-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CQW8omZs5kWZniwQ1nXjDq8bLvAQprilKx+GtAqlxYOvO1oIsfQwBIIxaN3PznG2 CT43ZlHpUMmJz6akUJ/YVA== 0001209191-04-059124.txt : 20041222 0001209191-04-059124.hdr.sgml : 20041222 20041222152816 ACCESSION NUMBER: 0001209191-04-059124 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041221 FILED AS OF DATE: 20041222 DATE AS OF CHANGE: 20041222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPSS INC CENTRAL INDEX KEY: 0000869570 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 362815480 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 233 S WACKER DR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3123292400 MAIL ADDRESS: STREET 1: 233 SOUTH WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OTTERSTATTER JONATHAN P CENTRAL INDEX KEY: 0001202799 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22194 FILM NUMBER: 041220724 MAIL ADDRESS: STREET 1: N6322 SHOREWOOD HILLS ROAD CITY: LAKE MILLS STATE: WI ZIP: 53551 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2004-12-21 0 0000869570 SPSS INC SPSS 0001202799 OTTERSTATTER JONATHAN P 233 S. WACKER DRIVE 11TH FLOOR CHICAGO IL 60606 0 1 0 0 Exec VP & Chief Technology Off Employee Stock Option (Right to Buy) 15.98 2004-12-21 4 A 0 40000 A 2005-01-21 2014-12-20 Common Stock 40000 40000 D These options will vest ratably over a four-year period with 2.09% of the total option becoming exercisable on the first day after the conclusion of the first month following the Grant Date and an additional 2.09% of the shares originally covered by the option becoming exercisable on the first day following the conclusion of each month thereafter. The employee stock option was granted to the reporting person, and was not sold to the reporting person. As such, the reporting person did not pay any consideration for the employee stock option. /s/ Anthony Ciro, pursuant to Power of Attorney filed with the SEC on September 18, 2003 2004-12-22 -----END PRIVACY-ENHANCED MESSAGE-----