-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LqR+AUKcaWA4202nB8eMV2gbeFfEabenOc7KJ9GyT1Lt5ShikJkIcj9LcC28vY1s svWdWkB5kjIcqiujUAwAlg== 0001209191-04-031983.txt : 20040621 0001209191-04-031983.hdr.sgml : 20040621 20040621130143 ACCESSION NUMBER: 0001209191-04-031983 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040616 FILED AS OF DATE: 20040621 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ciro Anthony CENTRAL INDEX KEY: 0001291297 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22194 FILM NUMBER: 04872141 BUSINESS ADDRESS: BUSINESS PHONE: 312-651-3000 MAIL ADDRESS: STREET 1: SPSS INC. STREET 2: 233 SOUTH WACKER DRIVE, 11TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPSS INC CENTRAL INDEX KEY: 0000869570 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 362815480 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 233 S WACKER DR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3123292400 MAIL ADDRESS: STREET 1: 233 SOUTH WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 3 1 doc3.xml FORM 3 SUBMISSION X0202 3 2004-06-16 0 0000869570 SPSS INC SPSS 0001291297 Ciro Anthony SPSS INC. 233 SOUTH WACKER DRIVE, 11TH FLOOR CHICAGO IL 60606 0 1 0 0 Vice President, Legal Counsel Common Stock, $0.01 par value 1247.0000 D Employee Stock Option (Right to Buy) 14.7500 1996-07-01 2005-06-30 Common Stock 1250.0000 D Employee Stock Option (Right to Buy) 25.1250 1997-07-01 2006-06-30 Common Stock 2000.0000 D Employee Stock Option (Right to Buy) 29.0000 1998-07-01 2007-06-30 Common Stock 5000.0000 D Employee Stock Option (Right to Buy) 23.3500 1999-06-30 2008-06-29 Common Stock 5000.0000 D Employee Stock Option (Right to Buy) 17.5000 2000-10-27 2009-10-26 Common Stock 5000.0000 D Employee Stock Option (Right to Buy) 21.1250 2001-10-26 2010-10-25 Common Stock 5000.0000 D Employee Stock Option (Right to Buy) 18.9000 2002-10-25 2011-10-24 Common Stock 5000.0000 D Employee Stock Option (Right to Buy) 14.4300 2003-12-18 2012-12-17 Common Stock 10000.0000 D Employee Stock Option (Right to Buy) 17.2500 2004-12-17 2013-12-16 Common Stock 10000.0000 D These options are subject to a four-year vesting schedule, under which 25% of the total options become exercisable on the fisrt anniversary of the applicable vesting commencement date, an additional 2.09% become exercisable at the conclusion of each month of the second, third and fourth years following the vesting commencement date other than the final month of the fourth year, and an additional 1.85% become exercisable at the conclusion of the final month of the fourth year following the vesting commencement date. /s/ Anthony Ciro 2004-06-21 -----END PRIVACY-ENHANCED MESSAGE-----