-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TVNKaIItmWDXT6BfGmzko2rzNhBY1tcLdbloAsD1hxb0RsxWGpwjfEQftU7lXKEY OGRxwzHtnffoTlpjiqWCRA== 0001209191-03-017892.txt : 20030819 0001209191-03-017892.hdr.sgml : 20030819 20030819171336 ACCESSION NUMBER: 0001209191-03-017892 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030818 FILED AS OF DATE: 20030819 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NOONAN JACK CENTRAL INDEX KEY: 0001205346 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-22194 FILM NUMBER: 03856398 MAIL ADDRESS: STREET 1: C/O SPSS STREET 2: 233 S WACKER DRIVE 11TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPSS INC CENTRAL INDEX KEY: 0000869570 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 362815480 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 233 S WACKER DR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3123292400 MAIL ADDRESS: STREET 1: 233 SOUTH WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0201 4/A2003-08-182003-08-1900000869570SPSS INC spss0001205346NOONAN JACK233 S. WACKER DRIVE11TH FLOORCHICAGOIL606061100President and CEOCommon Stock, $.01 par value2003-08-184M055918A14615DCommon Stock, $.01 par value2003-08-184F0244618.29D12169DEmployee Stock Option82003-08-184M05591D1993-08-182003-08-18Common Stock55910DEmployee Stock Option18.292003-08-184A03144A2003-08 - -182013-08-17Common Stock31443144DThe number of shares for which the Employee Stock Option was exercised was incorrectly listed as 5,000 shares on the reporting person's original Form 4.Since the date of the Reporting Person's last ownership report, he transferred 58,346 shares of SPSS common stock pursuant to a domestic relations order.The num ber of securities beneficially owned after the reported transaction was incorrectly listed as 14,024 shares on the reporting person's original Form 4. The shares listed in this column represent (a) the right to acquire shares of stock upon the exercise of an Employee Stock Option and (b) the subsequent forfeiture of the right to receive such shares upon exercise for the purpose of paying the exercise price of the Employee Stock Option. This acquisition and forfeiture are treated as a purchase and sale for purposes of Section 16(a) of the Securities Exchange Act of 1934.The number of shares forfeited was incorrectly listed as 2,187 shares on the reporting person's original Form 4.The number of shares beneficially owned by the reporting person was incorrectly listed as 11,837 shares on the reporting persons's original Form 4. The shares listed in this column represent (a) the right to acquire shares of stock upon the exercise of an Employee Stock Opt ion and (b) the subsequent forfeiture of the right to receive such shares upon exercise for the purpose of paying the exercise price of the Employee Stock Option. This acquisition and forfeiture are treated as a purchase and sale for purposes of Section 16(a) of the Securities Exchange Act of 1934.The Employee Stock Option was granted to the Reporting Person, and was not sold to the Reporting Person. As such, the Reporting Person did not pay any consideration for the Employee Stock Option.The number of shares for which was the Employee Stock Option was granted was incorrectly listed as 2,812 shares on the reporting person's original Form 4.These options vest immediately upon the date of grant.This Form 4/A amends the Form 4 that was filed by the reporting person on August 19, 2003, as amended by the Form 4/A filed by the reporting person on August 19, 2003. This Form 4/A further amends th e Form 4, as more fully described in the footnotes to Table I and Table II./s/ Robert Brinkmann, pursuant to Power of Attorney filed with the Securities and Exchange Commission on January 6, 20032003-08-19 -----END PRIVACY-ENHANCED MESSAGE-----