-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, F/73BgnLVM5q9hn4oUrI0xcgCWarCQQr7ZjnVJlYbpzuLwpUB8fEG9uZIL+LVruK 69EKoc9tMxhbCHqH3iZCSw== 0001209191-06-018357.txt : 20060317 0001209191-06-018357.hdr.sgml : 20060317 20060317094619 ACCESSION NUMBER: 0001209191-06-018357 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060316 FILED AS OF DATE: 20060317 DATE AS OF CHANGE: 20060317 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPSS INC CENTRAL INDEX KEY: 0000869570 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 362815480 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 233 S WACKER DR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3123292400 MAIL ADDRESS: STREET 1: 233 SOUTH WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dow Douglas CENTRAL INDEX KEY: 0001292127 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22194 FILM NUMBER: 06694190 BUSINESS ADDRESS: BUSINESS PHONE: 312-651-3000 MAIL ADDRESS: STREET 1: SPSS INC STREET 2: 233 SOUTH WACKER DRIVE, 11TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2006-03-16 0 0000869570 SPSS INC SPSS 0001292127 Dow Douglas SPSS INC. 233 SOUTH WACKER DRIVE, 11TH FLOOR CHICAGO IL 60606 0 1 0 0 SVP, Corporate Development Common Stock, $0.01 par value 2006-03-16 4 M 0 2000 25.125 A 3247 D Common Stock, $0.01 par value 2006-03-16 4 M 0 2000 29.00 A 5247 D Common Stock, $0.01 par value 2006-03-16 4 M 0 5000 23.25 A 10247 D Common Stock, $0.01 par value 2006-03-16 4 M 0 5000 17.50 A 15247 D Common Stock, $0.01 par value 2006-03-16 4 M 0 5000 21.125 A 20247 D Common Stock, $0.01 par value 2006-03-16 4 M 0 5000 18.90 A 25247 D Common Stock, $0.01 par value 2006-03-16 4 S 0 24000 33.00 D 1247 D Employee Stock Option (Right to Buy) 25.125 2006-03-16 4 M 0 2000 D 1997-07-01 2006-06-30 Common Stock 2000 0 D Employee Stock Option (Right to Buy) 29.00 2006-03-16 4 M 0 2000 D 1998-07-01 2007-06-30 Common Stock 2000 0 D Employee Stock Option (Right to Buy) 23.25 2006-03-16 4 M 0 5000 D 1999-06-30 2008-06-29 Common Stock 5000 0 D Employee Stock Option (Right to Buy) 17.50 2006-03-16 4 M 0 5000 D 2000-10-27 2009-10-26 Common Stock 5000 0 D Employee Stock Option (Right to Buy) 21.125 2006-03-16 4 M 0 5000 D 2001-10-26 2010-10-25 Common Stock 5000 0 D Employee Stock Option (Right to Buy) 18.90 2006-03-16 4 M 0 5000 D 2002-10-25 2011-10-24 Common Stock 5000 0 D These options were subject to a four-year vesting schedule, under which 25% of the total option became exercisable on the first anniversary of the Grant Date, an additional 2.09% of the number of shares originally covered by the option became exercisable on the first day following the conclusion of each month in the second, third and fourth years following the Grant Date (other than the final month of the fourth year following the Grant Date); and an additional 1.85% of the number of shares originally covered by the option became exercisable on the first day following the conclusion of the final month of the fourth year following the Grant Date. The Employee Stock Option was granted to the Reporting Person, and was not sold to the Reporting Person. As such, the Reporting Person did not pay any consideration for the Employee Stock Option. /s/ Anthony Ciro, pursuant to Power of Attorney filed with the SEC on June 21, 2004 2006-03-17 -----END PRIVACY-ENHANCED MESSAGE-----