-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ceh7M28uhUktGnsHLQU9Ma4cunXi56pQ1QHdPnLSaRjHw8GteRtuIXU+UAJLR0pf cuhXt7ch5tpyxtV81rm4Gw== 0001209191-05-063831.txt : 20051216 0001209191-05-063831.hdr.sgml : 20051216 20051216134435 ACCESSION NUMBER: 0001209191-05-063831 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051216 FILED AS OF DATE: 20051216 DATE AS OF CHANGE: 20051216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kemper Robert CENTRAL INDEX KEY: 0001325090 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22194 FILM NUMBER: 051269194 BUSINESS ADDRESS: BUSINESS PHONE: 312-651-3000 MAIL ADDRESS: STREET 1: SPSS INC STREET 2: 233 SOUTH WACKER DRIVE, 11TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPSS INC CENTRAL INDEX KEY: 0000869570 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 362815480 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 233 S WACKER DR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3123292400 MAIL ADDRESS: STREET 1: 233 SOUTH WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2005-12-16 0 0000869570 SPSS INC SPSS 0001325090 Kemper Robert SPSS INC. 233 SOUTH WACKER DRIVE, 11TH FLOOR CHICAGO IL 60606 0 1 0 0 SVP - Research and Development Common Stock, $0.01 par value 2005-12-16 4 M 0 3000 14.43 A 6366 D Common Stock, $0.01 par value 2005-12-16 4 M 0 2000 15.97 A 8366 D Common Stock, $0.01 par value 2005-12-16 4 S 0 5000 27.66 D 3366 D Employee Stock Option (Right to Buy) 14.43 2005-12-16 4 M 0 3000 D 2003-12-18 2012-12-17 Common Stock 3000 7000 D Employee Stock Option (Right to Buy) 15.97 2005-12-16 4 M 0 2000 D 2004-07-12 2014-07-11 Common Stock 2000 30000 D These options are subject to a four-year vesting schedule, under which 25% of the total option will become exercisable on the first anniversary of the Grant Date, an additional 2.09% of the number of shares originally covered by the option will become exercisable on the first day following the conclusion of each month in the second, third and fourth years following the Grant Date (other than the final month of the fourth year following the Grant Date); and an additional 1.85% of the number of shares originally covered by the option will become exercisable on the first day following the conclusion of the final month of the fourth year following the Grant Date. The Employee Stock Option was granted to the Reporting Person, and was not sold to the Reporting Person. As such, the Reporting Person did not pay any consideration for the Employee Stock Option. These options are subject to the following vesting schedule: (i) 35.45% of the total option became exercisable on the Grant Date and (ii) an additional 2.09% of the number of shares originally covered by the option will become exercisable on the first day following the conclusion of each month thereafter in the first, second and third years following the Grant Date, until fully vested. /s/ Anthony Ciro, pursuant to Power of Attorney filed with the SEC on April 28, 2005 2005-12-16 -----END PRIVACY-ENHANCED MESSAGE-----