-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TOJoNshI+bZ/e8VhO76Fr7xJ+ifNMfeE2IRRmjd8JFix159PeI+q7mYFWVn7mVzg XG4X6QifZKwTKIT4iUSppw== 0001209191-03-022147.txt : 20030918 0001209191-03-022147.hdr.sgml : 20030918 20030918184205 ACCESSION NUMBER: 0001209191-03-022147 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030917 FILED AS OF DATE: 20030918 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NOONAN JACK CENTRAL INDEX KEY: 0001205346 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22194 FILM NUMBER: 03901776 MAIL ADDRESS: STREET 1: C/O SPSS STREET 2: 233 S WACKER DRIVE 11TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPSS INC CENTRAL INDEX KEY: 0000869570 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 362815480 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 233 S WACKER DR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3123292400 MAIL ADDRESS: STREET 1: 233 SOUTH WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 4 1 doc4.xml FORM 4 SUBMISSION X0201 42003-09-1700000869570SPSS INC spss0001205346NOONAN JACK233 S. WACKER DRIVE11TH FLOORCHICAGOIL606061100President and CEOCommon Stock, $.01 par value2003-09-174M066602.61A19078D Common Stock, $.01 par value2003-09-174S0666019.11D12418DCommon Stock, $.01 par value2003-09-174M083254.5A20743DCommon Stock, $.01 par value2003-09-174S0832519.11D12418DEmployee Stock Option2.612003-09-174M06660D1995-02-242005-02-23Common Stock66600DEmployee Stock Option4.52003-09-174M08325D1999-06-022008-06-01Common Stock83250DThe transactions reported on this Form 4 were effected on September 17, 2003 pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.This option vested immediately upon the date of grant.The Employee Stock Option was granted to the Reporting Person, and was not sold to the Reporting Person. As such, the Reporting Person did not pay any consideration for the Employee Stock Option.This option was subject to a 48-month vesting schedule, under which a portion of the total options became exercisable on June 2, 1999./s/ Tony Ciro, pursuant to Power of Attorney filed with the SEC on September 16, 20032003-09-18 -----END PRIVACY-ENHANCED MESSAGE-----