-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SEqUh8tHy/ZKQ2C3fCTn8wj4/fOFMJ/0VKqDowtUId9G8mn8vw/0YqZLMtYDFreT wsk9/85v2zgTpA4qjfCZ7A== 0001209191-03-017896.txt : 20030819 0001209191-03-017896.hdr.sgml : 20030819 20030819172404 ACCESSION NUMBER: 0001209191-03-017896 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030818 FILED AS OF DATE: 20030819 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HAMBURG EDWARD CENTRAL INDEX KEY: 0001205348 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-22194 FILM NUMBER: 03856516 MAIL ADDRESS: STREET 1: C/O SPSS STREET 2: 233 S WACKER DRIVE 11TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPSS INC CENTRAL INDEX KEY: 0000869570 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 362815480 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 233 S WACKER DR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3123292400 MAIL ADDRESS: STREET 1: 233 SOUTH WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0201 4/A2003-08-182003-08-1900000869570SPSS INC spss0001205348HAMBURG EDWARD233 S. WACKER DRIVE11TH FLOORCHICAGOIL606060100Exec. VP, CFO, SecretaryCommon Stock, $.01 par value2003-08-184M017438A40856DCommon Stock, $.01 par value2003-08-184F076318.29D40093DEmployee Stock Option82003-08-184M01743D1993-08-182003-08-18Common Stock17430DEmployee Stock Option18.292003-08-184A0979A2003-08-182013-08-17Common Stock979979DThe number of shares for which the Employee Stock Option was exercised was incorrectly listed as 1,900 on the reporting person's original Form 4.The number of securities beneficially owned after the reported transaction was incorrectly listed as 41,013 shares on the reporting person's original Form 4. The shares listed in this column represent (a) the ri ght to acquire shares of stock upon the exercise of an Employee Stock Option and (b) the subsequent forfeiture of the right to receive such shares upon exercise for the purpose of paying the exercise price of the Employee Stock Option. This acquisition and forfeiture are treated as a purchase and sale for purposes of Section 16(a) of the Securities Exchange Act of 1934.The number of shares forfeited was incorrectly listed as 821 on the reporting person's original Form 4.The number of securities beneficially owned after the reported transaction was incorrectly listed as 40,921 shares on the reporting person's original Form 4. The shares listed in this column represent (a) the right to acquire shares of stock upon the exercise of an Employee Stock Option and (b) the subsequent forfeiture of the right to receive such shares upon exercise for the purpose of paying the exercise price of the Employee Stock Option. This acquisition and forfeiture are trea ted as a purchase and sale for purposes of Section 16(a) of the Securities Exchange Act of 1934.The Employee Stock Option was granted to the Reporting Person, and was not sold to the Reporting Person. As such, the Reporting Person did not pay consideration for the Employee Stock Option.The number of shares for which the Employee Stock Option was granted was incorrectly listed as 1,068 on the reporting person's original Form 4.These options vest immediately upon the date of grant./s/ Robert Brinkmann, pursuant to Power of Attorney filed with the Securities and Exchange Commission on January 6, 20032003-08-19 -----END PRIVACY-ENHANCED MESSAGE-----