-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UhY14WDLCkr/G1sL5BVO+LinvhXMCc/pIsWs9+8OqZZlvR7YURrS1dZuyHATlWFf QFY86DUUzCAu+AJ41In4Rg== 0001209191-05-059766.txt : 20051128 0001209191-05-059766.hdr.sgml : 20051128 20051128111220 ACCESSION NUMBER: 0001209191-05-059766 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050428 FILED AS OF DATE: 20051128 DATE AS OF CHANGE: 20051128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kemper Robert CENTRAL INDEX KEY: 0001325090 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-22194 FILM NUMBER: 051227487 BUSINESS ADDRESS: BUSINESS PHONE: 312-651-3000 MAIL ADDRESS: STREET 1: SPSS INC STREET 2: 233 SOUTH WACKER DRIVE, 11TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPSS INC CENTRAL INDEX KEY: 0000869570 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 362815480 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 233 S WACKER DR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3123292400 MAIL ADDRESS: STREET 1: 233 SOUTH WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 3/A 1 doc3a.xml FORM 3/A SUBMISSION X0202 3/A 2005-04-28 2005-04-28 0 0000869570 SPSS INC SPSS 0001325090 Kemper Robert SPSS INC. 233 SOUTH WACKER DRIVE, 11TH FLOOR CHICAGO IL 60606 0 1 0 0 SVP - Research and Development Common Stock, $0.01 par value 3366 D Employee Stock Option (Right to Buy) 17.25 2004-12-17 2013-12-16 Common Stock 10000 D Employee Stock Option (Right to Buy) 15.97 2004-07-12 2014-07-11 Common Stock 32000 D Includes 2,500 shares of SPSS common stock granted on April 19, 2005 in the form of restricted stock units that will vest over time. Each restricted stock unit represents the right to receive one share of SPSS common stock on the date that the restricted stock unit vests. 1,250 of these restricted stock units will vest on the first anniversary of the grant date and 1,250 of these restricted stock units will vest on the second anniversary of the grant date. None of these shares were vested as of April 28, 2005. These shares were omitted from the reporting person's original Form 3. These options are subject to a four-year vesting schedule, under which 25% of the total option will become exercisable on the first anniversary of the Grant Date, an additional 2.09% of the number of shares originally covered by the option will become exercisable on the first day following the conclusion of each month in the second, third and fourth years following the Grant Date (other than the final month of the fourth year following the Grant Date); and an additional 1.85% of the number of shares originally covered by the option will become exercisable on the first day following the conclusion of the final month of the fourth year following the Grant Date. This information with regard to this option grant is being amended to correct the vesting schedule and "Date Exercisable." These options are subject to the following vesting schedule: (i) 35.45% of the total option became exercisable on the Grant Date and (ii) an additional 2.09% of the number of shares originally covered by the option will become exercisable on the first day following the conclusion of each month thereafter in the first, second and third years following the Grant Date, until fully vested. /s/ Robert Kemper 2005-11-28 -----END PRIVACY-ENHANCED MESSAGE-----