-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PuWosbdAI7hH5DTiIHfmw1lQtzG0rUpK2gz1hmlyiAcqGglT18MjDvV21uVujEEm yIijLqE2bbpASA+TbNCCxQ== 0001209191-05-061352.txt : 20051206 0001209191-05-061352.hdr.sgml : 20051206 20051206094808 ACCESSION NUMBER: 0001209191-05-061352 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051202 FILED AS OF DATE: 20051206 DATE AS OF CHANGE: 20051206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shap John CENTRAL INDEX KEY: 0001293269 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22194 FILM NUMBER: 051245963 BUSINESS ADDRESS: BUSINESS PHONE: 312-651-3000 MAIL ADDRESS: STREET 1: SPSS INC STREET 2: 233 SOUTH WACKER DRIVE, 11TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPSS INC CENTRAL INDEX KEY: 0000869570 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 362815480 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 233 S WACKER DR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3123292400 MAIL ADDRESS: STREET 1: 233 SOUTH WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2005-12-02 0 0000869570 SPSS INC SPSS 0001293269 Shap John SPSS INC. 233 SOUTH WACKER DRIVE, 11TH FLOOR CHICAGO IL 60606 0 1 0 0 SVP, World Wide Sales Common Stock, $0.01 par value 2005-12-02 4 M 0 1876 17.25 A 2780 D Common Stock, $0.01 par value 2005-12-02 4 S 0 1876 29.00 D 904 D Employee Stock Option (right to buy) 17.25 2005-12-02 4 M 0 1876 D 2004-12-17 2013-12-16 Common Stock 1876 58323 D These options are subject to a four-year vesting schedule, under which 25% of the total option will become exercisable on the first anniversary of the Grant Date, an additional 2.09% of the number of shares originally covered by the option will become exercisable on the first day following the conclusion of each month in the second, third and fourth years following the Grant Date (other than the final month of the fourth year following the Grant Date); and an additional 1.85% of the number of shares originally covered by the option will become exercisable on the first day following the conclusion of the final month of the fourth year following the Grant Date. The Employee Stock Option was granted to the Reporting Person, and was not sold to the Reporting Person. As such, the Reporting Person did not pay any consideration for the Employee Stock Option. /s/ John Shap 2005-12-06 -----END PRIVACY-ENHANCED MESSAGE-----