were not sold to the Reporting Person. As such, the Reporting Person did not pay any consideration for the deferred share units. The option vests immediately upon the date of grant. The Employee Stock Option was granted to the Reporting Person, and was not sold to the Reporting Person. As such, the Reporting Person did not pay any consideration for the Employee Stock Option. /s/ Anthony Ciro, pursuant to Power of Attorney filed with the SEC on July 2, 2004 2006-05-02 -----END PRIVACY-ENHANCED MESSAGE-----