-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DS39C+KMiGA/8d/vw6ZTyK/vfX+7QsRQisXUwVb84JtE8zHdjRTk7QeZkFV9025k hfIy0vnSD0q24u/eum+vJg== 0001209191-04-006490.txt : 20040203 0001209191-04-006490.hdr.sgml : 20040203 20040203172312 ACCESSION NUMBER: 0001209191-04-006490 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040202 FILED AS OF DATE: 20040203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OTTERSTATTER JONATHAN P CENTRAL INDEX KEY: 0001202799 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22194 FILM NUMBER: 04563941 MAIL ADDRESS: STREET 1: N6322 SHOREWOOD HILLS ROAD CITY: LAKE MILLS STATE: WI ZIP: 53551 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPSS INC CENTRAL INDEX KEY: 0000869570 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 362815480 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 233 S WACKER DR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3123292400 MAIL ADDRESS: STREET 1: 233 SOUTH WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 4 1 doc4.xml FORM 4 SUBMISSION X0201 4 2004-02-02 0 0000869570 SPSS INC SPSS 0001202799 OTTERSTATTER JONATHAN P 233 S. WACKER DRIVE 11TH FLOOR CHICAGO IL 60606 0 1 0 0 Exec VP & Chief Technology Off Employee Stock Option (Right to Buy) 21.1000 2004-02-02 4 A 0 40000.0000 A 2004-03-02 2014-02-01 Common Stock 40000.0000 40000.0000 D These options are subject to a four-year vesting schedule, under which 2.09% of the total options become exercisable at the conclusion of the first month following the vesting commencement date, an additional 2.09% become exercisable at the conclusion of each month thereafter throughout the first, second, third and fourth years following the vesting commencement date. The employee stock option was granted to the reporting person, and was not sold to the reporting person. As such, the reporting person did not pay any consideration for the employee stock option. /s/ Robert Brinkmann, pursuant to Power of Attorney filed with the SEC on September 18, 2003 2004-02-03 -----END PRIVACY-ENHANCED MESSAGE-----